Politician-Poet José Antonio Primo de Rivera

“We are going to defend our flag joyfully, poetically, by raising it. Because there are some who believe that in order to unite the will… it is necessary to hide everything that can arouse emotion or point out an energetic and extreme attitude. What a mistake!”

The flag that José Antonio Primo de Rivera wanted to raise was obviously a political flag. Raising it, he added: “People have never been moved by anything but poets, and woe betide anyone who does not know how to raise, against the poetry that destroys, the poetry that promises.”

Never had such words—the conjunction of the poetic and the political—resounded with such force in the public arena. Similar things had not even been heard in those times—Greek polis, Roman res publica, monarchy of divine right— in which a kind of sacred breath breathed in the political.

But today? Today, when political life has become a prosaic affair of merchants? Today, the above words—they were pronounced on October 29, 1933 at the founding ceremony of Spanish Falange—sound to our modern ears as outlandish as they are bizarre; and this despite the fact, perhaps someone will add, that they are aesthetically very beautiful. How nice they sound, it must be said! How well-spoken he was! And as handsome, the poor man, as he was! Et cetera.

The Conciliation of Opposites

The conjunction of the poetic and the political—the pretension of mobilizing the masses by invoking a poetic or spiritual spirit—constitutes, it is true, a contradiction in terms.

What happens is that there are contradictions upon contradictions. There are, on the one hand, the disastrous contradictions, the senseless nonsense. And there is, on the other hand, the Great Contradiction—”the embrace of opposites,” I usually call it—which, as Heraclitus already knew, moves the world and life, that life that would never exist without being spurred on by death; or that order of the intelligible that would never exist without being intertwined with that of the sensitive or emotional.

There, in that embrace of opposites, is where the conjunction of the political and the poetic is situated: in the combat that, necessarily mired in the mud of the public arena, is driven by a poetic or spiritual yearning.

What is this Yearning? What is this Struggle?

It is a yearning and a struggle – the very essence of the Jose-Antonian project—in which two contradictory terms are intertwined: revolution and conservation. The revolution that leads to a break with the old, retrograde conception of the world, while at the same time conserving all that, from tradition, it is imperative to conserve.

But what, concretely, do such a revolution and such conservation consist of?

What we must break with, advocates José Antonio, is the flagrant social injustices of liberal-capitalism (not, of course, to replace them with the much worse injustices of socialism). But what we must also put an end to is the decomposition of things, with the loss of their sap or substance—that consequence of individualism and materialism that lead, he wrote, “not to death by catastrophe, but to a stagnation in an existence without grace or hope, where all collective attitudes are born puny… and the life of the community is flattened, hindered, sinks in bad taste and mediocrity.”

Faced with this mediocre and puny life, what is needed is to raise the poetic breath, to unfold the spiritual rebirth of a world governed in our days by exclusive material desires and presided over by an equality and freedoms that, contrary to what his enemies claim, José Antonio did not reject at all. On the contrary, regretting their merely formal character, he seeks to revitalize them, to endow them with authentic meaning and content.

That is why he wrote: “Reader, if you live in a liberal state, try to be a millionaire, and handsome, and smart, and strong. Then, yes… life is yours. You will have publications in which to exercise your freedom of thought, automobiles in which to put into practice your freedom of locomotion.” If you don’t have them, if you are not at the heart of economic power, you will be left in the gutter.

The Nation

And, intertwined with all this, Spain, the Nation: that “unity of destiny.”

The Nation, the Homeland—the pillar of that substantial, organic order for which José Antonio advocated and which is at the antipodes of what Zygmunt Bauman calls “liquid modernity.”

The Nation, the Homeland—the place of tradition, of origins, of destiny. Of all that without which we would be nothing and without which we would speak nothing.

The Nation, history, tradition—that incandescent lava that unfolds over the centuries, linking the living with the dead and projecting them towards those to come.

The Nation—the very negation of narrow-minded, sullen, uncouth nationalism, just as the Fatherland, understood as it should be, represents the negation of tawdry, flat, chauvinistic patriotism.

The Nation—that unity of destiny that is opposed to the “terroir,” whose provincial narrow-mindedness José Antonio fought against.

And What about Francoism in all This?

What has all this to do with the Regime established after the victory of the national side in the Spanish Civil War? Francoism turned José Antonio into a saint and took the Falange to the altars; but its ideals had little to do with the reality of that prosaic and gray Regime, increasingly bourgeois, and which was so far from the poetic breath that “moves the people.”

What could the “cheerful and flirtatious Spain” defended by José Antonio, and the prudish Spain of demure skirts and prissy behaviors encouraged from the pulpits have in common? Except for outward appearances, except for that paraphernalia of belts, squads and blue shirts, very little; almost nothing had they to do with each other. The two had nothing in common.

(Is there no experience that, embodied in reality, allows us to relate it to the ideals of José Antonio? Yes, there are two. The first is the one undertaken by the great poet Gabriele D’Annunzio when he conquered in September 1919 the unredeemed Italian (today Croatian) city of Fiume. During the fifteen months that followed the most innovative of political, cultural and vital experiences, the Poet-Commander and his brave Arditi (the Daredevils) launched themselves, together with the population of the city, into a fascinating right-wing and libertarian, nationalist and cosmopolitan adventure, until they were defeated in December 1920.

The second historical reference is constituted by the so-called German Conservative Revolution, which, as its name indicates, consisted in joining, as José Antonio would do, the two opposing poles of tradition and revolution. Developed between 1918 and 1933, the German Conservative Revolution included thinkers and leaders of the stature of Oswald Spengler, the Jünger brothers, Arthur Moeller van den Bruck, Ernst von Salomon, Carl Schmitt, Heidegger, etc., not to mention its deep-rooted philosophical invocation of Nietzsche).

A fortnight before being shot, and while offering to try to bring about a cessation of hostilities between the two sides facing each other off to the death, José Antonio himself had intuited everything that separated him from the nascent Francoism. With schematic words—these were his notes to himself—but profound and harsh, he analyzed the social, political and ideological nature of those who had taken up arms.

“A group,” he said, “of generals of desolate political mediocrity. Pure elementary clichés (order, pacification of the spirits)…. Behind: 1) The old intransigent, narrow-minded, antipathetic Carlism. 2) The conservative classes, self-interested, short-sighted, lazy. 3) Agrarian and financial capitalism, that is to say… the lack of any far-reaching national sense.”

The far-reaching national sense, the far-sightedness, the eagle-eyed gaze—this was what characterized the man who, in one of those miracles that only happen once every thousand years, combined two extraordinary traits: those of the seasoned fighter in fierce combat in the political arena, and those of the deep, subtle thinker dedicated to the great challenges of the spirit.

However, that miracle would not last long—about five years-. A burst of machine gun fire finished him off. The trigger was pulled by the same graverobbers who have believed, eighty-seven years later, to be able to erase the presence of José Antonio. A vain endeavor! They can do nothing against the presence and the memory of the only politician-poet, the only politician-philosopher in Spain’s history.


Javier Ruiz Portella, journalist, essayist, writer and publisher, in Spain, whose recent book, N’y a-t-il qu’un dieu pour nous sauver? (Is There No God to Save Us?). This article comes through the kind courtesy of El Manifiesto.

The Memory of Lebanon—Also Our Own

Not so long ago, when “The State” and the banks appropriated the savings of thousands of Lebanese families, the French press was all abuzz about Lebanon. And then, the Lebanese and their bankrupt country were forgotten.

Between 1915 and 1918, Mount Lebanon was hit by a terrible famine that took away almost a third of its population and left in the Lebanese memory the certainty of the overwhelming responsibility of the Ottoman authorities in the organization and unleashing of what they considered a genocide. For many Lebanese, there is still no doubt that the famine of 1915-1918 was deliberately organized by the Ottoman authorities.

Lebanon has been distinguished from the neighboring provinces of Damascus and Beirut by a long tradition of autonomy. For three centuries, local emirs governed this Ottoman province. Between 1842 and 1860, taking advantage of “dissensions” within the population, the Sublime Porte tried to reinforce its control—without success. In 1860, the Muslim Druze massacred hundreds of Christians. In spite of a muted diplomatic resistance from England, France obtained permission from the European powers to send an expeditionary force to come to the aid of the victims and to restore order. The confessional massacres of the time led to the military intervention of Napoleon III’s troops and to the re-establishment of Lebanese autonomy guaranteed by the five powers, with the establishment of a specific administrative regime—Mount Lebanon would henceforth be directed by a compulsorily Catholic governor, appointed by the Sublime Porte after European agreement.

From 1913, following the coup d’état of Enver Pasha, the Ottoman Empire was governed by a triumvirate of which he was the dominant figure. In April 1915, in the midst of the war, he authorized his Minister of the Interior, Talaat Pasha (the “Turkish Hitler”) to organize the massacre of the Christian peoples of the empire: Assyrians, Pontic Greeks and Armenians. Wikipedia forgets the Lebanese in this sinister list.

For them, the matter was delegated to Jamal Pasha. But the objectives were the same.

“Enver Pasha then delegated Jamal Pasha who was given the job of exterminating Christians in the empire. From then on, he bore the nickname of Jamal Pasha al-Saffah. For this clever and Machiavellian man, there was no question of repeating the mistake of 1860. The sword used in the Armenian, Syriac or Assyrian-Chaldean regions could not be used in Lebanon without taking the risk of a new French landing” (Dr. Amine Jules Iskandar, President of the Syriac Maronite Union, Tur Levnon).

The Armenian precedent leaves little room for doubt as to the real intentions of the Turks. The mass deportation of Armenians from Anatolia coincided with the time when the blockade and repression of Mount Lebanon intensified (March 1915). The same chronology, the same motivations of the executioners—like the regions of eastern Anatolia, the Syrian coast and Mount Lebanon seemed like weak points for the Ottoman defense. Hence the objective of “creating a desert” in these two regions.

The Young Turk leaders had the necessary motive. They were suspicious of these Arabs who were much too Europeanized for their taste. Unlike Armenia and Upper Mesopotamia, Lebanon was closely connected to Europe. It was necessary to isolate it diplomatically and in the media before imposing the food blockade. Jamal Pasha immediately instituted general censorship. Once all communications with the outside world had been cut off, it was time to start.

It began in 1914, with the abolition of the capitulations signed between the Christian powers and the Sublime Porte which guaranteed the security of the Christians of the empire: the autonomy of Mount Lebanon was abolished. Persecutions multiplied: military occupation of the Mountain (November 1914); de facto suppression of its privileges (March 1915); forced appointment of administrators known for their harshness: Jamal Pasha, military governor of Beirut and Mount Lebanon from December 1914, and Ali Munif Bey who replaced Ohannes Pasha. Ali Munif Bey had distinguished himself by his relentless persecution of the Armenians of Adana, his home town. In his Memoirs, (Revue d’Histoire arménienne contemporaine, Tome V, le Liban. Mémoire d’un Gouverneur, 1913-1915, Ohannes Pasha Kouyoumdjian, 2003), Ohannes Pasha denounced Ali Munif Bey’s tactics—in 1915, he formed a Lebanese Red Crescent Committee. Officially, it was to help the Lebanese; in reality it was only a machine to extort donations from them. And then there was the violent repression of the Lebanese elites: in 1915-1916, several notables were sentenced to death for treason and hanged, and two hundred others deported to Anatolia.

The Ottoman Empire’s entry into the war against the Entente powers at the end of October was followed by a blockade of Entente ships on the western side. Set up in November 1914, this ruthless blockade not only in the Mediterranean but also in the Red Sea, (which continued until the autumn of 1918 when the outcome of the war was no longer in doubt) stopped the grain trade in the eastern Mediterranean.

On the eastern side, the land blockade was ordered by Jamal Pasha. Mount Lebanon was very dependent on the surrounding regions for food because of the scarcity of its agricultural land and the density of its population: 100 inhabitants/km2, i.e., ten times more than in the neighboring vilayet of Damascus, which was well provided with arable land (Ohannes Pasha, Memoirs). But in 1914, the food situation in Syria and Lebanon was favorable: the summer harvests had made it possible to build up large stocks.

From November 1914, the price of flour soared. The Lebanese sold their silk cocoons at a low price, then had to mortgage their goods to rich merchants in Beirut or Tripoli. The interest rate on loans soared to 400% the following year.

Visiting Lebanon in February 1916, Enver Pasha was quoted as saying: “We destroyed the Armenians with iron. We will destroy the Lebanese with hunger.”

Which was well on its way.

Practicing a scorched earth policy, the Turks destroyed most of the depots and railway equipment. In 1916, fearing for the army’s supplies, Jamal Pasha requisitioned all wheat, kerosene, beasts of burden, poultry and cattle, wood, and building materials. In 1916, the Ottoman soldiery even attacked the plantations, orchards and forests. The hills of Lebanon were completely stripped under the pretext of supplying coal to the trains. Jamal Pasha forbade the peasants to thresh the wheat before the arrival of a government agent. With the rains, the crops rotted. Many peasants fled to areas beyond the control of the government, so that the authorities were forced to ask soldiers to plow the fields around Damascus.

The Christians, starving and having already sold their furniture and clothes, ended up selling the beams of their houses. The roofs collapsed and families were left homeless with nothing on their bodies. To those who, from Constantinople, pointed out to him that the exclusive use of the means of transport for the benefit of the army risked starving the capital, Enver Pasha replied: “I do not care… about the supply for the population; it will look after itself as best it can. During the Balkan war, the civilians were full while the army was starving. Now it is their turn to fast: I am only concerned about my soldiers.”

The means of transport were thus lacking: the transport of grain through Port Said was not easier. In mid-October 1916, British General Allenby opposed the establishment of a French naval base in Beirut and refused to lift the blockade entirely, prohibiting the outflow of wheat to Lebanon.

The peak of the crisis was reached in 1917-1918. The desperate search for food led to social regression. In March 1918, near Tripoli, two women were arrested for kidnapping and devouring eight girls.

“Living skeletons wandered here and there in the mud and snow. One could hardly tell the living from the dead. The carts dumped in mass graves about a hundred bodies a day in the city of Beirut alone. In these conditions of cold, malnutrition, non-nutrition and absolute lack of hygiene, epidemics took their toll. Typhus, cholera, plague and other diseases of another age added to the misfortunes of the Lebanese. This is where the Ottoman genius proved itself. Pharmacies were robbed, medicines of all kinds were requisitioned, always for the needs of the army. The Sublime Porte needed doctors to treat its soldiers on the front, so they mobilized doctors from all the towns and villages. The cruelty of the invader had no limit. Ottoman-style corruption was in full swing. Even some Christians participated in it. The governor of Lebanon, Ohannes Kouyoumjian, who was far too honest and honest, was replaced by Ali Mounif. The latter arrived in Lebanon “penniless and left with two million gold francs” (Amine Jules Iskandar).

The shortage of wheat during the spring of 1916 was also due to the sending of grain to Arabia in order to keep the allegiance of the Bedouin tribes of the Hejaz, as the Arab revolt of Sharif Hussein began. The famine did not spare Syria, starting with Damascus, although it was close to the rich agricultural lands of the Hauran. There, as in Lebanon, the local population was sacrificed to the Turkish army and civil servants, the only beneficiaries of rationing. They were immolated on the altar of the strategic objectives of the Ottoman Empire.

The window still open to Europe, specific to Lebanon, was the Church: the Catholic missionaries, their monasteries and their schools. All their properties and places were requisitioned, transformed into barracks or military depots. Expelled, the missionaries could no longer serve as witnesses and observers. What remained were the Maronite bishops, but also the Romanian (Greek Orthodox) and Melkite bishops. The most active of them were then exiled; some Maronite bishops were even court-martialed and hanged. Lazarists, Jesuits, Daughters of Charity were still present in Lebanon in 1914. In November, most of them were expelled and their places ransacked. Inside the Mountain, the Lebanese members of the Catholic congregations managed to keep some missions open to relieve the suffering of the population. These had to be abandoned under pressure from the Turks in 1916.

In the spring of 1916, French diplomats estimated the number of victims in the mountains and on the coast at more than 80,000 (more than 50,000 in the mountains alone).

The Lebanese emigration mobilized; and in June of the same year, in New York, a Committee of support for the Syrian Mount Lebanon was formed. The poet Khalil Gibran joined it. He dedicated two poems to the Lebanese people: “Dead are mt People.” Of course, there has been much discussion about this committed poetry. However, the text remains quite vague in its poetic evocation of the “invisible snakes” responsible for this “tragedy beyond words.” The snakes were quite visible and the poet did not risk much in New York.

The Jesuits denounced the crime as coming “on the heels of the Armenian genocide.” The French ambassador in Cairo, Jules-Albert Defrance, who was close to the Lebanese community in Egypt, wrote to Aristide Briand at the French Ministry of Foreign Affairs. The latter then shared the information and alarming news with Camille Barrère, his ambassador in Rome, and also with the Holy See, with Washington (on May 16, 1916) and with the very Christian king of Spain. The atrocities are described in all these letters. All came to the same conclusion: a military intervention in the Levant would be fatal for the Christians of Lebanon. It would push the Ottomans to speed up their work and, perhaps, to put them to the sword. As for the food aid, it was systematically confiscated and diverted by the Ottomans.

On the Perseus website, there is an edifying article by Yann Bouyrat, “Une crise alimentaire provoquée? La famine au Liban (1915-1918).” The author is an associate professor and doctor of history, a researcher at the CEMMC in Bordeaux, and a lecturer at the Université Catholique de l’Ouest. “The article was validated by the reading committee of the CTHS in the context of the publication of the proceedings of the 139th National Congress of Historical and Scientific Societies, a symposium held in Rennes in 2013.”

The main thrust of the article is to mitigate the responsibility of the Turks and to minimize the role of France. Thus, the testimonies against the Turks are contradicted by other sources. First, the Spanish consul, who never believed in any “genocide by hunger” of the Lebanese population; a text from the Patriarch of the Maronites, found in the military archives, which clearly defends Jamal Pasha and underlines “his eager courtesy” and “the salutary effects of his generosity in providing food for the poor.” Meager evidence all. In the diplomats’ reports, Enver Pasha is presented as a criminal.

As for Ohannes Pasha, he was Armenian, which makes him “subjective.”

For Mr. Bouyrat, the ban on the export of cereals from Aleppo and Damascus to the mountains and the coast should be seen as a security measure to avoid the building up of cereal stocks on the coast, which could have served a possible invading army. And it could also be explained by the speculative madness of a certain number of unscrupulous local grain merchants. Monopolizing the grain market, the Aleppo merchants drove up prices, preventing the Beirut traders from recouping their expenses. This is undoubtedly true. But how does this diminish the responsibility of the Ottomans?

For this “specialist” in humanitarian intervention, “the human toll of the famine is difficult to establish with certainty.”

Really? For the Mountain alone, the losses reached at least 120,000 people—that is to say a third of the population. According to Dr. Jules Iskandar, out of a Lebanese population of 450,000 people, about 220,000 died. And half of the survivors went into exile. “We are,” he says, “the descendants of the remaining small quarter.”

The government in Paris, sensitive to the fate of the Syrian-Lebanese population, had considered on several occasions a partial lifting of the blockade. It had to give up in the face of London’s veto. Warned of the seriousness of the situation in the Mountain by Mgr Joseph Darian, Archbishop of Alexandria and spokesman for the Maronite Patriarch, Aristide Briand, then President of the Council, had successively asked two neutral powers (the United States in June, then Spain in July 1916), to intervene with the Porte so that it would authorize the sending of international humanitarian aid to Lebanon. In exchange, France agreed to allow the passage of ships chartered for relief. Here again, the intransigence of England forbade it. As well as the bad faith of the Turkish government, which did everything to hinder the action of the American and Spanish action committees.

The rescue of Lebanon began in 1918-1919; and the action was considerably amplified after the arrival of the French army in Beirut. When the first detachments landed in the city on October 7, 1918, the situation was catastrophic. The only aid brought to the population came from the British navy and remained insignificant: 100 tons of cereals, 50 tons at the disposal of the city of Beirut and 50 for the Mountain. At the same time, the monthly needs of Lebanon and the coast were estimated at over 2,000 tons.

At the end of October, Clemenceau’s intervention enabled France to obtain an end to the obstacles to the circulation of cereals. The arrival of all this aid in November quickly had positive effects: it brought down the price of foodstuffs and forced speculators to sell their stocks.

What is taught in Lebanese schools today?

Lebanese children are taught that the famine that decimated a third to half of their people at the time was due to the unfortunate coincidence of disparate factors: the Allied sea blockade, the Ottoman land blockade and the locust invasion.

But even more serious, according to Dr. Amine Jules Iskandar: two hundred thousand disarmed victims whose only crime was to be Christian—and not a museum, not a monument, not a public square, not a national day, not a mention in the history books. Greater Lebanon preferred them to the forty martyrs of the Place des Canons that now bears their name: their multi-faith origins better satisfied the image sought by the young state.

Ancient Lebanon had such respect for its martyrs that it dedicated to them the highest peak in the country: Qornet Sodé (in Syriac: the Summit of the Martyrs). The name has now become the meaningless Arabic, Qornet al-Sawda (Black Summit). In order to build this Greater Lebanon, now in ruins, the historical Lebanon was sacrificed, which should have been the soul of the new state and not considered a hindrance.

Was it necessary to abandon its Syriac language and the ancient Christian cultural base that was supported by it? Was it necessary to conceal the blood of the martyrs by erasing the black page of this famine, if not planned, at least wanted and organized?

We must leave the historian Yann Bouyrat to his academic ambitions and privilege the testimony of those who carry in their living memory the infinite grief of the survivors and their frightening lucidity:

“We are the descendants of the quarter that survived and remained in Lebanon. And from this group, three quarters also emigrated. So, we are only one quarter of the quarter. Let us be conscious and modest in the face of all this legacy for which we are responsible today. The genocide of the Christians of the East, “Tsekhaspanutyan” Ցեղասպանություն (genocide) for the Armenians, “The Sayfo” (the sword) for the Christians of Upper Mesopotamia and “The Kafno” (famine) for the Christians of Lebanon, is a duty of memory. One cannot murder a people twice; first by death, then by silence and oblivion. It is a national duty to be taken into account at the level of state, religious and cultural institutions.”

He is right.

And his testimony weighs more heavily in the balance of responsibility than Mr. Bouyrat’s work on questions of humanitarian interference. The millions of victims weigh more in the scales of justice than diplomatic issues. The honor of France, which was involved in this drama, was saved by all those who behaved with courage and humanity:

“The Syrian island of Arwad (ouad in French) was in the hands of the French, under the command of Albert Trabaud. The aid from the Lebanese diaspora was then brought to the island and transported by night to the Lebanese coast. The first part of the journey was done by boat, while the second part was completed by swimming. The gold was handed over to the envoys of the patriarch of the Maronites. The sums collected in Bkerke were then used to buy quantities of food to be distributed to the people in order to limit the carnage as much as possible…. Albert Trabaud contributed to the survival of our ancestors, there is still a street in Achrafieh named after him? For how long?” (Jules Iskandar)

A people without memory is a people without a future. Today’s Lebanon is a country in ruins that survives only thanks to a Christian diaspora assimilated wherever it exists, industrious and with a high degree of education. It knows that on it depends the survival of this small country with an ancient history that gave the alphabet to the European world and inaugurated the history of the Mediterranean and its civilization.

And today?

Today, the world history of infamy continues through the scandal of the Latchine corridor: 150,000 Armenians deprived of everything by the Azeris in defiance of international rights.

But can anyone tell us when an Islamic state has respected such rights?

In a few years, eminent academics with titles will write about the question of humanitarian interference in Nagorno-Karabakh, wondering about the number of victims and the difficulty of establishing the number with certainty.

In the meantime, men, women and children are dying. Christians.

In French schools, grade five students are taught that there were “contacts” between Islam and Christianity in the Mediterranean and that Islam was a brilliant Arab-Muslim civilization to which we owe the transfer of all Greek science.

We believe in order to dream.


Marion Duvauchel is a historian of religions and holds a PhD in philosophy. She has published widely, and has taught in various places, including France, Morocco, Qatar, and Cambodia. She is the founder of the Pteah Barang, in Cambodia.


Featured: Starving family in Mount Lebanon, ca. 1915-1918.


The War Against the Dead: José Antonio Primo de Rivera, Eternal Victim of Hatred

It is said that when Charles V’s troops were victorious in Wittenberg (1547), some of his advisors urged him to exhume and burn Luther’s remains, which were in the chapel of the city castle. Magnanimous, the emperor simply replied: “He has found his judge. I wage war on the living, not the dead.” But respect for the graves of the dead, the desire for reconciliation and fraternization no longer seems to be on the agenda in the Spain of Pedro Sánchez. A New and striking demonstration of this is the latest twist in the Valley of the Fallen (Valle de los Caídos or Valle de Cuelgamuros) affair, with the exhumation of the remains of José Antonio Primo de Rivera, finally agreed upon by his family, in the face of pressure from the authorities and to avoid desecration of the grave by foreign hands. The mistake, for many people of good will, has been to persist in expecting sublime acts from the government when the source of the sublime has long since withered away. And so, the young founder of the Spanish Falange was exhumed and buried for the fifth time on the 120th anniversary of his birth (1903-2023). But why so much hostility, resentment and hatred towards José Antonio? Who was really the founder of the Falange?

Refusing Manichean History

For the craftsmen of the dominant historiography, neo-socialists or self-proclaimed “progressive” neo-liberals, the answer is as simplistic as it is repetitive: he was “a fascist, the son of a dictator,” and the case is closed. After thirty-five years of “conservative” or Francoist propaganda, followed by almost half a century of “progressive” propaganda, and despite the impressive bibliography that exists on the subject, José Antonio remains the great unknown or misunderstood figure of contemporary Spanish history. For his opponents, admirers of the Popular Front, often covert glossers of Comintern myths, the young founder of the Falange was a sort of daddy’s boy, a cynical admirer of Italian fascism, a pale imitator of Mussolini. At best, for his opponents, he was a contradictory, ambiguous spirit, who sought in fascism a solution to his personal and emotional problems. Worse, again for his opponents, he was a servant of capital, an authoritarian, antidemocratic, ultranationalist, demagogic, arrogant, violent, racist and anti-Semitic personality, devoid of any intellectual quality. In addition to this absurd and grotesque accusation, his right-wing opponents are no less known for their grievances. According to them, he advocated a deliberately catastrophic policy, a strategy of civil war. In any case, for them, he was a misguided personality whose contribution to political life was null, marginal or negative insofar as he accelerated the national disaster. Some add, as if this were not enough, that José Antonio’s presence in the national camp, in the midst of the Spanish Civil War, would not have changed the course of events. If he had confronted the military, they say, they would have imprisoned or even executed him. If he had survived and been more successful, “he would most likely have been completely discredited.” And they do not hesitate to point out what they call a “contradiction between Joséantonian Falangism and Catholicism,” concluding, without hesitation, “as the Bible says, he who lives by the sword, dies by the sword.” But to affirm is not to prove.

For nearly half a century, I have been opposed to this caricatured, Manichean or soap opera history, to these reductive schemes contradicted by a considerable mass of facts, documents and testimonies. I know that the mere consideration of values, facts or documents, which contradict the opinion of so many so-called “scientific historians” (or rather camouflaged militants), leads ipso facto, at best, to silence and oblivion, and at worst, to caricature, to exclusion, to insult, to the accusation of complacency, of calculated legitimization, or even of disguised apology of fascist violence. But it doesn’t matter, the main thing is to say what needs to be said. A work, a historical study is worth its rigor, its degree of truth, its scientific value.
Once one has read much of the inexhaustible hostile literature, one must take the trouble to go to primary sources. In my case, the careful study of the Complete Works (Obras Completas de José Antonio Primo de Rivera, 2007) and the rigorous analysis of the documents and testimonies of the time have opened my eyes. The usual clichés about José Antonio Primo de Rivera, his person and his actions, or the repetition of truncated formulas and declarations taken out of context, in order to show the “poverty” of his analysis and the “weakness” of his thought, have not impressed me for a long time.

How can we grant a minimum of credibility to authors who keep silent, ignore or dismiss hundreds of balanced testimonies? Why is the anthology of opinions of personalities from all walks of life, published by Enrique de Aguinaga and Emilio González Navarro, Mil veces José Antonio (A Thousand Times José Antonio, 2003), so carefully ignored by so many so-called “specialists?” Why did Miguel de Unamuno, the greatest Spanish liberal philosopher of the time, along with Ortega, see in José Antonio “a distinguished mind, perhaps the most promising of contemporary Europe?” Why did Salvador de Madariaga, the famous liberal and anti-Franco historian, describe him as a “courageous, intelligent and idealistic” personality? Why would renowned politicians, such as the socialists and anarchists Félix Gordón Ordás, Teodomiro Menéndez, Diego Abad de Santillán and Indalecio Prieto, or famous liberal and conservative intellectuals, such as Gregorio Marañón, Álvaro Cunqueiro, Rosa Chacel, Gustave Thibon and Georges Bernanos, have paid tribute to his honesty and sincerity? Why would the most famous French Hispanist, member of the French Institute, Pierre Chaunu, a great connoisseur of Gaullism, have established a surprising parallel between the thought of Charles de Gaulle and that of José Antonio in a long article in Le Figaro (P. Chaunu, “De Gaulle à la lumière de l’Histoire,” September 4-5, 1982)?

Neither Right nor Left

José Antonio, as a precursor and disciple of Ortega y Gasset, had already denounced, ninety years ago, the two forms of moral hemiplegia: “To be of the right, as to be of the left, is always to expel from the soul half of what there is to feel. In some cases, it is to expel it entirely and to replace it by a caricature of the half” (Arriba, January 9, 1936). He wanted to create and develop a political movement animated by a synthetic doctrine, embracing all that is positive and rejecting all that is negative on the right and on the left, in order to establish a profound social justice so that the people return to the supremacy of the spiritual. The metaphysical, religious and Christian dimension, respect for the human person, refusal to recognize the State or the party as the supreme value, anti-Machiavellianism, and Classical and non-Hegelian foundation of the State are distinctive elements of his thought. With his sense of justice, solidarity and unity, while respecting diversity, with his strong sense of duty, José Antonio was both a traditionalist and a revolutionary.

He probably wanted to carry out a project that was too idealistic for his time: to nationalize the banks and the large public services, to attribute the surplus value of work to the unions, to carry out a profound agrarian reform in application of the principle: “The land belongs to those who work it,” to create a family, communal and union property. He wanted to establish individual, family, communal and union property, with similar rights.

Was his program reformist or revolutionary, realistic or utopian? One can debate this, but what cannot be said is that it lacked openness, generosity and nobility. José Antonio’s national-unionism failed miserably, but ultimately because he was a victim of the resentment, sectarianism and hatred of the Left as much as of the selfishness, arrogance and immobility of the Right. Censored, insulted, caricatured, imprisoned (three months before the July 18 uprising) and shot by the Marxist and anarchist Left on November 20, 1936, after a parody of a trial, the founder of the Falange, mocked and harshly criticized by conservatives and liberals before the war, was recuperated, manipulated, denatured and finally executed and buried a second time by Franco’s Right.

Alain Guy, a fine connoisseur of Spanish philosophy, and the political scientist Jules Monnerot, to mention only two prestigious French academics and intellectuals, affirmed that Joséantonian Falangism could not strictly speaking be reduced to “fascism” alone, that is, for serious historians and political scientists, to a certain model designating the imperfect similarities that can be established between the Italian and German phenomena. Nor was it reduced, they said, to Francoism, a regime and ideology whose character was above all conservative and authoritarian. Personally, I certainly do not put an equal sign between, on the one hand, José Antonio’s Falangism, Italian fascism, German revolutionary conservatism (before Hitler’s takeover) and, on the other hand, the three great hysterias of the twentieth century: National Socialist racism, the savage economism of neo-liberalism, or, the one that has undoubtedly caused more deaths than the two previous ones, Marxist socialism.

That said, it must be emphasized that José Antonio acted in a very specific time and space, the Spain of 1933-1936. His thought is not entirely reducible to the historical-cultural context, but it cannot be used to give concrete answers to current questions. Moreover, it contains elements that are questionable or even unacceptable today. Thus, its theorization of the “enlightened” minority, structured in clubs or parties, which would be the actor of development and revolution in the name of the people, is clearly marked and contaminated by the totalitarian conceptions inherited from liberal Jacobinism and Marxist socialism.

José Antonio and the French Non-Conformists of the 1930s

The Christian personalism of the founder of the Falange is very close to the thought of the French nonconformists of the 1930s (Robert Aron, Arnaud Dandieu, Jean de Fabrègues, Jean-Pierre Maxence, Daniel-Rops, Alexandre Marc, Thierry Maulnier, Emmanuel Mounier or Denis de Rougemont) who so influenced the future president of the French Republic, Charles de Gaulle (No less interesting is the comparison that can also be made with the thought of the founder of Fianna Fail, president of the Irish Republic, Éamon de Valera).

Ninety percent, if not all, of the personalist ideas of the French non-conformists of the 1930s, ideas most of which are surprisingly current, and which first permeated the most original circles of the Vichy regime, as well as those of most of the non-communist networks of the Resistance, were shared by the young leader of the Falange.

To be convinced of this, it is enough to recall here the main ideas of this French personalist current (see: Jean-Louis del Bayle, Les non-conformistes des années trente, 1969). There is first of all the criticism of the representative, parliamentary democracy, synonymous of lies, of absence of character, of dishonorable behavior, of control of the press and the democratic mechanisms, of regime in the hands of an oligarchy of ambitious and rich men. Then there is anti-capitalism, whose roots are philosophical and moral rather than economic or political. It is the virulent criticism of “laissez faire, laisser passer,” which leads to the transformation of society into a veritable jungle where the demands of the common good and of justice are radically ignored. It is the denunciation of the submission of consumption to the demands of production, itself submitted to speculative profit. It is the rejection of the absolute primacy of profit and financial speculation, as well as of the domination of banks and finance. It is the rejection of usury as a general law, of the triumph of money as the measure of all human action and of all value. Finally, it is the reproach of attacking initiative and freedom, of killing private property by concentrating it in fewer and fewer hands: “Liberalism is the free fox in the free henhouse.”

This personalist, non-conformist current declared itself “neither of the right nor of the left,” “neither communist nor capitalist;” it wanted to fight for the “dignity of the human person,” for “spiritual values,” and defended “the third way;” it wanted to extend individual property by multiplying non-state collective properties; it wanted to reorganize credit by entrusting it to banks, managed by professional organizations or consumer associations. His main criticism of capitalism was summed up in two words: materialism and individualism. “Drink, eat and sleep is enough;” in that, affirmed the nonconformists, Marxism does not break with capitalism, but prolongs its defects. The ultimate goal was not happiness, comfort and prosperity, but the spiritual fulfillment of man. They advocated simultaneously the need for a revolution of institutions, an economic and social revolution and a spiritual revolution. Fundamental to them was the idea that any upheaval of structures would be useless if it were not accompanied by a moral and spiritual transformation of man, beginning with that of the supporters of the coming revolution.

This brief review of the personalist spirit of the French nonconformists of the 1930s leads to the conclusion that there is not a single one of their proposals that does not find an echo in the writings and speeches of José Antonio. Primo de Rivera was neither a Hegelian, nor a racist, nor an anti-Semite. He did not place the state or race at the center of his worldview, but man as the bearer of eternal values, capable of being saved or lost. He did not advocate a materialistic and totalitarian revolution (collectivist-classist, statist or racist), which seeks to reduce social and spiritual reality to a single model, but a spiritual, total revolution, at once moral, political, economic and social—a Christian-personalist revolution, integrating all people and serving all people.

The influence of Italian fascist ideology on the thought and style of José Antonio is undeniable, but there are also other influences no less important, such as traditionalism, liberalism, anarchism and Marxism-socialism. Many judge José Antonio’s admiration for Mussolini severely. It is true that at the beginning of his brief political career, like many other politicians and intellectuals of his time, such as Churchill or Mounier, he showed a real esteem and even enthusiasm for the social achievements of the Duce. But we must not forget that the state totalitarianism of Mussolini’s regime was infinitely less bloody than the totalitarianism of class or race. All modern ideologies have been at the origin of flagrant crimes, and none can claim to be more human than the others. But there are degrees of horror, and when it comes to judging the founder of the Falange, a minimum of decency and rigor is required.

José Antonio and Che

Several authors have ventured to draw a parallel between José Antonio and the most emblematic figure of twentieth-century revolutionary romanticism, the Leninist-Maoist guerrilla, Ernesto Guevara. The similarities, however, are imperfect. Both exalted the virtues of courage, loyalty and fidelity. Both symbolized the altruism of youth. Both despised luxury, lavish tastes and the ostentation of wealth. Both rejected the economic and social order where only money reigns, where society is abandoned to the sole rules of profit and triumphant egoism, with their inevitable corollaries of speculation, greed and corruption. Both disregarded fear, despised money and were driven by a passion for duty. But the similarities end there.

José Antonio was a convinced Catholic. Che had no metaphysical concerns and was hostile to all religious beliefs. A materialist and atheist, Ernesto Guevara despised what Nietzsche denounced as “the weaknesses of the Christian.” Fanaticism, sectarianism, harshness, hatred of the Other, revolutionary demagogy are traits that Che shared with Robespierre, Lenin, Hitler, Stalin and Mao. The most terrible thing about Che is the mixture of personal asceticism and the ability to scourge others, the certainty of always being right, the abstract hatred, the cold political cruelty. For him, friends were friends only if they thought like him politically. Like his master, Lenin, political combat legitimizes all means: cunning, manipulation, cynicism, extreme violence, insults, invective, slander, libel, subsidies to the enemy of the fatherland, theft of inheritances, robberies and summary executions. Che loved people not as they are, with their greatness and weaknesses, but as the revolution would have transformed them. He was an exterminating angel. He expressed his feelings more easily for the death of an animal than for that of an enemy. It is difficult to imagine José Antonio ordering the summary execution of more than a hundred opponents, as Che did in the fortress of La Cabaña. It is equally difficult to imagine him writing, like Lenin to Gorky (September 15, 1922), these repugnant lines about intellectuals to deplore the delay in their executions: “The intellectuals, lackeys of the bourgeoisie, think they are the brains of the nation. In reality, they are not its brains, they are its shit” (see: Hélène Carrère d’Encausse, Lénine, 1998, p. 586).

The Ethics of José Antonio

José Antonio had a sense of measure and balance; he knew that in politics, the absolute refusal of any compromise (which is not the abandonment of principles in favor of opportunism) always leads to implacable terror. Republican and democrat of reason, he rejected any nostalgia of the past, whether monarchist, conservative or reactionary. He had no more the excessive taste of the military for order and discipline than the irresistible attraction of the actor or artist for the stage and comedy. He was neither Franco (for whom he had little sympathy) nor Mussolini. Stupid as it may seem, José Antonio had a marked inclination for goodness; a “goodness of heart,” as the master Azorín rightly pointed out, which, together with a high conception of justice and honor, an unquestionable physical courage, a constant intellectual preoccupation, a charisma or magnetism of a leader, and finally, a keen sense of humor, made him inevitably likeable.

Contrary to the Jacobin utopians and socialist-Marxists, José Antonio wanted to base his system on the person and to defend cultural, regional and family specificities. He did not seek to make the Other, an Other Me, but simply to accept him, to understand him and to convince him to collaborate with him for the good of the whole national community. When the Spanish Civil War broke out, in the face of the avalanche of hatred and fanaticism, of iron and blood, he resisted and stood up almost alone. From his cell in Alicante, he offered his mediation in a last attempt to stop the barbarism. But it was a lost cause, and it was rejected. He died with dignity, without hatred, with a serene soul, like a Christian hero, at peace with God and men. In his will he wrote: “I forgive with all my heart all those, without exception, who may have harmed or offended me, and I ask all those to forgive me to whom I may owe the reparation of some wrong, be it great or small” (November 18, 1936). In the political world of the 20th century, notable personalities abound, but it is difficult to find more noble ones. He was a kind of last Christian knight.

That said, historically, José Antonio’s merit is that he tried to critically assimilate, from a deeply Christian position, the socialist revolution while dissociating spiritual and communitarian values from the reactionary right. And one of his most original characteristics was to appear on the political scene of his time with a new rhetoric, a new way of formulating politics, with an original and attractive language for the young.

Lies and Truths

It is now appropriate to examine the accusations of violence and anti-democracy that are so often levelled at him. Invariably, he is reproached with a phrase that he himself described as unfortunate: “When Justice and the Fatherland are undermined, there is no other admissible dialectic than that of fists and guns.” But it is still necessary to quote it in its entirety and to put it into perspective. Let’s not forget the constant exalted, inflammatory and anti-democratic declarations of his opponents, starting with those of the “Spanish Lenin,” the socialist revolutionary and Marxist Largo Caballero, who called for the “dictatorship of the proletariat” (Cádiz, May 24, 1936), and declared “we are not different from the communists” (Bilbao, April 20, 1934); “I want a republic without class struggles, but for that, one must disappear” (Alicante, January 25, 1936); or the slogans repeated tirelessly by the socialists newspapers Claridad and El Socialista: “May the parliamentary republic die,” “Hate the criminal bourgeoisie to death.”

Let’s contextualize the alleged Joséantonian violence. The Joséantonian Falange was responsible for sixty to seventy murderous attacks between June 1934 and July 1936. But in the same period, it suffered about 90 deaths in its ranks (there were 2,000 to 2,500 deaths during the Second Republic). From the day after its foundation, in October 1933, the Joséantonian Falange suffered a dozen deadly attacks. These were not street fights, but terrorist attacks, carried out by socialists, communists and anarchists, to physically eliminate the distributors of the Spanish Falange (FE) weekly. The propagandistic image against the Spanish Falange (FE), as the main group whose terrorist action provoked the Civil War, is radically false. It was for his refusal to enter the cycle of violence for months that José Antonio was nicknamed “Simon the Gravedigger” by the right, and that his party and its militants received the nicknames of “Spanish Funeral” (FE) and “Franciscanists.” In reality, it was only after eight months of waiting that the Joséantonian Falange reacted violently. The trigger was the death, on June 10, 1934, of a 17-year-old Falangist student, Juan Cuellar, murdered in the Casa de Campo by a group of Madrid socialists. To top it all off, the socialist activist Juanita Rico urinated on the corpse of her victim and the father of the young Cuellar was unable to recognize his son’s face, which had been stomped, crushed and mutilated.

In reality, a presentation of the facts that ignores the Bolshevization or revolutionary radicalism of the socialist party, the development of the socialist and communist paramilitary apparatus, the incoherence of the liberal republicans, and the reactionary immobility of the conservatives, in order to better demonstrate that the Joséantonian Falange was the main cause of the violence during the Republic and, consequently, of the final breakup, is simply fraudulent. Violence was never a postulate of the Joséantonian ideal. It was violence to repel aggression or to defend rights or timeless truths (“bread, country and justice”) when all other instances were exhausted.

Anti-capitalist, anti-socialist and anti-Marxist, José Antonio was certainly that. But was he anti-parliamentary and anti-democratic? Why would he have said: “But if democracy as a form has failed, it is mainly because it has not been able to provide us with a truly democratic life in its content… Let us not fall into the extreme exaggerations which translate the hatred of the superstition of suffrage into contempt for everything democratic. The aspiration to a democratic, free and peaceful life will always be the objective of political science, above all else” (see Conference in Madrid: “La forma y el contenido de la democracia”—”The Form and Content of Democracy,” 1931). It is ridiculous to transpose the present image of Spanish democracy to the past. The present situation cannot be compared to the period before the Civil War. Then there were many revolutionaries and convinced conservatives, but very few tolerant and peaceful democrats. Respect for the other was not the order of the day.

Was José Antonio a putschist, as many authors claim? It is well known that coups d’état, whether moderate or progressive (and much more rarely conservative), were a prominent feature of political life in Spain (and also in much of Europe) during the 19th and early 20th centuries. In the Spanish Peninsula, after the French invasion and from 1820 onwards, no less than 40 major pronunciamientos or coups d’état, and hundreds of very minor ones, took place. It is more than likely that José Antonio was marked, even contaminated, by the putschist tradition of 19th century liberalism and by the dual putschist tradition of early 20th century anarchism and socialism. But what is certain is that his ephemeral and incongruous “insurrection” project, suggested only once at the Gredos meeting (June 1935), was never more than a circumstantial, theoretical and imaginary response—without the slightest principle of application—to the serious socialist insurrection of October 1934.

Who were the real theoreticians and technicians of the dictatorship from the end of the 19th century in Spain, if not the epigones of the praetorian tradition of liberalism, such as the republican-democrat Joaquín Costa, not to mention the socialists and Marxists who were then openly doctrinaire or advocates of the dictatorship of the proletariat, or, more precisely, of the dictatorship of the Party over the proletariat. José Antonio did not doubt the sovereignty of the people. He wanted to improve the participation of all citizens in public life. But to individualist and liberal democracy, to collectivist and popular democracy, he preferred organic, participatory and referendum democracy, which, according to him, was more capable of bringing the people closer to the rulers. In the Europe of the inter-war period, this choice appeared to many as possible, balanced and reasonable. Moreover, if this choice had not been considered by many to be realistic and thoughtful, why would so many famous leaders, whose political convictions were the opposite of José Antonio’s, such as the first Fidel Castro or the Prime Minister José María Aznar, have been attentive readers and admirers of the Complete Works in their youth?

Contrary to what is so often repeated, José Antonio admired, even with a certain naivety, the British parliamentary tradition. Some Falangist activists, who did not appreciate the interventions of the founder of the FE in Parliament, did not fail to criticize his “excessive taste for parliamentary debates.” In reality, José Antonio was a supporter of organic democracy, as were Julián Sanz del Río, Nicolás Salmerón, Fernando de los Ríos, Salvador de Madariaga and Julián Besteiro, to name just a few Spanish liberal and socialist authors.

On the other hand, José Antonio was much more patriotic than nationalist. The nation is not, according to him, a race, a language, a territory and a religion, nor a simple desire to live together, nor the sum of all these. It is above all “a historical entity, differentiated from the others in the universal by its own unity of destiny.” “We are not nationalists,” he said in Madrid (November 1935), “because to be nationalist is pure nonsense; it is to implant the deepest spiritual impulses on a physical motive, on a simple physical circumstance; we are not nationalists because nationalism is the individualism of the peoples” (Discurso de clausura del Segundo Consejo nacional de la Falange—Closing speech of the Second National Council of the Falange), Cine Madrid, November 17, 1936).

Some authors have tried to detect in him a late evolution and a rapprochement, almost in extremis, with the theses of National Socialist Germany. They rely on a work dated August 13, 1936, Germánicos contra bereberes (Germanic vs. Berber), written in the middle of the Spanish Civil War, in his cell in Alicante and found among his papers after his death. In it he expresses a superficial and reductive ethnocultural vision that does not stand up to rigorous historical criticism. He tries to explain the Reconquista as a confrontation between two archetypes, the “Germanic spirit” and the “Berber spirit;” but at the same time he seems to recognize the Hispanic-Romanic-Visigothic fusion. This work contains inaccuracies and assertions that are later totally denied and refuted by him in his will. However, it is worth recalling here that this type of ethnocultural interpretation was widespread in his time and among authors with contradictory beliefs. Most historians of nation-states conceived of their origins as an opposition between natives and conquerors. Thus, the historiography of France constantly oscillated between the thesis of a Frankish origin (Clovis, the Frankish king) and that of a Celtic and Gallic origin (Vercingetorix) or Gallo-Roman when Rome was taken into account. For the aristocrat Montesquieu, the liberties were of Germanic origin. But to return to the alleged racism of the work, Germanic vs. Berber, it should be remembered that the same abusive accusation could be made against works of philosophers and historians Ortega y Gasset, Américo Castro or Sánchez-Albornoz.

José Antonio was clearly anti-separatist, but he never succumbed to the Jacobin and centralizing temptation. His speech to Parliament on November 30, 1934, is a testament to this. “It is clumsy to try to solve the Catalan problem by considering it artificial… Catalonia exists in all its individuality, and many regions of Spain exist in their individuality, and if one wants to give a structure to Spain, one must start from what Spain really offers… That is why I am one of those who think that the justification of Spain is found in something else: Spain is not justified by a language, nor by a race, nor by a set of customs, but… Spain is much more than a race and much more than a language… it is a unity of destiny in the universal… That is why, when a region asks for autonomy… what we must ask ourselves is to what extent the consciousness of the unity of destiny is rooted in its spirit. If the consciousness of the unity of destiny is well-rooted in the collective soul of a region, it is hardly dangerous to give it the freedom to organize its internal life in one way or another” (España y Cataluña, Parliament, November 30, 1934).

Let us also recall in passing the alleged machismo or antifeminism of José Antonio for having expressed one day the desire of a “joyful Spain and in a short skirt.” It is perhaps not useless to recall here the name of one of the most outstanding figures of Spanish feminism, the lawyer Mercedes Formica. It is to her that we owe the deep reform of the Spanish Civil Code in favor of the rights of the women in 1958. A Falangist from the beginning in the 1930s, she was a loyal follower of José Antonio throughout her life (who appointed her national delegate of the SEU union and member of the Political Junta), which makes her the victim of a fierce omertà today. In her memoirs, Formica sweeps away the propagandist myth of an anti-feminist José Antonio, demonstrating its falsity and imposture.

As for the so-called imperialism of the founder of the FE, the arguments of those who support it are extremely fragile. There is no territorial claim in the Complete Works. According to José Antonio, in the twentieth century the Spanish empire could only be spiritual and cultural. It goes without saying that one would look in vain for anti-Semitic or racist overtones in his words. He uses the term “total state” or “totalitarian” five times, not without errors and clumsiness, but he does so clearly to signify his desire to create a “state for all,” “without divisions,” “integrating all Spaniards,” “an instrument in the service of national unity.”

Equally surprising is José Antonio’s opinion on fascism. He expressed it unambiguously in 1936: fascism “claims to resolve the disagreement between man and his environment by absorbing the individual into the collective. Fascism is fundamentally false—it is right to presuppose that it is a religious phenomenon, but it wants to replace religion with idolatry” (Cuaderno de notas de un estudiante europeoNotebook of a European Student, September 1936). As for his Catholic convictions, they are beyond question. The last and clearest manifestation of these can be found in the above-mentioned testament that he wrote on November 18, 1936, two days before his execution.

A Variant of the Third Way

The Joséantonian Falange is a variant of the Third Way ideologies, which many doctrinaires, theorists and politicians have defended or advocated since the end of the 19th century. Historically, personalities as diverse as De Gaulle, Nasser, Perón, Chávez, Clinton or Blair have referred to the Third Way. But their allegiances, despite sometimes misleading appearances, are not the same. There are two different political filiations, two directions that never meet. Beyond times, places, words and men, the supporters of the authentic Third Way pursue tirelessly the overcoming of the antinomic thought. They want, as José Antonio said, to build a bridge between Tradition and Modernity. The synthesis-overcoming, the need for reconciliation in the form of overcoming, is for them the main objective of all great politics. This is, after all, the root of the almost metaphysical hatred that their opponents feel for them. This being said, since José Antonio’s thought constitutes one of the members of the vast family of Third Way ideologies, it is all the more legitimate to ask the question: “What did José Antonio really leave us?” To answer this question, I will once again use the words of the Basque philosopher Miguel de Unamuno, which conclude my early book on José Antonio, prefaced in Spain by the economist Juan Velarde Fuertes: “He has bequeathed himself, and a living and eternal man is worth all theories and philosophies.”


Arnaud Imatz, a Basque-French political scientist and historian, holds a State Doctorate (DrE) in political science and is a correspondent-member of the Royal Academy of History (Spain), and a former international civil servant at OECDHe is a specialist in the Spanish Civil War, European populism, and the political struggles of the Right and the Left – all subjects on which he has written several books. He has also published numerous articles on the political thought of the founder and theoretician of the Falange, José Antonio Primo de Rivera, as well as the Liberal philosopher, José Ortega y Gasset, and the Catholic traditionalist, Juan Donoso Cortés.


Colonialism: A Moral Reckoning

It is a great honor to bring to you this excerpt from Nigel Biggar’s Colonialism: A Moral Reckoning, a book that must be widely read, because it brings clarity, moderation, scholarly depth and much-needed insight to a topic heaped over by hurt feelings (largely contrived) of those who have benefited most from colonialism. The book meticulously shows that the various narratives against the British Empire are exaggerated at best, since the factually measurable achievements of Empire total a great moral good—it was a Golden Age. This book will no doubt enrage those who have made a career of knee-jerk, anti-colonial pronouncements… but, then, truth is often bitter and thus decried.

Professor Biggar is emeritus regius professor of moral and pastoral theology at the University of Oxford, and his work is marked by nuance, perspicacity, and brilliance.

As some may know, Colonialism: A Moral Reckoning was “canceled” by its first publisher which could not help but virtue-signal. Fortunately, courage yet remains among better publishers (William Collins), and the book is now out in print.

Please consider supporting Professor Biggar’s pivotal work by purchasing a copy of this book and by spreading the word.

What follows is an extract from the “Introduction” to Colonialism: A Moral Reckoning, published by William Collins.

It was early December 2017 and my wife and I were at Heathrow airport, waiting to board a flight to Germany. Just before setting off for the departure gate, I checked my email one last time. My attention sharpened when I saw a message in my inbox from the University of Oxford’s public affairs directorate. I clicked on it. What I found was notification that my “Ethics and Empire” project had become the target of an online denunciation by a group of students, followed by reassurance from the university that it had risen to defend my right to run such a thing. So began a public row that raged for the best part of a month. Four days after I flew, the eminent imperial historian who had conceived the project with me abruptly resigned. Within a week of the first online denunciation, two further ones appeared, this time manned by professional academics, the first comprising 58 colleagues at Oxford, the second, about 200 academics from around the world. For over a fortnight, my name was in the press every day.

What had I done to deserve all this unexpected attention? Three things. In late 2015 and early 2016 I had offered a qualified defence of the late 19th-century imperialist Cecil Rhodes during the first Rhodes Must Fall campaign in Oxford. Then, second, in November 2017, I published a column in The Times, in which I referred approvingly to the American academic Bruce Gilley’s controversial article “The Case for Colonialism” and argued that we British have reason to feel pride as well as shame about our imperial past. Note: pride, as well as shame. And third, a few days later I finally got around to publishing an online account of the Ethics and Empire project, whose first conference had been held the previous July.

Thus did I stumble, blindly, into the “imperial history wars”. Had I been a professional historian, I would have known what to expect, but being a mere ethicist, I did not. Still, naivety has its advantages, bringing fresh eyes to see sharply what weary ones have learnt to live with. One surprising thing I have seen is that many of my critics are really not interested in the complicated, morally ambiguous truth about the past. For example, in the autumn of 2015 some students began to agitate to have an obscure statue of Cecil Rhodes removed from its plinth overlooking Oxford’s High Street. The case against Rhodes was that he was South Africa’s equivalent of Hitler, and the supporting evidence was encapsulated in this damning quotation: “I prefer land to ners . . . the natives are like children. They are just emerging from barbarism . . . one should kill as many ners as possible.” However, initial research discovered that the Rhodes Must Fall campaigners had lifted this quotation verbatim from a book review by Adekeye Adebajo, a former Rhodes scholar who is now director of the Institute for Pan-African Thought and Conversation at the University of Johannesburg. Further digging revealed that the “quotation” was, in fact, made up from three different elements drawn from three different sources. The first had been lifted from a novel. The other two had been misleadingly torn out of their proper contexts. And part of the third appears to have been made up.

There is no doubt the real Rhodes was a moral mixture, but he was no Hitler. Far from being racist, he showed consistent sympathy for individual black Africans throughout his life. And in an 1894 speech he made plain his view: “I do not believe that they are different from ourselves.” Nor did he attempt genocide against the southern African Ndebele people in 1896—as might be suggested by the fact that the Ndebele tended his grave from 1902 for decades. And he had nothing at all to do with General Kitchener’s “concentration camps” during the Second Anglo-Boer War of 1899-1902, which themselves had nothing morally in common with Auschwitz. Moreover, Rhodes did support a franchise in Cape Colony that gave black Africans the vote on the same terms as whites; he helped finance a black African newspaper; and he established his famous scholarship scheme, which was explicitly colour-blind and whose first black (American) beneficiary was selected within five years of his death.

However, none of these historical details seemed to matter to the student activists baying for Rhodes’s downfall, or to the professional academics who supported them. Since I published my view of Rhodes—complete with evidence and argument—in March 2016, no one has offered any critical response at all. Notwithstanding that, when the Rhodes Must Fall campaign revived four years later in the wake of the Black Lives Matter movement, the same old false allegations revived with it, utterly unchastened.

This unscrupulous indifference to historical truth indicates that the controversy over empire is not really a controversy about history at all. It is about the present, not the past. A remarkable feature of the contemporary controversy about empire is that it shows no interest at all in any of the non-European empires, past or present. European empires are its sole concern, and of these, above all others, the English—or, as it became after the Anglo-Scottish Union of 1707, the British—one.

The reason for this focus is that the real target of today’s anti-imperialists or anti-colonialists is the West or, more precisely, the Anglo-American liberal world order that has prevailed since 1945. This order is supposed to be responsible for the economic and political woes of what used to be called the “Developing World” and now answers to the name “Global South”. Allegedly, it continues to express the characteristic “white supremacism” and “racism” of the old European empires, displaying arrogant, ignorant disdain for non-western cultures, thereby humiliating non-white peoples. And it presumes to impose alien values and to justify military interference.

The anti-colonialists are a disparate bunch. They include academic “post-colonialists”, whose bible is Edward Said’s Orientalism (1978) and who tend to inhabit university departments of literature rather than those of history. But academic “post-colonialism” is not just of academic importance. It is politically important, too, in so far as its world view is absorbed by student citizens and moves them to repudiate the dominance of the West.

Thus, academic post-colonialism is an ally—no doubt inadvertent—of Vladimir Putin’s regime in Russia and the Chinese Communist Party, which are determined to expand their own (respectively) authoritarian and totalitarian power at the expense of the West.

In effect, if not by intent, they are supported by the West’s own hard left, whose British branch would have Britain withdraw from Nato, surrender its nuclear weapons, renounce global policing and retire to freeride on the moral high ground alongside neutral Switzerland. Thinking along the same utopian lines, some Scottish nationalists equate Britain with empire, and empire with evil, and see the secession of Scotland from the Anglo-Scottish Union and the consequent break-up of the United Kingdom as an act of national repentance and redemption. Meanwhile, with their eyes glued to more domestic concerns, self-appointed spokespeople for non-white minorities claim that systemic racism continues to be nourished by a persistent colonial mentality, and so clamour for the “decolonisation” of public statuary and university reading lists. In order to undermine these oppressive international and national orders, the anticolonialists have to undermine faith in them.

One important way of corroding faith in the West is to denigrate its record, a major part of which is the history of European empires. And of all those empires, the primary target is the British one, which was by far the largest and gave birth to the US, Canada, Australia and New Zealand. This is why the anti-colonialists have focused on slavery, presenting it as the West’s dirty secret, which epitomises its essential, oppressive, racist white supremacism. This, they claim, is who we really are. This is what we must repent of.

This all makes good sense politically—provided that the end justifies any means and you have no scruples about telling the truth. Historically, however, it does not make good sense at all. As with Cecil Rhodes, so with the British Empire in general, the whole truth is morally complicated and ambiguous. Even the history of British involvement in slavery had a virtuous ending, albeit one that the anti-colonialists are determined we should overlook. After a century and a half of transporting slaves to the West Indies and the American colonies, the British abolished both the trade and the institution within the empire in the early 1800s. They then spent the subsequent century and a half exercising their imperial power in deploying the Royal Navy to stop slave ships crossing the Atlantic and Indian oceans, and in suppressing the Arab slave trade across Africa.

There is, therefore, a more historically accurate, fairer, more positive story to be told about the British Empire than the anti-colonialists want us to hear. And the importance of that story is not just past but present, not just historical but political. What is at stake is not merely the pedantic truth about yesterday, but the self-perception and self-confidence of the British today—together with Canadians, Australians, and New Zealanders—and the way they conduct themselves in the world tomorrow. What is also at stake, therefore, is the very integrity of the United Kingdom and the security of the West.


Featured: Britannia pacificatrix, mural by Sigismund Goetze; painted ca. 1914-1921.

The Causes of War

This excerpt is from Arthur Ponsonby’s important summary of war, its causes and its results, from his book, War & Treaties. 1815-1914, which was published in 1918.

Lord Ponsonby (1871—1946) was a politician and writer. He opposed Britain’s involvement in the First World War and worked actively for peace.

A growing number of people are devoting their attention to a closer study of foreign affairs. Many of them may not have the opportunity to read the larger volumes of histories; and, indeed, even if they had, they would find their choice of books very much restricted when they came to the more recent period of European and world history, although in the last year or so the gap has to some extent been filled up by several interesting studies of international politics in the nineteenth century. Some knowledge of this period is essential if we are to understand the full significance of the events of to-day, and if we are to form any helpful opinion of the course to be pursued in future.

Historians often take for granted that their readers already have some general knowledge of the groundwork of events and they build up their structure of criticism, their delineation of policy and tendencies, and their survey of international problems on the assumption that the scaffolding has been erected. But often it has not, and then history, more especially the complex tangle of international history, becomes difficult to grasp. It may therefore serve some useful purpose if a few poles of scaffolding representing the dates and outline of conflicts and agreements between nations can be supplied in a very brief and easily intelligible form, a presentment of the bare record of facts which may be useful for reference.

During the last hundred years war has been a more common occurrence in international intercourse than most people realize. The forty-two records of wars tabled in these pages do not cover the whole ground. They ar the chief conflicts, or the conflicts fraught with the most serious consequences, but they are by no means the only occasions on which there was fighting in the world. Revolutions, unless they led to international war, are not mentioned, neither are expeditions such as the advance on Llassa, the Chitral expedition, the Indian frontier wars, the Kaffir wars, the Somaliland expeditions, the revolt of the Herreroes in German West Africa or the French expeditions in Morocco: the wars between the states of South America, with two exceptions, have also been omitted. But the list as it stands, is striking enough and may suffice to make the student inquire further into the circumstances which produced this almost unceasing strife.

The causes are epitomized in the fewest possible words and the occasion is separated from the cause. Causes of wars are very seldom remembered and are not very easily discovered in the perusal of histories. The occasion is sometimes mistaken for the cause, whereas it may often be merely a pretext. The occasion of a war has not infrequently been a comparatively trivial incident, whereas the cause can be traced to the gradual development of friction for which divergence of policies or conflict of ambitions may have been responsible. The trivial incident, or even an incident of a more serious nature, may pass off without fatal consequences if no friction exists between the nations and there is a general atmosphere of amicable understanding. Where, on the contrary, relations are strained it requires but a very small spark to light up a conflagration. It is important therefore to detach the occasion from the cause.

Causes of war in the nineteenth century differ to some extent from those of previous centuries. The elemental combative passion of man expressing itself in fierce racial animosities is far less noticeable. Religious differences do not figure so positively as a reason for conflict. Dynastic ambitions linger on and still play a formidable part, even after 1815, but not with the same unashamed and aggressive arrogance as in bygone centuries. Nationalist aspirations begin to assert themselves, and the waves of revolutionary exasperation with outworn systems of despotic government have made those very governments combat that spirit by force of arms. As the century proceeds, and the wonderful inventions for rapid transit and communication develop, the most noticeable element in war-making is the commercial or colonial ambition of governments fostered largely by the pressure of financial interests and declaring itself under the name of Empire. This policy of competitive imperial expansion in the newly accessible regions of the globe will be found to constitute the most frequent cause of dispute, of jealousy, and of suspicion between nations. The pretext will vary, the excuse will be presented under plausible guises for popular consumption, but the ultimate cause, the fundamental origin will be the same. Imperialism economic in its origin is fostered largely by an exaggerated spirit of nationalism.

The remarkable extent of Empire expansion in the latter part of the nineteenth century is best illustrated by the following figures:

Acquisitions of Territory

  • To the British Empire 1870–1900: 4,754,000 square miles; 88,000,000 population.
  • To France 1884–1900: 3,583,580 square miles; 36,553,000 population.
  • To Germany 1884–1900: 1,026,220 square miles; 16,687,100 population.

But perhaps the chief and most frequent cause of war is war itself. In the Balkan Peninsula—where, whenever the fighting has ceased, nothing approaching a satisfactory settlement has ever been concluded—this is specially true. Eight or nine of the wars recorded concern the Balkans. Or take the Crimean War. Sir Spencer Walpole says:

“From 1856 to 1878 the Continent of Europe was afflicted with five great wars—the Franco-Austrian War of 1859; the Danish of 1864; the Austro-Prussian of 1860; the Franco-German of 1870 and the Russo-Turkish of 1878: all of which can be lineally traced to the war of 1854,” and one at least of those wars, as we know, sowed the seeds of future war. The war that is concluded by a dictated peace, the war that leaves a sense of grievance and unsatisfied though legitimate claims, the war that inspires a lasting desire for revenge inevitably leads to future war. Wars are never aggressive but always defensive on the part of those who are responsible for waging them. Wars are never defensive but always aggressive on the part of those against whom they are waged. The Ministers and monarchs do the quarrelling, the people believe the version they are told and obey. The people do the fighting and make the sacrifice, the Ministers and monarchs do the treaty-making without consulting them. The people’s part is one of valiance, endurance, and suffering; the part of the Ministers and monarchs is one too often marred by failure and frequently disfigured by intrigue and deception.

Cast your eye through these forty-two very brief records of wars. Think of the valour, the determination, and the heroism of the people, be they soldiers or civilians. Consider the noble part played by those who without question obeyed what they were led to believe was their country’s call. And then look on the other side at the results—the ineptitude of the statesmen, the patched-up treaties, the worthless agreements, the wars that led to further wars, the failure to secure a settlement after the soldier had done his part, and the unnecessary prolongation of conflicts when agreement might have been reached by the exercise of a little wisdom and foresight. The contrast is remarkable between the actions on the battlefield and the intrigue in the council chamber. Blood has been spilt, lives lost, and victories won often without any positive advantage being gained in the final result.

The wars are arranged according to date. Some were long-drawn-out struggles, others sharp conflicts of a few months. The number of men engaged in any battle and the casualties if they could be tabulated would no doubt seem comparatively small to our modern eyes. The total loss of life in the Crimean War amounted to about 600,000 men.1 An estimate of the loss in killed and wounded in some of the other great battles may be given as follows: Solferino (1859), 31,500; Chickamauga (1863), 35,100; Gettysburg (1863), 37,000; Königrätz (1866), 26,894; Vionville (1870), 32,800; Gravelotte (1870), 30,000; Plevna (1877), 19,000;2 The Boer War (1899–1902): British losses, 28,603; Boers killed, 4,000, prisoners 40,000;3 Mukden (1905), 131,000.

Wars to the generation that experiences them are unmixed evils engendering hatred and evil passions and bringing in their train loss, suffering, destruction, and impoverishment, all of which are acutely felt. The succeeding generation inherit their consequences in the shape of high taxation and the attempts to mend and reconstruct the dislocated national life. The horror has gone but the memory remains. To the succeeding generation they become episodes read of in the cold pages of history, and then at last they fade into mere names—a battle with a vaguely remembered date.

Each war is terminated by a treaty. The main provisions of a few additional treaties which were not concluded after wars are also given. In but few instances have war treaties been observed, and in several cases they were not worth the paper they were written on. Treaties are signed and ratified by statesmen without the sanction or approval, and sometimes without the knowledge, of their people. The statesmen enter the council chamber as individuals bent on securing advantages at other people’s expense, and ready by bargain and intrigue to attain their ends. These instruments therefore are expressions of temporary expediency sometimes exacted after defeat, sometimes the result of compromise and generally inconclusive. If treaties are to become sacred obligations founded on international justice and respected not merely by changing governments but by whole nations, the spirit in which they are drawn up and the method by which they are concluded must be radically altered. The existence of secret treaties and engagements has proved to be one of the gravest dangers to European peace.

12There are a large number of conventions which have been concluded between nations, by which social intercourse with regard to such matters as post and telegraph is facilitated, and of late years arbitration treaties between one Power and another have multiplied very rapidly. This is the one advance in which the efforts of diplomacy have borne fruit. The important treaty of Arbitration between Great Britain and the United States is the only one of these treaties mentioned in the list. Agreements with regard to the conduct of war have been made, such as the Geneva Convention of 1864 and 1906, and the Hague Declarations of 1899 and 1907, but they have proved to a large extent futile.

Treaties are generally concluded for an undefined period, and lapse owing to deliberate breach or altered circumstances. But no people, and it may safely be said no government, was precisely aware which of the innumerable treaties were still in force, and what actually in given circumstances its obligations were.

There may be many instances in which a nation may look back with pride at the victory of its arms and the achievements of its generals. There are but few instances in which a nation can look back with pride at the advantages gained by treaties of peace and at the achievements of its diplomatists. From the Treaty of Vienna, 1815, to the Treaty of Bukarest, 1913, the record of so-called settlements is not one to inspire confidence in the efficacy of warfare or in the methods of diplomacy.

After the termination of the Napoleonic Wars in 1815 there were great hopes of an era of peace. But two antagonistic elements existed in Europe which were bound sooner or later to come into open conflict. On the one hand the French Revolution had engendered in the peoples a spirit of unrest, of discontent, of impatience with the unfettered monarchical system, and at the same time confidence in their power and hope of success in the destruction of tyranny and arbitrary government. It was in fact the rise of democracy. On the other side the despotic governments were ready to co-operate, and, under the guidance of Metternich, endeavour to repress and exterminate the13 movement for the establishment of constitutional government, and for the expression of nationalist and democratic aspirations. Two waves of revolution passed over Europe in 1830 and 1848, and by the middle of the century the reactionaries could no longer hold their own, and many states had been freed from despotism and oppression.

In the latter part of the century, however, as has already been pointed out, fresh causes for war arose in the competitive ambition of governments for imperial expansion. Wars became more frequent and extended into remote regions of the world which had become accessible. There are forty-seven wars mentioned in these records; of these thirteen took place before the Crimean War, which is about the middle of the period, and thirty-three after. In twenty-one out of the forty-five wars Great Britain was either directly or indirectly concerned as a belligerent. There were only two wars in which Christian nations were not primarily involved.

It must be remembered that in no country had the peoples any voice in the determination of policy so far as international affairs were concerned. While for brevity’s sake the usual phraseology is adopted, and such expressions used as “France decided,” “Russia refused,” “Italy intended,” etc., etc., in no case does the name of the country mean the people or indeed anything more than a monarch and a few statesmen. Although constitutional monarchy became established during the period in many countries, and with it, parliamentary government, the idea of diplomacy, foreign policy, international engagements, and treaties being under parliamentary supervision and control, had not yet been suggested.

The solution of the vast problem of the avoidance of war in the future, if it rests alone on the wisdom of sovereigns and statesmen, is not likely, judging by the experience of the past, to be reached very rapidly. In the meanwhile a careful examination of the events of recent history is a necessary preparation for all who want to dispel the strange but prevalent delusion that force of arms settles international disputes, and this record may be useful as a manual for reference.


Featured: Vive l’Empereur! (Long Live the Emperor), by Édouard Detaille; painted in 1891.

Battle Standards of Lepanto

“Military service, under the banner, of Miguel de Cervantes Saavedra, brilliant soldier of the Elite Special Forces of the Spanish Old Tercios, at Lepanto, soul of every soldier and heart of Spain, is a divine virtue.”

For the first time since the death of the “King of Spanish Literature,” 407 years later, I have the great honor of dedicating a brief study to the invincible standards of the glorious Man of La Mancha, who loved them with all his heart and soul and defended them with the highest dignity, nobility and courage because “the soldier seems more likely to be dead in battle than alive and safe in flight” (Don Quixote, II-XXIIII).

Here the words of Major General (R) Rafael Dávila Álvarez come readily to mind: “There is nothing like the Spanish soldier, and my only aspiration has always been to be at his level.”

Under threat of imminent war against the Ottoman Empire of Selim II (1524-1574), Cervantes entered his first military service in Italy, and thanks to the recommendation of Giulio Acquaviva d’Aragona and Giovanni Girolamo I Acquaviva d’Aragona (1521-1592), the tenth Duke of Atri, and that of his son Adriano Acquaviva d’Aragona (1544-1607), very good friends of General Marcantonio Colonna (1535-1584), of whom Cervantes had heard “have often heard Cardinal de Acquaviva tell of your Lordship [Ascanio Colonna, Abbot of Santa Sofia] when I was his chamberlain at Rome” (Galatea, 1585).

Indeed, Cervantes’ first military mission began under the command of Marcantonio, who led numerous naval operations before the battle of Lepanto, and whom Cervantes served for more than two years, according to the dedication of La Galatea addressed to Cardinal Ascanio Colonna (1560-1608), where he affirmed that “I may at least deserve it for having followed for several years the conquering standards of that Sun of warfare whom but yesterday Heaven took from before our eyes, but not from the remembrance of those who strive to keep the remembrance of things worthy of it, I mean your Lordship’s most excellent father.”

To Cervantes it was an opportune occasion to restore his reputation and to enter the army because “the Turk was coming down with a powerful armada and his design was not known, nor where he was going to unload such a great cloud” (Don Quixote, II-I). Therefore, on June 5, 1570, Pope Pius V (1504-1572) appointed the Roman Marco Antonio Colonna, the general in chief of the pontifical squadron, and on July 15 of the same year, the “Prince of Christendom” ordered “his commanders in Italy to place themselves under the orders of the General of the Armada of Pius V” (A.Z. c. 51 no. 2).

According to the historian Ricardo de Hinojosa y Naveros (Los despachos de la diplomacia Pontificia en España,185-86) Marcantonio was general of the pontifical galley squadron before April 1570, which was part of the twelve galleys assembled along with the sixteen galleys of the Genoese admiral Giovanni Andrea Doria on September 1, 1570 in La Suda in order to organize the relief-expedition of Cyprus and to raise the siege of Nicosia.

Cervantes joined the Pontifical Armed Forces in early 1570 and took part in the unsuccessful campaign for the relief of Nicosia, whose was launched on August 30, 1570 and then abandoned after the loss of Nicosia.

Cervantes details that they arrived “at the strong island of Corfu, where they took water” (The Liberal Lover) and then crossed the place where The Liberal Lover began: “O pitiful ruins of wretched Nicosia, scarcely wiped with the blood of your valiant and unfortunate defenders!” and tells that “looking from an outcrop at the demolished walls of the already lost Nicosia; and so he spoke with them, and compared their miseries to his own, as if they were capable of understanding him.”

Cervantes undoubtedly served in a company of Marcantonio until the arrival of his brother Rodrigo in Genoa, on July 26, 1571, who was one of the 2,259 soldiers of the company of Captain Diego de Urbina, deployed in the Tercio of the field commander Miguel de Gurrea y Moncada (ca. 1549-1612) and in that of Lope de Figueroa, who crushed the Alpujarra rebellion under the command of John of Austria and the Third Duke of Sessa.

Cervantes alludes to the arrival of John in Genoa, on August 6, 1571, who on August 9, 1571 went on to Naples, as follows: “My good fortune would have it that Senor Don John of Austria had just arrived in Genoa and was passing on to Naples to join the Venetian armada” (Don Quixote, I-XXXIX).

Military historian Juan Luis Sánchez Martín thinks that Cervantes enlisted in Diego de Urbina’s company “between August 9 and August 19, 1571 in Naples” (Los capitanes del soldado Miguel de Cervantes, 176) and the letter of August 25, 1571 from Don Juan to García Álvarez de Toledo Osorio (1514-1577), captain general of the galleys of Naples, evidences the appearance of Spanish troops in the Venetian squadron thus: “I found here Marco Antonio de Colonna with the twelve galleys of his Holiness, which are in his charge, well in order; likewise I found Sebastián Vernier, general of the navy of the Venetians, with forty-eight galleys, six galleys and two ships” (M. Fernández Nieto, Miguel de Cervantes Saavedra, Don Quijote de la Mancha, 214-15).

On September 1, 1571 the sixty galleys from Venice arrived in Messina, and on September 8 Don Juan reviewed the fleet “in which he had boarded on his ships, the Venetians, 4000 soldiers, for the service of the king of Spain;” and on September 9 in Leguméniças he communicated that “with the occasion of a dispatch that I sent to Naples it has seemed to me to advise you that these Venetian gentlemen at the end have finished resolving to take in their galleys four thousand infantrymen of those of S. M… that is to say, 2500 Spaniards and 2500 Spaniards, that is to say, 2500 Spaniards and 1500 Italians” (J. A. Crespo-Francés, Miguel de Cervantes, 8).

On Sunday, October 7, 1571, Cervantes was part of the Third Squadron of the fifty-four ships of the Venetian commander Agustín Barbarigo (1500-1571), located on the left wing of La Real, led by Don Juan, about which on March 20, 1578, Ensign Mateo de Santisteban stated thus: “To know the said Miguel de Cervantes, which was the day that the said Cervantes served in the said battle, and was a soldier of the company of Captain Diego de Urbina in the galley Marquesa, of Juan Andrea” (K. Sliwa, Documentos De Miguel De Cervantes Saavedra, 49-50).

This statement proves that Cervantes fought in the only Genoese galley Marquesa, commanded by the Italian captain Francisco Molin, belonging to Admiral Giovanni Andrea Doria, No. 34 of the Third Squadron of the Venetian commander Augustin Barbarigo, second in the high command of the Venetian Fleet after the Venetian Admiral Sebastiano Venier (1496-1578).

At Lepanto, Cervantes was among, inter alia, the following standards:

Before ending this brief summary on the legacy of Cervantes, hero of Algiers, who infinite times, with tears of love, kissed the flag of his homeland, heart of Spain, I thank the excellent military historian and Infantry Brigadier, Miguel Angel Dominguez Rubio, decorated with the Cross of Military Merit with White Distinctive, the Cross of the Royal Military Order of San Hermenegildo and the NATO Medal, Head of the Communication Office, Infantry Regiment, “Tercio Viejo de Sicilia,” N. No. 67, and author of the exemplary book: 1719-2019 Tercio Viejo de Sicilia nº 67: 300 años de la llegada a San Sebastián (Halland Books, 2019), in collaboration with Josué del Cristo Pineda Gómez. His love, sacrifice and bravery to Spain, homeland of heroes, and his gift of the shoulder flash, the medal with the words: “Valor, Firmeza y Constancia” [Courage, Firmness and Constancy], and the pocket flag of the Infantry Regiment, “Tercio Viejo de Sicilia,” No. 67, whose words ennoble all of us, who love “our sweet Spain, beloved homeland” (Treatise on Algiers):

With this Flag on your pocket, you will always carry with you a piece of our Homeland. It will help you to keep your commitment of Service to Spain. It will remind you of all those who fight by your side and are proud of your sacrifice and it will give you the strength will give you the strength for your dedication in the defense of our Nation, its values and its freedom.

I conclude by making a special emphasis that our exemplary and excellent Infantry Regiment, “Tercio Viejo de Sicilia”, No. 67, has as a collective pride to recite every morning the Camino del Sicilia, the stanzas that form the essence of our identity, and the voice of the colonel who exhorts us loudly: “This is the old Third!” And everyone responds with the verses of the Camino del Sicilia: “This is the old third,

which in death has proven more than a thousand times its nobility!” And this compendium of virtues and commitments is sealed with our “Battle Cry,” that is answered by the three words of response: “In combat, courage!”

“In our ideals, steadfastness! In preparation, constancy!” (M. Á. Domínguez Rubio, 1719-2019, Tercio Viejo de Sicilia, 50).

Laus in excelsis Deo.


Krzysztof Sliwa is a professor, writer for Galatea, a journal of the Sociedad Cervantina de Esquivias, Spain, and a specialist in the life and works of Miguel de Cervantes Saavedra and the Spanish Golden Age Literature, all subjects on which he has written several books. He has also published numerous articles and reviews in English, German, Spanish and Polish, and is the Corresponding Member of the Royal Academy of Cordoba and Toledo.


Featured: The Battle of Lepanto, fresco by Giorgio Vasari; painted ca. 1572-1573.

Rebels Against Tyranny: Baronial Defiance of Frederick II in The Holy Land

Introduction

Frederick II Hohenstaufen has long enjoyed the reputation of an enlightened monarch. From the sixteenth to the early twentieth century, reverence for the nation-state as the ideal form of government inspired scholars to see his policies as “progressive.” In the nineteenth and early twentieth centuries, German scholars in search of a medieval figure that could bolster national identity seized upon Frederick as a proto-German hero. Nowadays, it is more often his bloodless crusade and his alleged religious tolerance that spark admiration. Simultaneously, contempt for feudalism (a tenet of the “Enlightenment”) and hatred of the papacy (a tenet of the Reformation) have long combined to discredit Frederick’s opponents in the crusader states.

Because Frederick II’s life was packed with dramatic events, colorful characters, significant victories, and astonishing accomplishments, his eight months in the Holy Land are generally treated as no more than a footnote to the greater drama that played out in Western Europe. Abbreviated references to his sojourn in Outremer unremittingly focus on his bloodless crusade. His opponents in the crusader states are almost uniformly characterized as “bloodthirsty” and “bigoted.” They are dismissed for failing to appreciate the “genius” of the Holy Roman Emperor, his consummate diplomatic skills, and his enlightened treatment of the Muslim enemy. Most modern accounts imply that the civil war that followed in the wake of the Sixth Crusade was nothing more than intolerant and obstinate resistance to the Holy Roman Emperor’s enlightened policies on the part of his chauvinistic subjects in the Holy Land.

Yet, does such an interpretation stand up to scrutiny? This article seeks to reassess Frederick II’s clash with his barons in the Holy Land by focusing on his opponents and their objectives and on Frederick II in the context of Outremer rather than his role as Holy Roman Emperor.

The Protagonists

Frederick II Hohenstaufen and the Holy Land

Frederick II’s involvement in Outremer was based on two separate yet intertwined factors. First, he had publicly taken crusader vows to liberate Jerusalem from Muslim control, and second, he married the heiress to the Kingdom of Jerusalem.

Friedrich II Hohenstaufen first “took the cross” and vowed to lead a new crusade to regain Christian control of Jerusalem at his coronation as “King of the Romans” in Aachen on 25 July 1215. He renewed his crusading vow at his coronation as Holy Roman Emperor on 22 November 1220―by which time the Fifth Crusade had already bogged down at Damietta. Due to a Muslim insurrection in Sicily, Friedrich failed to join that crusade as promised. Another crusade planned for 1225 was postponed until 1227. Although a crusading army assembled that summer, an infectious disease decimated the ranks while it was still in Italy. Frederick II put to sea, only to return to Brindisi due to illness. Pope Gregory IX promptly ex-communicated him. His subsequent military expedition to the Holy Land was not sanctioned by the pope, and the Church labeled it an “anti-crusade.”

Meanwhile, Friedrich II had married Yolanda, heiress to the Kingdom of Jerusalem. Yolanda’s mother, Maria I, had died giving birth to her. Her regent during her minority was her father, John of Brienne, her mother’s king-consort. Brienne and the High Court of Jerusalem arranged Yolanda’s marriage to the Holy Roman Emperor, expecting it to ensure military and financial support for their beleaguered kingdom from the most powerful Christian monarch on earth. In November 1225, at age 13, Queen Yolanda sailed to Brindisi for her marriage with Frederick. In April 1228, at 15 years, she died from the complications of childbirth, leaving behind an infant son, Conrad, as heir to the throne of Jerusalem.

By the time Frederick II married Yolanda, he was nearly 31 and had been King of Sicily for a quarter-century, King of the Romans for a decade, and Holy Roman Emperor for five years. The Kingdom of Jerusalem was just one of his many possessions. Furthermore, he had already adopted an absolutist view of the monarchy. While admirers of centralized government portray this as a “modern” attitude, David Abulafia makes a strong case that Frederick’s views were the opposite; Frederick was not so much ahead of his time as he was backward-looking. He considered himself a (divine) Roman Emperor rather than a feudal king. [David Abulafia, Frederick II: A Medieval Emperor, Oxford University Press, 1988.]

The Barons of Outremer

The Kingdom of Jerusalem, created by a council of leading European noblemen in the wake of the First Crusade, was an ideal feudal state. By the time Frederick II arrived in the Levant, the resident nobility had developed a highly sophisticated interpretation of the kingdom’s constitution. Most importantly, the ruling elites in Outremer upheld the concept that government was a contract between the king and his subjects, requiring the consent of the ruled as represented by the High Court. That is, the High Court had to be consulted on matters of state, from the marriage of the royal heiress to treaties and taxes. Specifically, the constitution of Jerusalem gave the High Court the right to elect kings and regents. In addition, it was an already established constitutional principle that the consort of a ruling queen lost his position as co-monarch at her death.

Far from being bloodthirsty, religious bigots, the barons of Outremer were the products and representatives of a multicultural state in which orthodox Christian monasteries multiplied alongside those of the Latin Church and where a vibrant school of Talmudic studies flourished. The Franks of Outremer (as all Latin Christians living in the crusader states were collectively known) had been making treaties with their Muslim neighbors for more than a hundred years before Frederick II arrived. Indeed, at various times they had allied themselves with Muslim powers. They not only spoke Arabic (in addition to French, Latin, and Greek), they were familiar with Islam and Islamic law.

By the mid-thirteenth century, the feudal elite of Outremer was highly educated. The renowned crusades historian Jonathan Riley-Smith goes so far as to claim that “the greatest monument to the western settlers in Palestine, finer even than the cathedrals and castles still dominating the landscape, is the law-book of John of Jaffa, which … is one of the great works of thirteenth-century thought.” [Jonathan Riley-Smith, The Feudal Nobility and the Kingdom of Jerusalem 1174-1277, Macmillan Press, 1973, 230.] The Count of Jaffa was not alone.

An entire school of legal scholars evolved in the early decades of the thirteenth century that produced seven books on legal issues and six other scholarly works that have survived to the present day. Furthermore, the court system in the Kingdom of Jerusalem required jurors and counselors for every trial. These men were all drawn from the knightly class. Finally, unlike their contemporaries in England and France, every knight in the realm sat on the High Court. Consequently, the knights and nobles of Outremer as a class were familiar with the law and constitution of the land.

These men, none of whom were in the Holy Orders, also held fiefs, fought with lance and sword, and commanded troops. In their conflict with Frederick II, they were led by John d’Ibelin, a man immortalized by the contemporary historian Philip de Novare as the “the Old Lord of Beirut.”

John d’Ibelin, Lord of Beirut

John d’Ibelin was the son of Balian, who saved an estimated 60,000 souls from slaughter and slavery by negotiating the surrender of Jerusalem after the walls had been breached in 1187. Balian represented Richard the Lionheart in his final negotiations with Saladin and was one of the leading signatories of the truce ending the Third Crusade. John was Balian’s eldest son by his wife, Maria Comnena, the queen-consort and widow of King Amalric of Jerusalem. Through his mother, John d’Ibelin was half-Greek and half-brother to Queen Isabella I of Jerusalem.

John d’Ibelin was appointed constable of Jerusalem by Aimery de Lusignan, but sometime before 1200, he surrendered the constableship in exchange for being granted the recaptured city and lordship of Beirut. The city and surrounding territory had been taken by Saladin in 1187 and recaptured during the German crusade of 1197. When it was granted to John d’Ibelin, it was in such a ruinous state that the wealthy militant orders had not wanted the burden of reconstruction. John successfully rebuilt the fortifications, castle, port, and city and attracted new inhabitants. He also erected one of the most magnificent palaces in the Latin East. It had tall, glazed windows, walls paneled with polychrome marble, and lifelike mosaic floors. The interior fountains gushed freshwater day and night and drained through discreet underfloor drainage pipes that recycled the water to the garden.

When in April 1205, Queen Isabella I died, leaving her 13-year-old daughter Marie de Montferrat as her successor, the High Court of Jerusalem elected the Lord of Beirut regent. Beirut was then 26 years of age. He ruled for the next five years, notably maintaining the existing truce with the Saracens. He surrendered his position when Queen Marie married John de Brienne, and the couple was crowned.

John and his younger brother Philip took part in the Fifth Crusade under the banner of the King of Cyprus. When King Hugh of Cyprus died unexpectedly in January 1218, the Cypriot High Court elected John’s younger brother, Philip, regent for the eighteen-month-old heir, King Henry. At Philip’s death in 1227, the High Court of Cyprus elected John. The Lord of Beirut held this position when Frederick II arrived in the Holy Land. Up to this point, nothing in John’s life suggested he would lead a revolt against a crowned monarch.

The Sixth Crusade and the Baronial Revolt Against Frederick II in Outremer

Despite his ex-communication, Frederick II set sail for the Holy Land in June 1228 with the declared intent to regain control of Jerusalem for Christendom. His decision to proceed was influenced, if not dictated, by the fact that the Sultan of Egypt, al-Kamil, had secretly offered to deliver Jerusalem to him in exchange for the emperor’s support in the sultan’s war against his brother, al-Mu’azzam, the sultan of Damascus. Confident of success, Frederick had no need for a large military force and set out accompanied by four archbishops, a small contingent of knights, and about 1,000 archers. This was not a crusading army; it was an imperial entourage.

On his way to the Holy Land, Frederick II stopped in Cyprus, a component kingdom of the Holy Roman Empire since 1194. Here he requested that the regent (John d’Ibelin, Lord of Beirut) and—significantly—his children, attend a banquet in Nicosia. The other guests were the 11-year-old King Henry I of Lusignan, along with the nobles and knights of Cyprus, accompanied by their ladies. All the guests wore court robes and were unarmed. Frederick II, however, had hidden armed guards in the palace, and at his signal, they surrounded the Lord of Beirut with drawn swords. Frederick then attempted to bully Beirut into handing over revenue allegedly embezzled from the Cypriot treasury and surrendering the lordship of Beirut in the Kingdom of Jerusalem. With remarkable dignity and coolness, Beirut refused to do either without the judgment of the respective High Courts. He then walked out of the banquet with the bulk of the Cypriot nobility at his heels, leaving his eldest sons and eighteen other youths of noble birth as hostages with the emperor.

Beirut withdrew to the mountain fortresses of Cyprus and readied them to withstand a siege. While this was clearly an act of defiance, it was not an act of treason. Beirut explicitly held the castles for King Henry of Lusignan, for whom he was the legal regent. While the premise may sound disingenuous, later actions proved him honest. Frederick was forced to seek terms. In exchange for Beirut handing the castles over to royal officers, the emperor released the hostages. In addition, Beirut promised to take part in Frederick’s expedition to Syria along with all his vassals, while the emperor agreed in writing to (1) take no action against Beirut or his supporters without a judgment from the responsible court (i.e., the High Courts of Cyprus and Jerusalem respectively), and (2) to bear no malice for all that had passed between them in the preceding months.

As soon Beirut and his men sailed for the mainland, Frederick broke his sworn and signed word by sending imperial mercenaries to Cyprus to attack, harass, and intimidate the wives and children of the men now serving in his army. Simultaneously, he attempted to obtain Christian control of Jerusalem via negotiations with the Sultan of Egypt. Unfortunately, al-Kamil no longer needed assistance from the emperor in his quarrels with his Ayyubid rivals because his brother al-Mu’azzam had died and been succeeded by a weak boy, who al-Kamil now controlled.

Friedrich was in a quandary. He did not have sufficient military force to win a military confrontation with the combined forces of Egypt and Damascus. He could not expect reinforcements from the West because he had been ex-communicated, and other monarchs dared not support him. Meanwhile, the pope had raised an army and was preparing to invade his Kingdom of Sicily with the declared intent of deposing him. Frederick had to return to defend his birthright; Jerusalem had become a liability. To avoid a complete debacle, he approached al-Kamil in search of a negotiated settlement. His exchanges with the sultan became increasingly obsequious and concessionary until 18 February 1229, when a truce was signed between the sultan and the emperor.

Modern commentators generally applaud Friedrich’s performance as enlightened, subtle, and brilliant. Such assessments show a marked lack of understanding for both of the terms of the agreement and the context in which it was made. Despite what is usually claimed, Friedrich II’s treaty singularly failed to secure Christian control of Jerusalem. The treaty did no more than grant Christian access to some of Jerusalem for a limited period of time. The terms explicitly prohibited Christians from setting foot on the Temple Mount, prevented the Franks from building defensive walls, and left strategic castles such as Kerak and Montreal in Muslim hands. Furthermore, Arab sources stress that al-Kamil openly bragged he would “chase” the Christians from Jerusalem as soon as it was convenient. [Francesco Gabrieli (trans)., Arab Historians of the Crusades, University of California Press, 1957, 271.)

In short, the terms of the truce reveal the degree to which Friedrich’s “crusade” was about his power struggle with the pope rather than sustainable Christian control of Jerusalem. Although he made a great show of wearing the imperial crown in the Church of the Holy Sepulchre, the residents of Outremer were not impressed—and said so. Outraged that anyone would dare to criticize his “brilliant” achievement, Frederick laid siege to Templar headquarters in Acre, threatened physical violence to the Patriarch of Jerusalem, ordered the harassment of the mendicant orders, and then departed. As he made his way from the palace to the port to board a ship for Sicily, the common people of Acre eloquently expressed their opinion of the Holy Roman Emperor and his truce by pelting him from the rooftops and balconies with offal.

En route to Sicily, Frederick stopped in Cyprus long enough to appoint five men as his joint “baillies” or deputies. He ordered them to dispossess the Ibelins and their partisans of their lands and to ensure that neither the Lord of Beirut nor any of his sons, kinsmen, or supporters ever set foot in Cyprus again. These orders were (again) in violation of Frederick’s signed agreement six months earlier. Not only was Beirut not given a chance to defend himself before his peers, but his supporters and kinsmen were also likewise disseized of their properties merely for being relatives and vassals of Beirut.

Furthermore, the five baillies had been appointed in exchange for a payment of 10,000 silver marks. They needed to find that revenue and set about raising taxes. While the women and children of the House of Ibelin and their clients and allies sought refuge with the militant orders to escape the violence of the baillie’s mercenaries, the new taxes enraged the rest of the predominantly Greek Orthodox Cypriot population.

Beirut had had enough. He raised an army in Syria that included his brother-in-law, the Lord of Caesarea. With this small force, he landed at Gastria and then rode inland toward Nicosia. During this advance, he announced that he sought only the safety of his tenants and households and to regain control of illegally-seized properties. He explicitly stated that he did not seek restoration to his former post of regent of Cyprus. In short, he attempted to build a bridge to the imperial baillies, offering them a compromise that would have enabled them to retain power—as long as they conceded that confiscations could not occur without a judgment of the High Court. The baillies chose instead to call up the Cypriot army and meet the Ibelins in battle.

On 14 July 1229, in a plowed field outside of Nicosia, the Ibelins routed the army of the five baillies. However, all five of the emperor’s deputies escaped. Against the advice of his closest advisors, Beirut granted them amnesty. Significantly, the young King of Cyprus, who had been in the custody of the imperial baillies, enthusiastically welcomed the Ibelins as his kinsmen and liberators. For the rest of his long life, Henry I of Cyprus unwaveringly favored the Ibelins, a strong indication of his sentiments toward the Holy Roman Emperor and his minions.

In 1232, Frederick sent a large army under the command of the Imperial Marshal Richard Filangieri to subdue his insubordinate subjects in Outremer. Filangieri was mandated to reestablish imperial authority, expropriate the lands and titles from the Ibelins, and expel them from Cyprus and Syria. Roughly a dozen other Syrian lords, most of whom had not taken part in Ibelin’s expedition to Cyprus, were simultaneously summarily disseized. All were denied the right to defend themselves before a court.

What followed was a complex campaign in which both parties moved armies back and forth between Cyprus and the mainland, trying to strike where the other faction was weak. Beirut suffered a serious setback when his city of Beirut fell to imperial forces, although his castle held out. His forces were again defeated at a skirmish near Casal Imbert, and he failed to win support from the Prince of Antioch. On the other hand, King Henry of Cyprus threw his full support behind the Ibelins and brought the entire Cypriot feudal army to Syria to assist him. The former baillies of Cyprus and a handful of their clients remained loyal to Frederick II, while some Syrian nobles previously devoted to the emperor changed over to the Ibelin camp. Notably, two of Frederick’s former Syrian ballies abandoned the imperial faction. The Patriarch of Jerusalem, the Genoese, the Frankish and native merchants of Acre, and the Templars also sided with Beirut.

After much back and forth, the opponents faced off in a dramatic battle at Agridi on the slopes of a mountain north of Nicosia. Notably, the local population rallied to their king and the Ibelins, mustering in haste as foot soldiers and archers, a factor that proved militarily decisive. The Lord of Beirut routed the imperial army a second time. Frederick II never again attempted to impose his governors on Cyprus, and in 1248, the pope formally absolved Henry I of all oaths he had made to the Holy Roman Emperor. Cyprus became a completely independent kingdom, no longer a part of the empire. It was a complete, resounding, and self-inflicted defeat for Frederick II.

Thereafter, the conflict confined itself to the Kingdom of Jerusalem, and an uneasy stalemate settled over the kingdom. The imperial forces held Tyre and the kingdom’s north, while the baronial forces ruled the south from Acre. Neither side was willing to concede, yet neither dared attack. Political and religious pressure was applied to the rebels to broker a peaceful settlement, but the emperor never considered taking his case to court. Without a judgement of the court, however, the lord of Beirut would not submit to the emperor. When John d’Ibelin died after a riding accident in 1236, he was still in full possession of all his fiefs and wealth.

Then, in April of 1242, Conrad Hohenstaufen, Yolanda of Jerusalem’s only child, announced he had come of age. The threat of a Hohenstaufen king (not just regent) and a new imperial “baillie” alarmed the new lord of Beirut, John d’Ibelin’s eldest son, Balian.

Balian had a decidedly different temperament and character from his father. While standing hostage for his father in 1227, he had been tortured by Frederick’s men, something which undoubtedly scarred his psyche. He was credited with saving the Ibelins from defeat at the Battle of Nicosia after his father was unhorsed and his uncle killed. At the battle of Agridi, he dramatically led a daring charge across dangerous terrain to outflank the imperial forces. He also married against his father’s wishes and defied a papal ex-communication, refusing to separate from his wife.

It was to this man that four citizens from Tyre appealed for aid. Claiming that the imperial party was “greatly hated,” they offered to surrender Tyre to the rebels. The temptation was too great for the young lord of Beirut to resist. A veneer of legality for this planned action was concocted by asserting that the constitution of the kingdom recognized a royal heir’s closest relative resident in the kingdom as regent if the heir came of age while absent from the domain. Furthermore, the legal scholars declared a royal heir must come in person to claim the crown within one year. Failure to do so would result in the regent being recognized as the ruling monarch. The closest relative of King Conrad resident in the kingdom was Alice of Champagne, the dowager Queen of Cyprus. The High Court dutifully sent Conrad a letter saying he was required to come in person to be recognized as their liege. When (as expected) he failed to appear within a year, the High Court recognized Alice of Champagne as queen, and the knights and nobles did homage to her. She then demanded the surrender of Tyre. The imperial representative, at this time Lothario Filangieri the younger brother of Richard, predictably refused.

Tyre was a nearly invincible city that had held out against Saladin twice. It was virtually unassailable by land, but Balian of Beirut’s audacious strategy entailed leading a small band of knights along the base of the seawalls to a postern facing the sea. Sympathizers promised to leave this door unlocked. After Beirut successfully traversed the slippery, wave-washed rocks to access the city, his men lowered the harbor chains to admit a fleet carrying more supporters. The imperial garrison, taken entirely by surprise, withdrew to the citadel. A negotiated surrender of the citadel days later allowed the imperial forces to sail away unmolested.

The more impetuous and less legalistic young lord of Beirut had achieved what his honorable and restrained father, the old lord of Beirut, had not. He had seized the last stronghold of the imperialists and expelled the last imperial “baillie.” When the Hohenstaufen’s next representative, Tommaso di Acerra, came east, he did not dare set foot in the Kingdom of Jerusalem, landing and remaining in Tripoli instead. Thereafter, although Frederick II, his son, and his grandson all claimed the title of “King of Jerusalem,” it was an empty title, a mere delusion based on hubris.

The Issues

In assessing these events, it is critical to recognize that the barons and commons of Outremer followed the successive lords of Beirut because their interests aligned with those of the Ibelins. The knights and nobles of Outremer recognized early on that if Frederick II did not shy away from attacking a former regent, he would show no respect for men of lesser lineage, rank, and power. The barons, knights, and commons in Cyprus and Jerusalem rallied to the Ibelin cause because they believed Beirut was standing up for their rights against an arbitrary and autocratic ruler. They saw themselves as defending the constitution of the kingdom against a tyrant.

Frederick proved his contempt for the laws and constitution of Jerusalem by the following actions: (1) refusing to recognize that his title to Jerusalem derived through his wife, (2) attempting to disseize feudal fiefs without due process, and (3) ignoring the High Court of Jerusalem and its functions―which included approving treaties.

At the time of his marriage to Yolanda, Frederick had demanded the nobles of Jerusalem do homage to him, thereby dismissing his father-in-law’s claim as a crowned, anointed king to remain monarch because, since his wife’s death, he had only been regent for his daughter. Yet three years later, when Yolanda died, he refused to recognize that he, too, had lost his crown and become no more than the regent for Yolanda’s son. Instead, he continued to style himself and behave as if he were still king. Even when his son legally came of age, Frederick continued to pull his strings. He did not allow his son to set foot in his kingdom, did not allow him to be crowned and anointed, and did not allow the nobles of Jerusalem to do homage to him. Even on his deathbed, Frederick attempted to alienate the crown of Jerusalem from Yolanda’s son by suggesting it should instead be bestowed on his son by Isabella of England. In short, with his last breath, he failed to recognize that the crown was not—and never had been—his to give away.

Frederick’s attempts to disseize vassals without due process violated a fundamental principle of feudalism. In feudalism, fiefs are bestowed and held as hereditary property. This means that once granted, the title cannot be rescinded nor the land expropriated without due cause, i.e., an act of treason. Treason, in turn, must be proved before a court and established by a judgment of one’s peers. Frederick’s attempts to disseize first, the lord of Beirut and his heirs, and later, a score of other noblemen without due process was not enlightened; it was despotic.

Yet Frederick’s contempt for the High Court was arguably the most critical factor that doomed his rule in Outremer. He flouted the High Court by not seeking its advice on who should rule for his infant son, i.e., obtaining their consent to his regency. He scorned it by not bringing his charges against Beirut and other fief-holders before it. He spurned it by not seeking the advice and consent of the High Court for his treaty with al-Kamil. He continued to ignore the High Court to his very death by insisting on appointing a succession of deputies and ballies without the advice and consent of the High Court and, ultimately, by trying to steal the crown of Jerusalem from the hereditary dynasty to give it to his son by Isabella of England. His lack of respect for Outremer’s parliament ultimately alienated the entire knightly class of Jerusalem. By insulting and mocking the High Court, he attacked the collective rights of the ruling class—and this was why they ultimately fought back.

Summary and Conclusions

In summary, Frederick II Hohenstaufen’s successful crusade is a mirage. The Holy Roman Emperor singularly failed to regain control over Jerusalem, obtaining only temporary and limited access to some specific sites on terms that made the defense of the city impossible. The hostility of the local population to the emperor’s truce was not based on a fundamental opposition to treaties with Muslims—they had concluded hundreds of these already. Furthermore, the causes of the ensuing civil war lay not in differences over Frederick’s truce with the Muslims but rather over his claim to be king of Jerusalem and his arbitrary and despotic actions.

In Outremer, Frederick was not confronted by religious fanatics and ignorant crusaders, but by highly educated, polyglot native elites with more than a century of experience negotiating, trading, and interacting with their Muslim neighbors. Furthermore, the opposition included not only the bulk of knights and nobility but also the king and barons of Cyprus and a strong faction among the commons represented in the Commune of Acre, the Knights Templar, and the Genoese. Except for the Genoese, who were staunchly anti-Hohenstaufen based on Italian politics, what united these diverse elements was Frederick II’s disregard for the customs and laws of the kingdom.

Historians have rightly pointed out that, as the struggle between Frederick II and the barons of Outremer dragged on, the baronial faction became ever more imaginative in inventing “laws” and customs that undermined Hohenstaufen rule. By the time Balian of Beirut was swearing fealty to Alice of Champagne, however, Frederick II had long since squandered all credibility. He had repeatedly broken his sworn word and consistently behaved like a despot. The creativity of the opposition’s legal pretexts should not disguise or negate the fundamental fact that they sought to preserve the rule of law while Frederick II was determined to rule by imperial whim.

The rebels in Outremer stand out for their astonishing grasp of the constitutional principles at stake. Equally impressive, they experimented with expanding the franchise by including the commons in governing assemblies and mobilizing the burghers of Acre. Most importantly, they steadfastly insisted that a monarch was subject to the constitution and unwaveringly upheld due process.

Finally, it is worth noting that the English parliamentary reformer, Simon de Montfort, was a second cousin of Balian of Beirut. The two men fought together during the “Barons’ Crusade” of 1229-1230. The debt Montfort owed to Beirut is a subject that needs to be explored more fully by historians. Yet, whatever else can be said about these men—each flawed in his own way—they were undeniably rebels against the tyranny of kings.


Helena P. Schrader holds a PhD in History from the University of Hamburg. She is the author of The Holy Land in the Era of the Crusades: Kingdoms at the Crossroads of Civilizations, a comprehensive history of the crusader states that has received exceptionally high praise from leading scholars in the field. She has also used her understanding of the era to write a series of novels set in the crusader states, two of which bring to life the struggle between Frederick II and the Ibelins: Rebels Against Tyranny and The Emperor Strikes Back.


Featured: Frederick II. Bust, ca., 13th century. The Museo Provinciale Campano, Capua, Italy.

Western Civilization is Destroying its Historical Heritage

The Same Western Civilization that Attained the Highest Historical Consciousness and Produced All the Greatest Historians is Therein Destroying Its Historical Heritage.

One of the most startling historical truths is that Europeans invented the writing of history as “a method of sorting out the true from the false,” as a conscious search for a rational explanation of the causes of events, while rendering the results of their investigations in sustained narratives of excellent prose. The other peoples of the world, including the Chinese who maintained for centuries a tradition of chronological writers, barely rose above annalistic forms of recording the deeds of rulers or the construction of genealogies devoid of reflections on historical causation. This would not have been judged a controversial view a few decades ago. But in a Western world dedicated to multiculturalism, with universities making it their mission to promote an “inclusive” and “diverse” educational environment, there is a widespread impetus to acknowledge as equally valuable the historiographical traditions of non-Western peoples wherein the European tradition is seen as one approach among many others. These approaches include Islamic “universal chronography,” Chinese “encyclopedic, synchronic, and official historiography,” Australian Aboriginal “dreamings” of past events “organized spatially and morally rather than temporally,” or African “oral history of gathering, preserving, and interpreting the voices and memories of people.” Indeed, if there is a key difference between these perspectives it is that European historians have tended to be ethnocentric and arrogant in their supposition that they invented history. Among recent studies promoting a “global approach” against a “Europe-centered approach” is Turning Points in Historiography: A Cross Cultural Perspective , edited by Edward Wang and Georg Iggers. Academics are cited in this book stating that historical thought is not a monopoly of the West: “On the contrary, interest in the past appears to have existed everywhere and in all periods.” Western historiography is “not superior.” The claims of European colonialists on the “racial inferiority” of other cultures must be “refuted.” Just as Greek historiography provided a “basic form of historical writing that later exerted a cross-cultural influence in the West,” so was Chinese historiography “regarded as a model practiced by Asian historians, especially in Japan, Korea, and Vietnam before the nineteenth century.”

The initial aim of this essay was to counter this multicultural historiography by demonstrating its lack of veracity, explaining that Europeans originated the writing of history, wrote the greatest historical books, brought about the “professionalization of history” during the 1800s, which entailed the systematic and critical analysis of documents, from which point they would go on to write the best histories of the non-western world. Europeans were indeed the only people to exhibit a high level of historical consciousness about the way that history shapes our thoughts, culture, psychology, and institutions. But in light of my current scholarly preoccupation with the ways in which the ideology of liberalism, with its crucial principle of individual rights, is behind the promotion of diversity, race equity, and immigration replacement, I could not avoid the question why Western historians today are so enraptured with “provincializing” the history and achievements of their own civilization for the sake of an “inclusive” multicultural history. It became apparent to me that the consolidation of a multicultural historiography was not an arbitrary or isolated decision taken by a few academics, but part expression of a broader ideological matrix with deep origins in the history of the West itself. The more I investigated the historiography of the West, that is, the more I inquired about the history of history writing, about the histories that the peoples of the West have written, I came to the following hypotheses, which this essay will seek to explain:

  • Europeans were responsible for the full development of history writing, surpassing since ancient Greek times the historiography of the other civilizations during their entire histories, consciously seeking to find the truth by evaluating the accuracy of the sources and analyzing historical causation. The Greeks and Romans did hold a cyclical view of history for whom “the nature of all things was to grow as well as to decay,” as the general consensus has it; however, this was a view based on a deep understanding of the varying psychology of human nature from times of simplicity and hardness (in the early stages of cultures) to times of affluence and decadence (in the later stages of cultures).
  • The Hebrew Bible did go beyond an annalistic account of the deeds of kings, developing a historiography that was “national” or about a people as a whole, but without matching the historiography of the Greeks and Romans, who also initiated an ecumenical vision of “the whole inhabited world,” which would come to be combined with the “universal” historical vision of the Christians in their preoccupation with the “education of mankind,” and which reflected the fact that only Western peoples came to transcend in their cosmopolitanism the provincialism that is natural to cultures and that has prevailed in China throughout its history despite proto-universalist principles in Confucianism.
  • The Old Testament did initiate a view of history as a purposeful and directional process from the beginning of the Creation to the future expectation of a Messiah; however, the New Testament enhanced the connection of God and history with its concept of the Incarnation, when the eternal Word and Son of God “became flesh and dwelt among us.” The subsequent Hellenization and Romanization of Christianity in the first centuries AD led historians to search for stages and directionality in the actual, empirical histories of humans, linking the eschatology of the Bible with the history of the Greeks, the creation of the Roman empire, and the kingdoms created by the Germanic peoples. The connection of Christian eschatology (Heaven and Hell, the Second Coming of Jesus, the Last Judgment) with the actual history of humanity, would lead Christians to initiate a “progressive” conception of history, as part of God’s providential plan, to search for an intelligible pattern in the gradual “education of mankind.”
  • Only Europeans developed a true historiography characterized by a history of relatively continuous improvements, rather than by mere repetition of the historical styles of the past, as was the case in other civilizations, because only they experienced an increasing historical consciousness, a deep awareness of the passage of time in a directional way, rooted in their Christianity and cosmopolitanism, and in their actual epoch-making transformations, the rise and decline of Greece and Rome, the spread of Christianity, the invention of universities in the Middle Ages, among many other novelties, followed by the Renaissance and the continuous revolutions of the Modern era in warfare, art, architecture, science, philosophy, politics.
  • But it was during the Enlightenment era that historians began to think systematically about the unique progression of the West in science and technology as well as in constitutional politics, and in the “rights of man”—against the forces of “darkness, ignorance, and vice,” which Enlightenment historians believed still held a tight grip over Europeans, and which needed to be defeated for the full potentialities of humans to be actualized in a future of plenty, harmony, and happiness. Man was a historical being in the process of achieving his full potentialities in the course of time.
  • Modernist historians would secularize, not reject, the Christian idea of progress, while gaining a more “scientific” understanding of history, identifying definite stages in the growth of reason and liberty and in “the manners and morals of humans,” in terms of purely natural or man-made causes, rather than in terms of the “providential hand” of God. This idea of progress would come along with tremendous improvements in archival research and in historical methodologies, while the rest of the world would remain stuck with annalistic historiographies.
  • The period between 1918 and 1970 would see the consolidation of a Grand Liberal Narrative, particularly in the wake of the defeat of Fascism in WWII, and the Cold War with Communism. This Narrative—the “Allied scheme of history”—would see in history a rational process of the growth of liberty, scientific and capitalist prosperity, with the United States as a model for the rest of the world, a result of thousands of years of Western evolution, combining the Greek democratic and rationalist legacy, Roman law, Judeo-Christian values, the Enlightenment and Free Markets.
  • The German Historical School of the second half of the nineteenth century, known for raising to a higher level the professionalization and specialization of history, constituted a profound questioning of the liberal idea of progress with its nationalist advocacy of “the historicity of all knowledge and values” and its emphasis on the priority of the freedom of Germans as a people over the individual rights of abstract individuals. But German historicism would be thoroughly domesticated into a defense of “value-pluralism” according to which we should tolerate within each Western nation different cultural values except values that are intolerant to the “value-pluralism” of liberalism.
  • Liberalism has an inbuilt progressive logic continually pressing for the “emancipation” of the individual from all traditional restraints, including sexual and racial collective identities, that infringe on the rights of individuals to choose their own lifestyle, backed by a new conception of “positive liberty” rather than mere “negative liberty,” a liberalism in which the government came to be assigned the role of reducing inequalities, increasing inclusiveness, and assisting in the “self-realization” of individuals.
  • After the 1970s the “Rise of the West” grand narrative would come to be seen as an “unfinished project” requiring revision, starting with an acknowledgment of its “Eurocentrism” and the way the West had “underdeveloped” the rest of the world in its climb to supremacy, with old liberals gradually accommodating themselves to these revisions, confident in their defeat of communism in the early 1990s, announcing the “end of history, while including within its fold, as two sides of the same liberal coin, postmodern, environmental, multicultural, and global historical perspectives.
  • Western civilization will soon cease to exist, becoming a hybrid of many races and cultures under the ideology of multicultural postmodern liberalism. The same civilization that produced the greatest historiographical tradition, becoming fully conscious of its historical trajectory, is now rewriting its past in the most malicious ways as a history of multiple peoples from its beginnings—against its “white supremacist” past.

The Greek-Roman Historiographical Legacy

Not long ago, before the onset of “progressive” diversity mandates, it was generally accepted that historical writing began with the ancient Greeks. R.G. Collingwood made the argument in The Idea of History (1946), once the best-known book in the philosophy of history in the English-speaking world, that “history is a Greek word, meaning simply an investigation or inquire”. Michael Grant, the famous classicist author of countless books, noted that the word “histor” in the classical Greek language referred to a learned man who settled legal disputes by looking into the accuracy of the events and the disputed allegations. From this legal term was derived the word “historie” as “a search for the rational explanation and understanding of phenomena.” In the “theocratic history” of Mesopotamia, accounts of past events consisted, as Collingwood wrote, of “mere assertions of what the writer already knows”, not based on answers arrived after research. The Hebrew scriptures were also theocratic history in that there was no research to “find” the “truth” about the past with authors consciously judging the veracity of sources. It is only with Herodotus’ book, The Histories, written around 430 BC, that we witness for the first time a real inquiry about the past “to get answers to definite questions about matters of which one recognizes oneself as ignorant.” The writings of Homer and Hesiod were likewise theocratic legends.

Herodotus was rightfully called “the father of history” for this reason, the first to write a historical inquiry which asked questions about the past based on the critical evaluation of the reports of facts given by eyewitnesses, as was the practice in Greek courts where one would cross-question the testimony of witnesses. Herodotus self-consciously explained that the purpose of his book was to present “the results of the enquiry [history] carried out by Herodotus of Halicarnassus. The purpose is to prevent the traces of human events from being erased by time, and to preserve the fame of the important and remarkable achievements produced by both Greeks and non-Greeks; among the matters covered is, in particular, the cause of the hostilities between Greeks and non-Greeks.” While in theocratic history, Collingwood adds, “humanity is not an agent, but partly an instrument and partly a patient, of the actions recorded,” in Herodotus we have descriptions of “the deeds of men…to discover what men have done and partly to discover why they have done it.” He sought to understand the reasons men acted the way they did.

John Burrow, an old stock British scholar, maintains that historical writing “based on inquiry” began with Herodotus. In his book, A History of Histories: Epics, Chronicles, Romances and Inquiries from Herodotus and Thucydides to the Twentieth Century, published in 2009, Burrow estimates we can only talk about “proto-history” in the ancient civilizations of Mesopotamia and Egypt, and among the Assyrians and Hittites who came later, in the sense that they engaged in “record keeping” and chronological recording of the deeds of rulers and the construction of genealogies. A proper historical account, however, requires a conscious awareness about the veracity of the sources one relies upon. Herodotus “regarded himself as an auditor, a collector, recorder, sifter and judge of oral traditions about the recent or remoter past.” According to Mark Gilderfus, Herodotus “checked his information against the reports of eye-witnesses and participants and also consulted the documents available to him—inscriptional records, archives and official chronicles.”

Collingwood correctly qualifies that The Histories of Herodotus could not but derive very little from written sources or “historical records” since there were few of these. This heavy reliance on oral sources restricted the writing of history among Greeks to events that happened “within living memory to people” with whom the author could have “personal contact.” The Greeks could not write “all embracing” accounts of the remote past and of the peoples of the world, “ecumenical history, world history.” For Collingwood, this lack of a worldly historical view meant that the ancient Greeks lacked a proper “historical consciousness.” Now, it is true, as Burrow notes, that Herodotus’ book “embodied extensive geographical and ethnographic surveys” of a variety of ethnic groups in the Mediterranean, North African, and Persian worlds, their clothing, diet, marriage, funerary customs, health and treatment of disease. It is for this reason that he is regarded, along with Hecataeus (b. 549 BC), as the originator of ethnography, the study of the culture of other peoples, for his “indefatigable questioning” of different ethnic peoples about their customs and morals. Still, I am inclined to agree with Collingwood that the unity of the historical mind of Herodotus was “only geographical, not an historical unity.” It was only after the conquests of Alexander the Great, and the creation of the Hellenistic and Roman empires, that the world became more than a geographical unity for the onset of a historical consciousness, which presupposes as a major condition an awareness of the histories of other peoples, reflections on the broader patterns of history as whole.

What about contemporary claims that other peoples were just as historically accomplished as the ancient Greeks? I will address these claims later on. For now, I will bring up John Van Seters’s thesis, articulated in a superb book of historical scholarship, In Search of History: Historiography in the Ancient World and the Origins of Biblical History (1983), that an Israelite inaugurated the historical tradition of the West in the sixth century BC, roughly a century before Herodotus, in the so-called Deuteronomistic (Dtr) history of the Old Testament from Joshua to 2 Kings. The term “Deuteronomistic history” was coined in 1943 by the German scholar Martin Noth to explain the origin and purpose of the books of Joshua, Judges, Samuel and Kings. Noth argued that these books were the work of a single 6th century BC author. Elaborating this argument, backed by extensive sources, Van Seters uses the following criteria to identify history writing in ancient Israel: A) It has “a specific form of tradition in its own right” (as opposed to being merely incidental) to “explain or give meaning” in a literary way to the way things are, showing thereby “some awareness of the historical process” “to account for social change” and “provide new legitimation.” B) History writing is not primarily about the accurate reporting of past events, but involves recalling the significance of past events, as we find in Dtr history. C) While history writing examines the causes of present circumstances, in the world of antiquity at large “these causes were primarily moral;” modern theories of causation or laws of evidence should not be used as criteria. D) History writing has to be national or corporate in character, as was the case in Dtr history; chronological reporting about the deeds of kings do not constitute history.

Van Seters brings out the best of the annalistic form of writing in the Near East; for example, he shows that chronicles did date events rather precisely to day and month of the year, with some chronicles showing evidence of “research” or “a gleaning of materials about the past from various sources.” While these chronicles do not yet constitute history writing proper, they “created the potential for the historical ‘research’ and reconstruction of the past that is indispensable to the development of history writing.” What made Dtr history more than a chronicle was, “above all,” the fact that it was a history of a “people’s past,” of the founding of a “nation under Moses, through the conquest under Joshua and the rule of judges, to the rise of the monarchy under Saul and David.” In Dtr history, “the royal ideology is incorporated into the identity of the people as a whole” (rather than the ruler alone). “The doctrine of Israel’s election as the chosen people of Yahweh set the nation apart from other peoples…All other callings and elections, whether to kinship, priesthood, or prophecy, were viewed in association with the choice of the people as a whole…Nowhere outside of Israel was the notion of special election extended to the people as a whole.”

Van Seters shows similarities between the Dtr historian and Herodotus. If the former “gathered his own material…in the form of disparate oral stories,” so did Herodotus derive “very little” from written sources, or ‘historical’ records; his work was mostly based on eyewitness accounts.” All Hebrew historiography is written from a theological perspective,” but so is the book of Herodotus, The Histories, strongly interested in divine providence. “Like Herodotus, the Old Testament exhibits a dominant concern with the issue of divine retribution for unlawful acts as a fundamental principle of historical causality.” Both works are characterized by a thematic unity and a sustained prose narrative about a people conscious of their national identities (though Van Seters barely says anything about the emergence of a Greek national identity centered on their freedom in contrast to Asiatic despotism).

In reply to Van Seters: it is true that in Herodotus’ account the deities did play a role in human affairs, dreams, oracles and omens. But all in all, I am inclined to accept John Gould’s judgement that Herodotus “took the possibility of supernatural causation in human experience as seriously as he took the involvement of human causation.” In fact, Herodotus was “cautious in admitting” the presence of gods at work in human actions, not because of religious disbelief, but because of his “uncertainty” or “implicit acknowledgement of the limitations of human knowledge in such matters”, sometimes offering alternative possibilities for the occurrence of the events, or declining to identify the particular god involved. Herodotus’ list of reasons for the Persian war emphasized human motives, arrogance, excessive pride, blind enjoyment of riches, lust for power, which brought the wrath of gods, their intervention, but which nevertheless pointed to historical explanations relatively free of divine influence, which was not the case in Deuteronomistic history. By the time we get to Thucydides’ History of the Peloponnesian War, written a few decades after Herodotus’ Histories (430 BC), the gods ceased to influence directly the course of events, history is entirely caused by the actions of human beings, even if the historical actors remained guided by a belief in gods, oracles, or divinations.

Herodotus consciously addressed the issue of historical accuracy in a way that the Dtr historian did not. He may have relied almost entirely on eyewitness accounts in writing about the contemporaneous subject he was addressing, the Persian Wars, but once we reach Thucydides, we have a historian who amplify the need for historical veracity, for accuracy in the reporting of events, contrasting his inquiry with that of “prose chronicles, who are less interested in telling the truth than in catching the attention of the public, whose authorities cannot be checked”. He willfully restricted himself to contemporary history and eyewitness accounts knowing that the “passage of time” made accounts of early Greek history “unreliable.” This is the point. Even if we were to agree with everything Van Seters says, Herodotus was just the beginning of Western historiography. While Near Eastern and Israelite historiographical traditions ceased, stagnated, or barely improved, Europeans would go on to build upon their earlier achievements, and eventually develop a full historical consciousness, which is incredibly hard to achieve.

According to J.B. Bury, known for insisting that history should be a “science” rather than a branch of “literature,” Thucydides’ book was “severe in its detachment, written from a purely intellectual point of view, unencumbered with platitudes and moral judgments, cold and critical.” For Nietzsche, Thucydides was “the grand summation, the last manifestation of that strong, stern, hard matter-of-factness instinctive to the older Hellenes.” What Nietzsche admired, though, was not Thucydides’ neutral impartiality per se, but that his values were not that of a Platonist seeking to escape the harsh reality of human struggle and conflict in a realm of perfections. It was Thucydides’ realism, his ability to deal with the world as it was that appealed to Nietzsche, his rigorously clinical assessment of human nature. Edith Hamilton, author of the once very popular and gifted book, The Greek Way (1930), insists that Thucydides wrote his book “because he believed that men would profit from a knowledge of what brought about that ruinous struggle precisely as they profit from a statement of what causes a deadly disease.” Hamilton brings out Thucydides’ concern with the causes of the war, how he differentiated triggering incidents affecting the timing from the ultimate cause of the war. The confrontation between Athens and Sparta was not generated by misguided humans who could have been dissuaded into a different course of action; no, the Athenians were driven to imperialism, seeking threatening alliances against Sparta, by the natural human obsession with dominating others; and Sparta was driven to react knowing that lack of action would simply invite further hostilities by the Athenians and others. This is why Thucydides wrote a book “written not for the moment, but for all time.” In the words of Hamilton: “It was something far beneath the surface, deep down in human nature, and the cause of all wars ever fought. The motive power was greed, that strange passion for power and possession which no power and possession satisfy. Power, Thucydides wrote, or its equivalent wealth, created the desire for more power, more wealth. The Athenians and the Spartans fought for one reason only—because they were powerful, and therefore compelled to seek more power. They fought not because they were different—democratic Athens and oligarchic Sparta—but because they were alike. The war had nothing to do with differences in ideas or with considerations of right and wrong. Is democracy right and the rule of the few over the many wrong? To Thucydides the question would have seemed an evasion of the issue. There was no right power.”

This clinical analysis of human nature in history would never find expression in the historiographical traditions outside the West. There are many timeless insights in Thucydides about the natural impulses of humans and their varied expressions in different characters and circumstances. Among my favorites is: “Self-control is the chief element in self-respect, and self-respect is the chief element in courage.” He and Herodotus started a historiographical tradition that would last continuously for over a thousand years. We can only go over the surface. Diodorus Siculus (first century BC), known for writing Bibliotheca Historica in 40 books, of which 15 survive intact, mentions many historians on whose works he relied upon. Some refer to this book as a “Universal History” both for its comprehensive coverage (from the mythic history of the destruction of Troy up to the death of Alexander the Great, including the early centuries of Rome), and for its worldly geographical description of Egypt, India and Arabia to Europe. He called it “Bibliotheca” in acknowledgment that he was assembling a composite work from many sources. This was not a history based on eyewitness accounts but a history based on the authority of prior historical authors/sources. The authors he drew upon include Hecataeus of Abdera, Ctesias, Ephorus, Theopompus, Hieronymus of Cardia, Duris of Samos, Diyllus, Philistus, Timaeus, Polybius, and Posidonius.

Siculus however was really a “compiler” rather than a universal historian since his work was descriptive in character, lacking an interpretative scheme. His predecessor Polybius (200-118 BC) may be said to be the original ecumenical or universal historian, in full awareness that in trying to answer the question in his book, Histories, why “the Romans succeeded…in bringing under their rule almost the whole of the inhabited world” and writing about how “the affairs of Italy and of Africa are connected with those of Asia and of Greece and all events bear a relationship and contribute to a single end,” he was indeed, in his words, the “first” “to examine the general and comprehensive scheme of events” and to look at history as an “organic whole.” In answering this question, Polybius raised the analysis of historical causality to a higher level of precision, by adding the “how and why” to the “who, what, where, and when” of Thucydides. He sought “to record with fidelity what actually happened,” with profuse references to prior historical accounts. Since Polybius covered a long-time span of history, 264-146 BC, unlike Herodotus and Thucydides, he could not rely on eyewitness accounts only. Fortunately, in his time, there were already many authoritative “works of previous historians who had already written the histories of particular societies at particular times,” including Rome’s own careful preservation of memorials and ancestral portraits.

His universal perspective was also visible in his effort to provide a sweeping explanation of the rise and fall of civilizations in general, expressing for the first time, in a cohesive manner, the principle of cyclical history. States experience a natural cycle similar to biological organisms, characterized by growth, zenith, and decay. Primitive kinship first emerges and develops into monarchy, monarchy devolves into tyranny, and eventually tyranny is replaced by the aristocratic rule of the best (the men of virtue, piety, and courage who created Rome). This rule then degenerates into oligarchic privilege and excess, followed by democracy and finally, mob rule. He believed that the Roman state was superior to all prior forms of government in combining the best of three forms of rule, monarchical (elected consuls), aristocratic (senate), and democratic (popular assemblies. But in his estimation, while this mixed policy could slow down the cycle, it could not deter the eventual decomposition of Rome.

Another revealing quality of ancient Western historiography was its preoccupation with the moral character and personality of great men. This individualism, rooted in the heroic aristocratic ethos of Indo-Europeans, as expressed in their timeless bards and poems, which recited the heroic deeds of legendary figures, with the main characters identified by name and personality, as was the case in the Iliad, would find expression in the preoccupation we already noted above about human nature and the personal qualities of leaders, a phenomenon utterly lacking in non-western historiography. Who can forget the famous Parallel Lives of Plutarch (46-120 AD), mandatory reading for every young European man not long ago? Nineteenth century “positivists,” who believed that historians should remain objectively preoccupied with the facts alone without judgments, downplayed Plutarch as a historian for his moralistic judgements about the virtues to be emulated and the vices to be avoided in his illustrations of great men. Yet, Plutarch “read voraciously, and faithfully reported what he found in a wide variety of sources.” He was “one of the most educated men of antiquity” who knew and quoted “all the major Greek historians” and supplemented his narratives with information from letters, inscriptions and public documents. His Lives were not hagiographies glorifying great men, but an effort to demonstrate the importance of rational self restraint against irrational passions, exhibiting a high sensitivity to the dynamics of human motivation, the interaction of contrasting traits and how they can complement each other within the same character, combined with keen observations about the physical appearance of the characters, thereby showing a keen insight into the variety and complexity of human behavior. Never in the history of the non-western would we witness a book like Plutarch’s Lives, which consists of a series of paired biographies of the great men who established the city of Rome and consolidated its supremacy in comparison to their Greek counterparts, written with such elegant prose and narrative flair.

It has been said that Greek/Roman historiography was limited by its view of an unchanging human nature. Michael Grant, in The Ancient Historians (1970), says that “Plutarch has no idea of dynamic biography…The ancients were still mostly convinced that a man’s character is fixed; at any point in his life, he is what he always was and always will be.” This idea, we shall see below, would be rejected by modern historians around the 1700s, starting with historians of the “Scottish Enlightenment,” with their stage theory of history and their observation that with the rise of commerce and constitutional monarchies, there was a noticeable “improvement of manners” among men. This view also nurtured the equally influential and related current of “historicism,” which came in many conflicting varieties, but essentially argued that all human activities, such as science, art, customs, philosophy, are shaped by their history, not by an unchanging human nature.

It is more complicated. Herodotus did imply in his ethnographic observations that human nature manifests itself differently (in customary practices) in different geographical settings. The claim that the cyclical view of history “was entailed by a belief in an unchanging human nature” forgets that this view postulates a dramatic alteration in the characters of humans, from virtuous qualities during the rise of states, to decadent traits as wealth, peace, and ease become the new reality. The decline of the Roman character is a pervading theme of Roman historiography; already apparent in Cato the Elder (234-149 BC), author of Origins, of which only fragments survive, about the beginnings of Rome up until the victory over Macedonia in 168 BC. Cato eulogized the “Spartan” austerity and simplicity of the early men who built Rome, and lamented the effeminate influence of Greek learning. Sallust (86-35 BC) saw the old Roman virtues of frugality and piety decline under the influence of luxury and Asiatic indulgences and taste, in the first century BC. “Growing love of money and the lust for power which followed it engendered every kind of evil. Avarice destroyed honour, integrity and every other virtue, and instead taught men to be proud and cruel, to neglect religion and to hold nothing too sacred to sell… Rome changed: her government, once so just and admirable, became harsh and unendurable.” But, according to Sallust, it was not all about character decomposition; he also saw an intensifying civil strife in late republican Rome between two factions: the old patrician class in control of the Senate, and the plebeians in control of the popular assemblies. Sallust, who was “a popularis” supporter of Caesar, praises Tiberius Gracchus in his The Jugurthine War (41-40 BC), recognizing the Gracchi brothers as “vindicators of the liberty of the people” against the “shamelessness, bribery and rapacity” of the old aristocracy, as he put in The War With Catiline, grabbing the spoils of war and leaving citizen farmers landless, as they were burdened with prolonged military service.

Along with its psychological portraits, Western historiography was uniquely characterized by an “elaborated, secular, prose narrative” combined with a literary ability to draw the reader into the events and personalities, in startling contrast to the bureaucratic, impersonal, and annalistic reporting that one finds for centuries in non-western historiography. Roman historians were educated with strict rules for prose composition, and in the art of literary rhetoric. They took delight in their character portraits. Criticizing them for their moralizing judgements betrays a lack of appreciation for their psychological insights, the inevitability of judgements in historical writing and the importance of bringing out the dramatic character that is actual history. Here is Sallust writing about Lucius Sergius Catilina (108-62 BC), a Roman politician and soldier, corrupted to his innermost being by his lust: “His unclean mind, hating god and fellow man alike, could find rest neither waking nor sleeping; so cruelly did remorse torture his frenzied soul. His complexion was pallid, his eyes hideous, his gait now hurried and now slow. Face and expression plainly marked him as a man distraught.” Not until Gibbon’s History of the Decline and Fall of the Roman Empire, published in the late 1700s, would anyone see the need to supersede the historiography of ancient Romans. Sallust, Livy, and Tacitus were thought to be unsurpassable in their narrative abilities, character portraits, analysis of Roman’s political history and detailed description of its wars.

Livy (59 BC-AD 17), immortalized for his monumental history of Rome in 142 books, of which 35 survive, from the earliest legends of Rome before the traditional founding in 753 BC through the reign of Augustus in Livy’s own lifetime, is widely acknowledged as a “superb narrator.” He understood that his accounts of early Rome have “more of the charm of poetry than of sound historical record,” although future antiquarians have learned a lot about the foundational myths of Rome from these accounts. As in Sallust before him, in Livy, as John Burrow writes, “the question of moral fibre, nurtured by war, weakened by peace and ease, became the core of Roman history.” Livy raised to a higher level of explanatory sophistication the social historical perspective already incipient in Sallust, by accentuating the significance of the conflict between the old patricians and the plebeians, which he traced back over the centuries, recounting how these two classes had managed to get along with the abolition of debt enslavement, the redistribution of land, and the eventual opening of the highest offices (consulships, censorships) to wealthy plebeians, and how in the first century BC this consensus broke down as different sections of the plebeians, a rich elite allied with the patricians, and a poor class of smallholders, who were the backbone of the citizen army, could not resolve their differences. Upon returning from military service to their neglected farms, these small holders, as they struggled to pay debts and taxes, would lose their farms, which made the practice of citizen soldiers obsolete, and led to the rise of private professional armies. It was Livy’s view that Rome had managed to rise and survive major threats, such as the disaster of Cannae, insofar as the upper classes had acted in moderation, bringing the plebeians to rule alongside them, and redistributing the spoils of war. Roman “firmness” and “sternness” was rooted in this social reality, whereas Roman decadence was rooted in the lustful rapacity of a wealthy oligarchy expropriating the citizen farmers. At the same time, Livy also pointed to demagogues who stirred up the plebs towards mob rule out of their tyrannical ambition. It has been said that the historiography of ancient times contained truths valid “for all time.” In his Discourses on Livy (1517), Machiavelli explained, after a close reading of Livy, that all forms of government—monarchical, aristocratic, and democratic—are flawed, and that it was the good fortune of the early Roman republic to combine traits from these three. The inherent conflict of interests between the nobles and the people can turn out to be constructive as long as there is an institutional balance of power in which tribunes of the people can wield power. There is never an ideal political order in which conflict is avoidable.

Perhaps the most admired Roman historian is Publius Cornelius Tacitus (56-120AD). Tacitus enjoyed a very high reputation from the late sixteenth to the late seventeenth century, admired by Gibbon for “the force of his rhetoric…to instruct the reader by sensible and powerful reflections.” He wrote primarily about the relations between the Emperor and the Senate, not the wider world of the Empire, based on the testimony of eyewitnesses, published transactions of the Senate, news of the court, collections of emperors’ speeches, and memoirs. In his didactic concern “to ensure that merit is recorded, and to confront evil deeds and words with the fear of posterity’s denunciation,” it has been said that he was a moralizing historian. His focus was on the motives of the characters, exposing hypocrisy and dissimulation. Some praise the brevity of description of his Latin style, their “epigrammatic” character, or lack of ornamentation. The period he covered, mostly the first century AD, offered only meager examples of virtue—which may be why he praised the Germanic peoples in what may be his best-known work, the fascinating ethnographic essay titled Germania. Linked to the Third Reich, this essay would also play a key role in the construction of a historiography identifying freedom as the most important ideal of Western history. He observed the Germans in their own terms rather than in light of Roman values, showing admiration for German sexual temperance, dignity, courage, and loyalty—without falling prey to the modern myth of the noble savage, describing as well their drunkenness, idleness and quarrelsomeness. It was this lack of discipline, he believed, that gave Romans an advantage over the formidable German warriors. In the early modern period, as Germania became increasingly known, it encouraged historians to delve deep into the pre-Roman past of Europe. Historians would discover a conception of freedom that predated the Greek, Roman and Christian conceptions—what I would call, in my book Uniqueness of Western Civilization (2011), a primordial ethos of aristocratic and heroic freedom. Francois Hotman, in his Franco-Gallia (1573), concluded, after a thorough study of numerous chronicles of Europe’s early history, that the ancient kings of France were elected and could be deposed, and that French representative institutions, the Estates General, were descended from the old Germanic assemblies of aristocrats. Future authors would argue that the feudalism of the Middle Ages, the contractual relation between lords and vassals, was derived from the Teutonic comitatus, the brotherhood of warriors. Montesquieu located this Germanic freedom in the Anglo-Saxon nations, which he developed into a modern doctrine of republican liberty, and identified Britain as the best example of the preservation of Germanic freedoms, whereas in France he saw a nobility that had surrendered its liberty by becoming a bureaucratic servant of the absolutist state. The constitution of Britain, after the Glorious Revolution of 1688, consisted of a mixture of monarchical, aristocratic (House of Lords) and democratic elements (Commons), with freedom of thought.

The Emerging of a Christian Historical Consciousness

For all we have said about Greek and Roman historiography (and there were other historians, such as Suetonius, Appian, and Casius Dios) cotemporary scholars invariably agree that the ancients remained a “non-historical” people. Herbert Butterfield is convinced “the Greeks did not achieve historical mindedness, and never could have achieved it, because they had the wrong view of time and the time process.” The Greeks “only knew of a comparatively short history behind them—they thought that the historical past extended back for only a very few hundred years.” But even in the case of the Romans, despite some of their long-term accounts, including a 1400-year history by Casius Dios, Collingwood insists that Roman historians thought of Rome as an “unchanging substance,” “the eternal city,” experiencing cyclical changes but no identifiable stages of development. Livy never sought to explain how Roman institutions came to be, how they changed over time, other than noticing, if I may add to Collingwood’s explanation, the virtues that made possible its rise and the vices bringing about its decline. It was a history without periodization about a city that seemed to be ready-made before history began. Roman historiography was also “particularistic,” self-centered around Rome, without grasping the historical dynamics of other people and their place within the historical process. Tacitus distorted history, Collingwood adds, by “representing it essentially as a clash of characters” portrayed as either “exaggeratedly good” or “exaggeratedly bad.” As talented as Tacitus was in his character-drawings, his approach encouraged the narrowly circumscribed perspective of seeking the causes of historical events in the personalities of the main actors—a retrogression from the world historical perspective of Polybius.

The Marxist historian E.H. Carr, author of a 14-volume work covering the first twelve years (!) of the history of the Soviet Union, argues similarly that “the classical civilization of Greece and Rome was basically unhistorical.” For Thucydides, “nothing significant had happened in time before the events which he described and nothing significant was likely to happen thereafter.” He goes on to explain in his insightful small book, What is History? (1961), that a cyclical view of history, the sense that history is “not going anywhere,” is devoid of a proper historical consciousness. One must have a sense that there is a “direction in history” to interpret the past properly. While a historian does not have to believe that history is progressing “towards the goal of the perfection of man’s estate on earth,” without a conception of progress, which entails a history that is indeed characterized by development, such as an increasing capacity to understand and master the laws of nature and improve the living standards of people, we can’t speak of “historical consciousness.” Carr does not believe in “Divine Providence,” a “World Spirit,” or “Manifest Destiny,” that is, in an all-powerful force guiding men and the course of events. But he believes that “it was the Jews, and after them, the Christians, who introduced an entirely new element by postulating a goal towards which the historical process is moving—the teleological view of history.” It was “Jewish-Christianity” that gave history “meaning and purpose.”

According to Collingwood, Christianity contributed the following to the eventual rise of a modern historical consciousness: the universalism that all persons are equal in the sight of God, that “all peoples are involved in the working out of God’s purpose,” and that therefore a Christian can’t remain content with the particularistic history of one people but must strive for a universal history. The events that occur in the world must be ascribed to the workings of Providence, which means that one must try to detect an intelligible pattern in the overall history of humans, and treat earlier events as leading up to, or preparing for, God’s ultimate plan. This means, I would add, that in order to make sense of history’s pattern, history must be divided into epochs, each identified for its contribution to progress and for the ultimate plan.

The flaw in this interpretation is that it does not draw a distinction between the Old and the New Testament view of history, and the subsequent Hellenized and Romanized Christian conception articulated in the first centuries AD. The Old Testament, to be sure, offered a purposeful and directional view of history from the beginning of time, from the Creation and the expulsion from Paradise of Adam and Eve, as a result of their original sin, to the second beginning of mankind with Noah, after the flood, followed by God’s promise of land to Abraham, demonstrated in the liberation of Jews from Egyptian captivity, followed by numerous events with references to peoples and civilizations in the Near East, Egypt, Babylonia, Assyria Persia and Jerusalem. The Hebrew Bible, Van Seters is correct, offered a dramatic long-term narrative of a people intensively preoccupied with their past, the first accounts to go beyond the Royal annals of the Mesopotamian/Egyptian empires, to produce a history of a people as a whole, the Jews, with quasi universalist aspects in its account of the Creation and the Flood.

The Old Testament conception, nevertheless, was about a particular people, the Jews, and, in this respect, it was not universal. It was a conception that remained preoccupied with the Jewish historical experience, to a final act of God that would signal the end of history, with dreams of a Messianic kingdom, as it grew pessimistic about the actual events of its history with the lost of Jerusalem, the destruction of the Temple, and with the dispersion and exile of Jews in foreign lands. The Bible as a whole, both Old and New Testaments, did not try to make sense of actual human historical events beyond the experiences of Jews; and did not try to discover a meaningful pattern in the empirical happenings of world history. History in the Bible is meaningful because it is oriented toward some transcendent purpose, the future expectation of a Messiah, but this expectation is not seen to be developing through successive historical stages since the truth has already been revealed. This is a view that Karl Lowith holds in his philosophical meditation, Meaning in History (1949). History is directed by the providence of God’s supreme insight and will, but God’s ways are hard to make out and cannot be comprehended by reason. The message of the Bible is that we must trust God’s justice in spite of manifest evil in the world, and faithfully wait for justice to be done on the Day of Judgement. The Biblical conception is similar in some respects to the Greek cyclical acceptance of fate, in the way it looks at history through all the ages as a story of mere genesis and disintegration, action and suffering, pride and sin, as a “continuous repetition of painful miscarriage and costly achievements which end in ordinary failures.”

But Lowith is rather indifferent towards the historiography of subsequent Christians who sought to discover in actual history the spiritual unfolding of salvation. Even thought the New Testament as such does not seek out to make sense of the actual history of the Hellenistic-Roman world from which it emerged, subsequent Christians, as Butterfield says in The Origins of History (1981), “could not help vindicating the idea of the Jesus of History, Jesus the man who had lived at a certain time and in a definite place.” The religion of Christianity “was fastened to the hard earth” through “their continuing concern about the possible imminent coming end of the world, and their contact with Greek philosophy” and, I would add, through the very concept of the Incarnation and the Cross. Christianity departs from the Old Testament in the consummated advent of Jesus which signifies that God has given His grace through the hands of His Son who in his sacrifice has brought redemption to all humankind. Humans are no longer fully corrupted but are newly capable of achieving ethical and eschatological goals in this world. The Christian God is not impersonal, unknowable, and separate from our world. He is both transcendental and immanent, for in the Incarnation, and the idea that Christ is both fully God and fully human, the unfathomable God of the Old Testament finds concrete expression in history. Christianity recognized the dignity of the material world and its ability for expressing the Spirit. Christ is the image of the invisible deity here on earth and human action can bring about the world’s transformation.

In line with the incarnation and immanence of God on earth, Jesus added an “ethics of love, or compassion,” which cultivated “a new sensitivity to human suffering,” which motivated Christians to struggle against evil in this world, which set in motion a historical process of moral progression. This religion brought the hope that it was possible to create a “better world,” for it was a religion that no longer saw suffering as unchangeable, but called upon believers to feel responsibility for the suffering of others. In contrast to Greek pagan ethics and Roman stoicism, which held that it was folly to struggle against the destiny of human limitations and realities of the world, there was a feeling of hope and progress embedded in the ethics of Christianity according to which humans on this earth could improve the human condition and bring about the advent of the Kingdom of God. Non-western religions conceived of salvation as something to be achieved by escaping into the “world behind” or the “world beyond.” But among Christians a sense emerged that history was not a cycle of time but a “forward-moving” process, a linear movement from Creation to the “end of time.”

But we also need to add that it was only with the Hellenization and Romanization of Christianity in the first centuries AD that we see philosophers and historians trying to make sense of the connection of God and world history. The New Testament taught that God had connected himself to the happenings of the world through the historical figure of Jesus in the flow of time from the Creation to the eventual Second Coming, which made it impossible for Christians to view history as cyclical but instead postulated a beginning, a central event, and an ultimate goal. The historians of the first centuries AD would take this idea further by making Christian sense of the history before the coming of Jesus, and the history of their own times. Irenaeus (130–202) thus interpreted the Old Testament as the preparation for the New, as an “upward” development which demonstrated the divine “education of mankind.” God, by becoming man through Christ, restored humanity to being in the likeness of God, which humans had lost in the Fall of Adam. He saw an upward movement from the period of infancy in which Adam failed God’s command and elicited God’s punishment, to that of Christ (the new Adam) who represented the new head of humanity and undoes Adam’s disobedience. This idea of the “education of mankind” was developed further as Christians wrestled with the historical meaning of Greek philosophy as well as the meaning of Rome as a “universal” empire in God’s providential plan. Early Christians neither rejected outright nor accepted Greek philosophy completely, but took a historical view by arguing, as Justin Martyr (100–165) did, that Greece represented a stage in the growth of truth towards fullness in the revelation of Christ. Christ was “known in part even by Socrates.” Clement of Alexandria 150–215), likewise, wrote about God planting the seeds of Christian revelation in Plato and Aristotle.

As the expectation of the Second Coming weakened, Christians developed a conception of historical time that went beyond the finality of the Last Day, guided instead by the promise of redemption in the course of time, for the Creation was not perfect to begin with, but needed time to grow and mature. Before the Last Day, Christians had a historical role to play: “the good news must be preached to all the heathen.” For God to accomplish his mission to mankind, a long span of time may be required. Origen of Alexandria (185-253) and his disciples strove to give meaning to the history of Rome. The “seeds” of Christianity had been sown by Christ in every human since Creation; God had attended to the best in Greek as deliberately as he had revealed the Law to the Jews. The universal peace created by Rome was intended to create the conditions for the foundation of a universal Christian Church. Christians could not therefore discard as futile, as part of a meaningless cycle, the histories of Greece and Rome, for these histories were also part of the divinely ordained progress of humanity.

With the conversion of the emperor Constantine the Great (272–337), the Pax Romana came to be widely accepted as God’s instrument for the dissemination of the Gospel over secure roads and seas. It was the historian Eusebius (260/265-339), a close advisor of Constantine, who integrated Rome into Christianity’s “upward” “education of mankind,” generating thereby the possibility of a truly universalist conception of the concrete history of humans. He did so in his Chronicle and his Ecclesiastical History, within a time scale and a chronological time-line that included the rulers and dynasties of the Assyrians, Egyptians and other peoples, as well as the main figures and events of the Old Testament, the work of the Apostles to the deaths of St. Paul and St Peter, through to the making of Christianity into the official religion by Constantine in 313. Eusebius provided a chronology of the major world historical events, placing the birth of Chris in the year 5198 from Adam or 2015 from Abraham, on the basis of many documents and textual sources to ensure a proper record. He was the author of many books based on carefully collected materials, a man of indefatigable industry, though we must not assume he was a better historian than the Greeks/Romans, who were literary masters of prose, engaging narrators, and insightful psychological analysts. In the words of Michael Grant, Eusebius’ narrative was “uninspiring,” “dull, muddled and haphazard,” with a “cumbersome, obscure and slovenly Greek.”

While Saint Augustine (354-430) was not a historian, he offered a profound expression to the idea that truth is inseparable from historical time and that history points towards an end entailing “the education of the human race.” Augustine rejected the Greek idea that history goes on repeating itself endlessly through time and that nothing new emerges with each cycle. Any cyclic view is inherently unable to grasp the meaning of time. In his Confessions, he asked: “For what is time?” He answered: “If nothing passed away, there would not be past time; and if nothing were coming, there would not be future time; and if neither were, there would not be present time.” Therefore, humans could not have conceived of time if history was characterized by cycles repeating themselves throughout endless ages. In The City of God, he argued that God created time: “For, though Himself eternal, and without beginning, yet He caused time to have a beginning; and man, whom He had not previously made He made in time, not from a new and sudden resolution, but by His unchangeable and eternal design.” From this initial creation of man in time, in the beginning, we can witness thereafter, in the flow of historical time, “the education of the human race.”

Robert Nisbet, however, pushes too far the argument that there is in Augustine an idea of progress in a linear and cumulative way. Lowith may be more judicious in his claim that “for Augustine the historical task of the Church is not to develop the Christian truth through successive stages but simply to spread it, for the truth as such is established.” But it is hard to deny that Augustine was interested, in the words of Butterfield, “in the whole drama of human life in time.” Nisbet does make a good case that “it is the Greek strain in Augustine that causes him to put God in a developmental, progressive light.” We read in Aristotle that everything has a telos, a purpose, a striving to actualize its highest potentialities, and within man there is a potential for rational and moral perfection. Augustine appears to see the unfolding of this potentiality in the course of historical time rather than, as the Greeks did, within the biological lifetime of individuals on their own. Influenced perhaps by Eusebius’ attempt to write the actual history of humans within a Christian scheme, Augustine did write of epochs, with an eight-stage referring to the resurrection of Christ, and history culminating in a last stage, a blissful period on earth, prior to entry of the blessed into heaven. Conflict, suffering, torment, fire, destruction, would be endemic, until the attainment of the heavenly city, where humans would be “delivered from all ill, filled with all good, enjoying indefeasibly the delights of eternal joys, oblivious of sins, oblivious of sufferings.”

Other historians would follow, such as Paulus Orosius (375/385-420 AD), a pupil of Augustine, who wrote The Seven Books of History Against the Pagans, “considered to be one of the books with the greatest impact on historiography during the period between antiquity and the Middle Ages,” integrating into a Christian scheme the history of humanity starting with the Creation up to the times in which he lived. Scholars acknowledge him as “the first Christian universalist history” with his argument that there were four successive historical empires, Babylonia, pagan Rome, Macedonia and Carthage, followed by a fifth empire, that of the Christian Rome of his time, as the inheritor of all the achievements of the past. But something was missing in the early medieval Christian universalist histories: a lack of integration of the superior historical inquiries of the ancient Greeks (Herodotus, Thucydides, Polybius) and Romans (Livy, Sallust, Tacitus), with their higher preoccupation with checking the trustworthiness of their sources, explaining the reasons for the occurrence of events, and writing detailed narratives with excellent prose. One can indeed say that the ancients would not be surpassed until modern times.

But we must not thereby neglect the achievement of medieval historians in their integration of the new barbarian Germanic kingdoms within the Christian scheme, ascertaining the designs of Divine Providence in the events and kingdoms witnessed. The “universalism” of the History of the Franks by Gregory of Tours (539-594), a Gallo-Roman aristocrat, consisted of a few opening pages summarizing Biblical events, the Incarnation of Christ, and the history of the Church, before narrowing the focus to Gaul, in what was then a very localized European world of isolated regions. He related many miracles as examples of the ever-present power of God in the occurrence of events, with portents as warnings from God of things to come, such as lights in the sky, comets, wolves in the city. Reading this book as an undergrad, I relate to John Burrow’s observation about Gregory’s recording of countless acts of violence, homicidal feuds, in an impassive fashion, as if these things were natural, drily recounting Clovis’s habit of unexpectedly bisecting people with an axe, while believing that Clovis “walked before Him with an upright heart and did what was pleasing in His sight.” It is not that he lacked any feelings, as we can sense in a passage where he laments the death of children in a plague: “And so we lost our little ones, who were so dear to us and sweet, whom we cherished in our bosoms and dandled in our arms, who we had fed and nurtured with such loving care. As I write, I wipe away my tears” [76]. Gregory simply took for granted the imperatives of power.

For Burrow, Gregory can “hardly” be viewed as a “great historian,” for his narrative was “too episodic, too uninterested in generalization and context.” But things would improve with the onset of the Carolingian Renaissance, which brought a revival of letters, accompanied by wide-scale copying of classical texts, under the reign of Charlemagne (768–814). A product of this age was Einhard’s Life of Charlemagne (830), which became a model for subsequent biographies, such as Bishop Asser’s Life of Alfred the Great (893). Einhard was fortunate to have access to the work of Suetonius, a biographer during the time of Tacitus, author of Lives of Illustrious Men (the poets Terence, Virgil and Horace), including Lives of the Caesars. Suetonius is known for avoiding the heavy moralizing of Plutarch, “looking at personages with a cooler and more disenchanted eye,” and for attributing to Julius Caesar the famous phrase “the die is cast” when he crossed the Rubicon. Einhard offered keen insight into Charlemagne’s political success, battlefield strategy, foreign and domestic policies, friends, enemies, and personal habits. But the Carolingian empire soon disaggregated into separate feudal kingdoms, and, in the overwhelmingly rural world of this age, we find instead a type of historical writing that paid homage to a few Christian universalist principles before focusing almost entirely on the episodic events of local and national regions. It is hard for humans to have a historical consciousness without discerning a developmental pattern in history, accumulation of innovations, continuous growth of knowledge, improvement in manners and morals, to allow them to transcend a conception of time in terms of the natural cycles of the seasons and the cyclical succession of civilizations and dynasties. Traditional cultures tend to be, by their very nature, unhistorical, and therefore not able to develop a proper historical consciousness.

Nevertheless, progress there was, if intermittent and slowly. Countless chronicles, which laid the groundwork for the nationalist histories of ethnic Europeans in the future, were produced during the Middle Ages: The Anglo-Saxon Chronicle (written in the late 900s, now recognized as a key historical source during the period following the Roman presence and preceding the Norman invasion in 1066), Chronicle of the Slavs (1170), Chronicle of Livonia (describing the conquest and conversion of Latvia and Estonia), Chronicle of Prague (completed in 1119, starting with the creation of the world, then describing the legendary foundation of the Bohemian state, and ending in 1038), Chronicle of the Poles, Chronicle of Novgorod (from the 900s to 1400)—to mention a few. These chronicles, as Ernst Breisach says, “usually reported events, item by isolated item, and their reason for recording an event was not its effects on the subsequent course of events but its being noteworthy in its own right or for instructing human beings about the spiritual cosmos they lived. In a chronicle, the conversion of one person could outweigh whole battles; the deeds of a humble woman would outrank the deeds of kings; and miracles, omens, visions, prophecies…could hold their own among the most impressive secular events.”

The emerging concept of causality, in which a given state of affairs was accounted for in terms of antecedent factors or events, evident in the work of Thucydides and Polybius, was abandoned in medieval historiography. Great historical works there were, but few and far in between. One of the most respected is Bede’s Ecclesiastical History of the English People. Although the aim of this work was didactic, to record examples of goodness and wickedness, Bede is acknowledged as a “measured” historian “completely in control of his theme,” producing a history of the English peoples “generally chronologically lucid…[and] scrupulous in giving his sources.” Covering the history of England from the time of Julius Caesar to the date of its completion in 731, this book is considered one of the most important “primary” references on Anglo-Saxon history. Geoffroy de Villhardouin’s The Conquest of Constantinople, an eyewitness account of the Fourth Crusade (1199–1204), is also estimated by Burrow to be a proper history book in having a “coherent continuous narrative” rather than being a mere chronicle of events. Likewise, Burrow sees Jean Froissart’s Chronicles, depicting the Anglo-French rivalry during the Hundred Years War, as the work of “a master of fluent, controlled and relevant narrative.” William of Malmesbury’s The Deeds of the Kings of the English is judged by Breisach as an “encyclopedic survey,” widely read for its vigor and learning and for “reaching a literary level superior to that of preceding chronicles.” With the Roman historian Suetonius as his model, Malmesbury was a “careful, accurate, and conscientious writer,” who portrayed historical actors vividly.

But as much as medieval Christian historians tried to make sense of the course of history, they were frustrated in their inability to establish a clear connection between the idealized City of God and the chaotic and violent City of Man. Augustine, when asked why did God allow the city of Rome to be sacked by the Visigoths (in 410 AD) if the history of man was guided by Providence, drew a sharp contrast between the City of God, eternal, heavenly, awaiting us in the future, and the City of Man, characterized by pride, self-aggrandizement, and endemic conflict. He did not see in the City of Man, which reflects the actual history of man, a process of cumulative improvement, but a “shallow and corrupt reflection of the heavenly city because its founders” were “sinful men of the world.” The City of God, which reflected the ideals that God wanted for this world, would come only after the City of Man had been brought to an end. Augustine could not integrate the ideals of the City of God with the City of Man. The City of God represented the unchangeable ideals of Christianity, whereas the City of Man represented the changeable (unessential) values of man in the flesh. Augustine, and medieval Christian historians, could not overcome this dualism, because they could not detect actual progress in the City of Man. They were men, to use a Hegelian phrase, with an “unhappy consciousness,” a consciousness that experiences itself as divided within and against itself, frustrated by its inability to see the unity of God and human history. The historical consciousness of medieval Christians would have to await the modern era to see this unity, at which time it was secularized into a liberal idea of progress.

The Stalled Development of Chinese and Islamic Historiography

Did the modern Chinese write better histories than ancient Europeans? Hegel said that “no other people has had a series of historical writers succeeding one another in such close continuity as the Chinese.” In academia today students are being asked to “substitute a Europe-centered approach for a global approach” to correct a Western bias that assumed “that the Western style of historical writing is superior in everyway.” We now have books (such as “the impressive two-volume Global Encyclopedia of Historical Writing“) in which students learn how the historiography of Africa, Asia, and Latin America “rivals that of Western historiography.” The edited collection by historians from across the world, Turning Points in Historiography: A Cross Cultural Perspective (2002), cleverly tells us that history writing is not a “monopoly of the West…interest in the past appears to have existed everywhere and in all periods.” Are they serious that interest in the past can be equated with a tradition of history writing? Not quite, as the editors soon acknowledge (if implicitly) that “writing” has to be a key criteria: “it is well known that history and its writing did not begin in Greece” but “further to the east and earlier.” But this is not the contending issue either. Herodotus himself praised the Egyptians for “their practice of keeping records of the past.” It so happens that all the historians included in Turning Points in Historiography rely on what the book calls the “Western” scientific approach to history—rigorous use of sources and analytical precision—to make their case against “Europe-centered approaches.” None of these academics can undo the veracity that the Chinese tradition of history writing (deemed to be the only real competitor to the West) established in ancient times, the “annals-biographic form of dynastic historical writing,” with its moralistic tales as to “whether or not Tao was present in a certain period of history,” persisted with minimal changes for centuries right until Europeans brought their historical professionalism.

China is indeed the only civilization that can be said to have generated a continuous historiographical tradition, as Hegel understood. This same Hegel, however, would go on to say that it is nevertheless the case that their annals “fail to show any development.” In Turning Points in Historiography there are two very scholarly chapters seeking to show “new directions” in China. The first by T.H. Lee merely shows that in the period 960-1126 there was a “renewed” emphasis on moral teaching based on the reaffirmation of Confucian values, coupled with an increased emphasis on “historical criticism.” We are initially made to believe that this criticism amounted to rigorous questioning to determine the validity od the sources. But Lee, who supplies 89 bibliographic notes at the end of his chapter, soon admits, after a tortuous effort to show “new directions,” that “although Chinese historians were committed to recording historical events factually, they never developed a theory of historical criticism, at least until the end of the eighteenth century.”

The Greeks, Thucydides in particular, started historical criticism of sources, but it was really during the Renaissance that Europeans began to conduct a systematic study for the verification of sources. Lee admits, moreover, that Chinese history books in the period he examines “had yet to exhibit any tendency in employing causal interpretation” beyond showing an awareness that “events were related.” As much as Lee tries to bring Chinese historians closer to the standards of modern Western historiography, telling us that the Chinese understood that “when all the relevant facts are put together, and carefully collated and criticized…the truth will then reveal itself,” he cannot but conclude: “I admit that I have searched in vain for this analytical approach. The idea of causation, incipient as it was, did not continue to attract historical thinkers in imperial China; concern for supra-historical causes prevailed and overwhelmed the post Sung thinkers.” By “supra-historical causes” he means the ancient Chinese idea that history writing should be about the revelation of Tao in history, that is, with the didactic aim of showing that those dynasties that were successful had received the Mandate of Heaven, and those dynasties that were failures had lost the Mandate. The Chinese did not even develop a theory of dynastic cycles properly speaking, in the sense of identifying the causes for the rise and fall of dynasties, as the Romans did in identifying within human nature how the simplicity and frugality of early Rome had nurtured virtues that made its rise possible; and how the ease and affluence that came with successful conquests had nurtured vices that were leading to its decline.

Not even in the eighteenth century did the Chinese manage to transcend the Mandate of Heaven view of history. This can be established by examining the very words and conclusions of the second chapter in Turning Points in Historiography, which ostensibly seeks to demonstrate that China’s historiography underwent a major turning point in the 1700s, leading to a historiography comparable to that of the West during the Enlightenment. The title of this chapter, authored by the respected scholar Benjamin Ellman, is “The Historicization of Classical Learning in Ming-Ch’ing China.” In tedious detail, trying to squeeze every drop of evidence he can, with 113 bibliographical notes, but only barely filling a spoon, Elman concludes that by 1800 we see in China the use of “inductive methods by evidential scholars [that] indicated that they had rediscovered a rigorous methodology to apply to historiography” entailing “analysis of historical sources, correction of anachronisms, revision of texts.” Yet, he has to acknowledge, for otherwise he would have been dismissed as delusional, that this so-called “evidential research” of the Chinese “did not yet equal the ‘objective’ premises of German historicism” and that it only “resemble their European Enlightenment contemporaries.”

We will get to the Enlightenment and German historicism later on. Let it be said now that the “evidential research” of Chinese historians did not resemble the Enlightenment at all. Historians of the non-Western world like to give themselves airs about how they have deeper historical insights by implying that they know both Western and non-Western histories. In truth, their knowledge of the West rarely rises above generalizations bespeaking of their recollections of one or two undergrad surveys of European history. The “evidential research” of the Chinese had nothing to do with an emerging scientific attitude. To the contrary: it was an attempt to ensure a more accurate determination of the ancient Chinese classics as part of a revival of the authority of these texts in the name of a ritualistic conservative reaction. It was for the sake of ensuring the authenticity of ancient texts that Chinese historians cultivated a philological reading to determine which of many editions of the classics were really original and which copied or forged additions of later centuries. It is true that these “evidential” scholars were tired of the bookish Sung and Ming Neo-Confucians, their endless “rationalistic” commentaries on books, and thus they called for the study of “concrete subjects,” philology, history, astronomy, geography, and the like. But there was no resemblance between this and the Enlightenment, which, for starters, came in the heels of a Newtonian revolution, about which the Chinese had no idea.

The Western-educated Chinese historian, Kai-wing Chow, questions the hyped up phrase “evidential research” in his book The Rise of Confucian Ritualism in Late Imperial China (1994), arguing that this period witnessed not a philological revolution but the “rise of Classicism, ritualism, and purism.” The “evidential” (k’ao-cheng) movement was a response to the threatened position of the Chinese gentry, an effort to restore an elite culture which had been considerably weakened by Ming commercialization. The vision of this movement was conservative, recovery of the “original” or “pure” Confucian norms and language. They were dedicated to philological precision in their efforts to achieve or recover the pure classical traditions. “Filial devotion, loyalty to the monarch, and wifely fidelity”—these were their mottoes combined with “punctilious observance of hierarchical relationship, and the exaltation of the ritual authority of the Classics.” As it is, the “philological revolution” Elman saw emerging in 17th–18th-century China had already been pioneered by 14th–century Italian humanists in their “rediscovery” of lost ancient Roman classics. Starting with Petrarch (1304–74), who discovered several texts of Cicero, including letters, and verified that these were actually written by him. Lorenzo Valla (1407–54) carried to maturity this philological program by developing sophisticated methods of linguistic analysis to determine age and authenticity. The best-known example of this textual analysis was his determination that the Donation of Constantine, a testament in which Constantine bequeathed his power and wealth to the Church, was actually a forgery.

Turning Points in Historiography has a chapter on the “ascendancy” and “inspirational” work of the contemporary Subaltern School of Indian historians—without asking why India, a civilization thousands of years old, never generated a historiography until Western historians brought their professionalism. The Times of India cited the following words from R. C. Majumdar, a highly respected historian of Indian history: “One of the gravest defects of Indian culture, which defies rational explanation, is the aversion of Indians to writing history. They applied themselves to all conceivable branches of literature and excelled in many of them, but they never seriously took to the writing of history, with the result that for a great deal of our knowledge of ancient Indian history we are indebted to foreigners.” The journalist who wrote this article went on to say: “For a country that claims to have a 5000-year-old civilization…There was little recording of the past, only a retelling and that too by poets who mixed fact with fiction and myth with reality.” In the words of Oswald Spengler: “in the Indian Culture we have the perfectly ahistoric soul.”

Praising Islamic historiography “for its richness and variety,” Stephen Humphreys calls for European-centered approaches to be “denounced” as “pure Orientalism of the most invidious kind.” He opposes the “imposition of modern Western concepts and categories on another culture.” Yet, it should be apparent—to those who care to think outside the diversity box—that Humphreys relies on modern Western protocols of scholarship, careful referencing of sources, to make his case. I am against the imposition of Western categories on the non-western world. We should understand the different historiographical traditions of the world in their own terms (even as we abide by principles of modern historical research). Studying other cultures in their own terms, which Humphrey calls for, happens to be a Western idea. The title of Humphrey’s chapter is “Turning points in Islamic Historical Practice.” He admits that the Islamic historiography “never became a systematic science or even a subject of formal academic study among medieval Muslims.” However, a tradition of history writing did emerge in the early 700s, “as a recognized category of knowledge and genre writing” (narratives, reports of events). “Medieval Muslims did have a story to tell about their past, a complex but unmistakably linear narrative reaching from the life of Muhammad…down to their own times, and…far into the future, even until the last day.” In his book Islamic Historiography, Chase Robinson adds that many Muslim historians “were alert to contradictory evidence, to fabrication, exaggeration and bias.” It was important for them to be true to the history of their religion. But as Humphrey recognizes, Muslim historians “never show any real awareness of change and development” in their chronologies. “Events were in a real sense timeless… conceived and presented as moral exempla, not as links in a continuous narrative or as part of a historical process… The Qur’anic understanding of history is cyclical rather than linear.”

Now, given that Muslims did write “universal chronicles beginning with the life of the prophet or even earlier… year by year to the present [covering] events across the entire Islamic world,” one might suppose that Islamic historiography was comparable to what the ancients and medieval Christians achieved. The purpose of Islamic history, we are told, was also to offer examples of moral instruction, inculcate virtue and castigate vice; and it was also cyclical, combined with its own universalism. But this is misleading. Muslim historians lacked interest in causality, never mind distinguishing different types of causes. Moreover, Humphreys does not indicate whether Muslims offered explanations for the cycles of history (as we saw in Polybius, Sallust, Livy). The point of their moral teaching was to illustrate, not to explain, whereas for the ancients the point was to instruct about the nature of human beings, and why this nature underlies the cycles of history. And, as Humphreys admits, Muslims had no conception of change and development—unlike Christians, who initiated a history of development, and started to identify the main stages of history fitting the history of the ancients and the pagans into the Christian scheme. Finally, and this is very important: we don’t find among Muslims (and Chinese) actual historical narratives, as contrasted to mere chronicles, by which I mean controlled, sustained monographs, with a coherent and continuous narrative, as we see in Thucydides, Polybius, Livy, Tacitus… and in some late medieval European historians. This explains why we can still read with pleasure ancient historians, and historians like Bede and Villehardouin, whereas no one reads the annalistic and monotonous Chinese historians.

It is often said that Muslims “wrote in much the same way” (Robinson) as Christians, seeing God as the ultimate cause of all events, and seeing God’s will manifested through human events. But there is a key difference: the purpose of knowledge in the traditionalist culture of Islam was to conserve the truths that God had already made manifest in the past, beginning with Muhammad’s recitation of the Qur’an about 610, seen as a “golden age.” In Christianity, however, God does not reveal all truths from the beginning but in historical time through a long process of cumulative education. There is fundamental difference between Islam and Christianity that is generally overlooked. Islam is inherently traditionalist, and so is Confucianism, Judaism, and every other culture of the West. For traditionalist cultures the aim of knowledge is to conserve rather than create. We may certainly admire this attribute today in light of the current decimation of Western traditions by liberals. But the difference needs to be made that the ultimate wisdom of traditional cultures lies in a “golden age” in the past. The task of subsequent thinkers is to ensure that the culture remains anchored to the secure wisdom already attained in the past. In the Islamic case, God has already made manifest to man His will in the Koran, beginning with Muhammad’s recitation of the Koran in the year 610. As Robinson notes, by the tenth century, traditionalism in Islam had come to enjoy a virtual monopoly on jurisprudence, and conditioned nearly all branches of knowledge. “The ‘science of traditions’ which meant compiling, editing, and commenting upon reports of the Prophet’s words and deeds, and his transmitters” had come to be equated with knowledge per se. “Without any qualifying adjectives, ‘knowledge’ meant knowledge of traditions, and those who possessed such knowledge were ‘those who know’.” The existing knowledge could be reformulated and refined, but no new knowledge could be generated in the future. Christianity, however, is not traditionalist in the degree to which it holds the truths of God are actualized in the course of time leading to a future of bliss and harmony.

The Achievement of the Renaissance through to the 1600s

The historiographical thinking of the Renaissance is often viewed as a return to the Roman model of history writing, with Rome praised less for creating a Pax Romana that facilitated the spread of Christianity than for being a city that embodied patriotic republican virtues that could be imitated by the Italian city states. The Renaissance term “humanities” referred to an education in Latin rhetoric based on a close imitation of ancient models of writing found in Cicero and Seneca, and in Sallust and Livy. The purpose of history was to learn political lessons, as Roman historians had advocated, about the inherently cyclic character of history, how strong men and order emerge out of ruin and hardness, and how weak men and disorder emerge out of comfort and ease; and about the role of fate (fortuna) in human action, how even leaders with courage and intelligence may nevertheless be overwhelmed by chance events beyond their control. In Machiavelli’s words in Discourses on Livy: “those who read my remarks may derive those advantages which should be the aim of all study of history.” While few, if any, questioned the role of God as the first cause of all events, Christ’s central role and the Last Judgement, Renaissance historians, like the Romans, accounted for events in terms of the motivations and interests of individuals, appealing to constants in human nature to explain the rise and fall of leaders and states.

It is not that the accomplishments of Renaissance historians have been underestimated. In addition to the proliferation of chronicles on the history of Italian cities, great national histories were written, such as Guicciardini’s History of Italy, a detailed account covering 44 years of history, from 1490 to 1534, which is seen as quite original in its own right, committed to the complexity of historical causation, rather than applying in formulaic fashion a cyclic explanation, concerned with the “interaction of many motives, intentions, calculations, misconceptions, irrational impulses and fleeting or enduring psychological dispositions.” Paolo Giovio’s Histories of His Own Times (1550), had a somewhat “universal” character with its impressive description of the wars of France, Germany, and Spain, and the sack of Rome, and its integration of the entire Mediterranean world, including the contemporary history of the Muslim nations, into his vivid narrative, by an author with an encyclopedic mind. Moreover, the Renaissance saw the invention of philology, the science of verifying and authenticating old manuscripts, which permitted the identification of forgeries and alterations in old manuscripts and documents. Lorenzo Valla’s Discourse on the Forgery of the Alleged Donation of Constantine (1440) is now seen as initiating the study of modern philology and a scholarly spirit in the West that would both ensure a “scientific” approach to the use of historical sources and a more critical attitude towards age-old authoritative writings.

Yet, many can’t help conclude that the famous Renaissance division of history into the Ancient Period, the Dark Ages, and the Renaissance, was a direct refutation of the Christian idea that history is characterized by developmental stages. In the words of Frank Manuel, “The Renaissance writers were directly, almost slavishly, dependent on the cyclical theories that they found in the ancient texts.” Robert Nisbet agrees: the humanists “adored the ancient past” and viewed the Middle Ages as “a thousand years of desuetude, of sterility and drought, and worse, of a vast thicket of ignorance, superstition, preoccupation with the hereafter, and unremitting ecclesiastical tyranny.” For Nisbet, the idea of a cumulative history requires a belief in the value of the past as a whole, how past ages contributed, step by step, to the present. Reading Machiavelli, it is hard to disagree that his “inherently cyclical” view sees nothing new but a “fixed oscillation between the bad and the good,” with virtue becoming the very seed of vice, which is anathema to the idea of development, and to the attainment of a proper historical consciousness. Guicciardini’s History of Italy was one where fortune, chance, and evil doings dominated the narrative, “compounded of pessimism, helplessness, and a total inability” to detect any meaning and linearity in history. The West would have to wait until the 1700s to propound a definite linear conception of history.

What Nisbet misses in his otherwise very informative book, The History of the Idea of Progress (1980), is that i) the Renaissance also sees major achievements in art, technology, commerce, including the discovery of the world, which would make possible a global perspective, along with the rediscovery of many ancient cultural accomplishments, and that ii) the idea of progress does entail a rejection of the prejudices and false opinions of the past. Human beings cannot become historically conscious unless they have a linear conception and they can’t have a linear conception unless they detect actual progression in history. We have seen that in late antiquity Eusebius, Augustine and Orosius rejected the cyclic view of history in favor of the “education of the human race.” However, it can’t be denied that, while these three men tried to ascertain cumulative epochs in terms of actual historical peoples, leading to a blissful period ahead, they could barely identify progressive changes in the actual history of men. The stages they identified were deeply anchored in Biblical history, with only a few allusions to the importance of Greek philosophy in anticipating some Christian ideas and the importance of Roman imperial peace in facilitating the spread of Christianity and pointing to a future of perpetual peace. This inability to identify stages of progression in history would continue until the 1600s.

Nisbet’s claim that the idea of progress came into “full bloom” in the Middle Ages, only to be abandoned during the Renaissance, to be then renewed in the 1600s, fails to point to any conceptual improvement in this idea of progress during the entire Middle Ages beyond the vague, mainly Biblical conception we saw in the Augustinian view of late antiquity. Otto of Freising’s The Two Cities: A Chronicle of Universal History to the Year 1146, follows Augustine in seeing in world historical events the development in time of a divine plan, in seeing that as time passed “the minds of men were suited to grasp more lofty precepts about right living,” and in looking forward to a golden age of happiness—without, however, offering any details about the progress of men during the Middle Ages. St. Bonaventura (1221-1274) argued in his Breviloquium that God could have brought perfection in an a “single instant” but “chose instead to act through time, and step by step” in prefiguring the future—without identifying step by step the actual progression of man in history.

Nisbet tries to defend this medieval Christian view by pointing, as I have done elsewhere, to the many achievements of medieval man in Romanesque and Gothic architecture, in the invention of major technologies, such as very efficient water mills, reading glasses, universities, and indeed mechanical clocks with a new conception of time no longer based on the cycles of the weather, but as a “continuum of successive moments” moving in a straight line towards the future. But, then, why would medieval historians fail to integrate these progressive changes into their historical conception, and why would historians during the Renaissance go on to reaffirm the ancient cyclical view, despite further innovations? Keeping in mind that the world of the Middle Ages remained the same for the vast majority, overwhelmingly agricultural, where violence, pillage, and early death were the norm, through to the Renaissance, we can answer with Hegel that “the owl of Minerva spreads its wings only with the falling of the dusk.” “Minerva” is the goddess of wisdom, and what Hegel is saying is that philosophy takes flight only at the end of the day, after the day’s main events have taken place. Hegel believed that it was only in his own time that human beings came to understand history’s developmental logic for it was only in the 1800s that it became possible to see in full the cumulative progression of the mind. Development was occurring at an accelerating pace during the late Renaissance in a “progressivist” direction beyond what we generally witness in traditional agrarian civilizations (growth in population, extension of agricultural lands, larger cities) such as the discovery of the Americas, the mapping of the world, the gunpowder revolution, the Copernican heliocentric breakthrough, but more time was required for Europeans to fully apprehend their meaning within a comprehensive view of history. Nevertheless, some were beginning to realize that the Renaissance was indeed a new epoch in world history.

Francisco López de Gómara, in General History of the Indies (1553), called the discovery of the Americas the greatest event since Creation, in full awareness that the Christian idea of history, if it was to live up to its “universalist” ambitions, required the incorporation of the peoples of the Americas and the East Indies. Christian universalism was premised on the belief that its moral message, and its vision of the progression of truth in time, was universally true for all human beings irrespective of ethnic or cultural origin, and, for this reason, Christians must make sense of the histories of all peoples. Christians had worked hard incorporating the civilizations of Mesopotamia, Egypt, Greece, Rome, and the peoples of Europe, but now a whole New World with very different values confronted it. Bartolomé de las Casas, in his History of the Indies (completed in 1561), insisted that the discovery of the New World actually fulfilled the universal aspirations of Christianity: the unity of mankind this religion anticipated was becoming a reality through the conversion of the Indians and the salvation of their souls. In A Short Account of the Destruction of the Indies, he condemned the atrocities committed by the colonizers against the Indians, and argued that they were fully human in the eyes of God, and that subjugation was a moral crime. He was indeed the first to extend the Christian view of the unity of mankind to the New World, stating that “All people of the world are humans,” with a natural right to liberty, an idea that combined Aquinas’ natural law principle that “the light of reason is placed by nature [and thus by God] in every man to guide him in his acts” with the Augustinian “education of the human race.” Francisco de Vitoria, a contemporary of de las Casas, is acknowledged as one of the originators of the principle of human rights, in arguing for the inviolable natural rights of the inhabitants of the New World, “whom he identifies as human persons with equal dignity and rights to their European counterparts.” This was a rejection of the Aristotelian argument that the Indians could be understood as slaves by nature, in line with the Christian belief in the intrinsic dignity of all humans. Starting from the Biblical idea that every dominion exists by God’s authority, Vitoria argued that we should think of the nations of the world as a kind of brotherhood with all peoples sharing a common conception of the ‘law of nations’ in which “you shall love your neighbor as yourself.”

In 1566, Jean Bodin published Methods for the Easy Comprehension of History, declaring that the unity of mankind was a project of the future, not a reality of the past. Prior universal histories had merely affirmed the unity of human history in terms of the Biblical account of the Genesis, incorporating the histories of unconnected nations without properly fitting them within a cumulative historical path.Bodin, according to Nisbet, emphasized progression from a time when “men were scattered like beasts in the fields and woods…until…the refinement of customs and the law-abiding society we see about us.” Pointing to the invention of printing, the mariner’s compass, which allowed for the circumnavigation of the world, the accumulation of geographical knowledge, Bodin affirmed the superiority of the moderns over the ancients, recognizing the cyclic path of both Greece and Rome as they were eventually overtaken by decay and decline, but adding that within the broader context of a universal history one could detect new historical cycles on a higher level of achievement. He opposed slavery in the New World as unnatural and envisioned a strong state that would guarantee personal liberal and private property; and, beyond this, of the world as a universal state with the peoples of the world working in solidarity towards the common good. He also called for a new universal history that would compare and contrast the different laws and customs of all nations, based on primary sources—thus pointing towards a universalist multicultural history

Before the 1800s, however, the knowledge Europeans had of the past was extremely sparse for lack of archival historical research, which spoke of their undeveloped historical consciousness. We may date the beginnings of a trend toward systematic archival collections to the late 16th century when King Francis II entrusted Jean du Tillet with the reorganization of the royal archives. Without primary sources historians could not but remain dependent on the memories of the historian or of eyewitnesses and on earlier historians and chroniclers. During the Renaissance and through the 1700s, historians still held as their ideal in historical writing the revered ancient models. Tacitus was the most admired model during the 1600s. Great historical accounts were still being written using and improving upon this ancient model in the psychological analysis of the motivations of human actors and the high literary style of narratives. Edward Hyde, earl of Clarendon’s The History of the Rebellion and Civil Wars in England, published between 1702 and 1704, judged to this day as one of the greatest historical narratives, the standard for all future histories of the revolution. Like Livy, Plutarch, Thucydides and Tacitus, Clarendon offered keen insights into the ways in which one could find in different men conflicting traits, making up for admirable characters. This type of psychological analysis was non-existent outside the West, where the annalistic traditions, with its impersonal form of history writing, barely changed, and where an unchanging atmosphere, and a lack of self-consciousness, produced stereotypical historians and historical personalities.

Meanwhile, the historical consciousness of Europeans would experience a steady progression in archival research from the 1600s on. The most outstanding work was Jean Mabillon’s De Re Diplomatica (1681), known for establishing the methodology for determining the authenticity and dates of medieval manuscripts in its examination of ink, parchment, and handwriting style. This revolution in archival methods, which came in the heels of the invention of printing, which facilitated access to archival documents, was essential to the very possibility of studying the past in a scientific and systematic manner. It encouraged a keen interest in the Middle Ages, away from the Renaissance notion that it was an ignorant “dark age.” It was around this time that Tacitus’ Germania became popularly known, leading historians to trace the origins of France’s Estates General back to the Germanic assemblies of pre-Roman times. Some English historians divided the history of England into pre-feudal, feudal, and post feudal periods, while others argued that a class of independent freeholders was the foundation of European republicanism, in contrast to the Renaissance view which held that republics were controlled by a commercial elite, as the Italian city states showed. These studies in medieval history would eventually lead to a new periodization of history into Ancient, Medieval, and Modern, as historians in the 1700s came to acknowledge the significance of the Middle Ages in laying the foundations for Modern Europe, and as they came to the realization, with the birth of Galilean/Newtonian science, that they were living in an age that was superior to that of the Ancients.

That Bossuet’s Discourse on Universal History (1681) was “completely anticipated” in Augustine’s City of God, published 1200+ years earlier, testifies to the immense influence of the Christian conception of history. Bossuet’s book was an updated, more historically self-aware, attempt to demonstrate the omnipresence of Providence over the course of world history. Without God, history would be “a void of nothingness.” “Why, after all, were there Greeks and Romans? Of what use was Salamis? Actium? Poitiers? Lepanto? Why was there a Caesar, and a Charlemagne?” Only by postulating the unfolding of God in the course of time and events could humans make sense of their history. Bossuet, advisor to Louis XIV, wanted to show that in history we can detect progressive “epochs”—from the Creation itself, the Flood, the law of Moses, the rise and fall of Egypt, Assyria, Babylonia, Persia, Macedon and Rome, through to the coronation of Charlemagne to his own time. All these seemingly separated peoples were constitutive of one universal process. He praised the Egyptians for their inventive genius, their law-abiding disposition, their advancement in science, their art, education and agriculture. The Divine purpose was anticipated by the prophets in the case of Assyria, Babylonia and Persia. Providence charged the Jewish people with defending the worship of the true God throughout the pagan centuries. The extension of Roman peace across the known universe rendered the conversion of the world to Christianity. It was Providence that brought order to the Germanic barbarians, creating kingdoms that would reconcile the Christian framework inherited from Augustine with the classical rhetoric and civic morals of the Greek/Roman world under the law of Christ.

While the Almighty sustains and directs the secondary causes, and sometimes interferes directly, Bossuet traced, in some degree of historical detail, the course of events without bringing in God, appealing to the role of geographical conditions, climate and fertility, the influence of one country on another, while offering many secular insights, economic, social, and cultural, on the rise and fall of empires. Today, in our secularized age, we may view Bossuet’s argument that the whole past of humanity would be rendered meaningless without the guiding hand of Providence as a meaningless metaphysical assumption without empirical objectivity. As we shall see below, however, all subsequent attempts at writing universal histories merely replaced Providence with another metaphysical agent: Liberty or Reason, and, more recently, the idea that history has been leading towards “a single global identity across all human societies” based on Universal Human Rights.

Enlightenment Consolidation of the Idea of Progress

One of the great philosophers of history of this era would seem to have retrogressed away from this developing idea of progress with his cyclical view of history, that is, Giambattista Vico, author of Scienza Nuova Prima (1725/1744). First, it needs to be recognized that this book offered a very original and profound perspective about history, the idea that we can only understand the cultural practices of humans by studying their history, which spoke to the improving historical consciousness of Europeans. Vico made a powerful case for the development of a methodology that was unique to the historical sciences against the use of the “Cartesian deductive method.” History deals with non-quantifiable evidence, with the languages, customs, and actions of people, which are particular and individuated, and change over time. A “new science” of history could be constructed because it was a product of human action. History was essentially “the history of the ideas, the customs, and the deeds of mankind,” from which study we can “derive the principles of the history of human nature, which we shall show to be the principles of universal history.” While nations don’t develop at the same pace, they all pass through the same stages: the ages of gods, heroes, and men. Nations “develop in conformity to this division by a constant and uninterrupted order of causes and effects present in every nation.” The age of gods and heroes result from the creative acts of “imagination,” while the age of men stems from the faculty of “reflection.” Nations were “poetic in their beginnings,” and their history can be understood through the study of their fables, myths, the structure of early languages, and the formation of polytheistic religions.

Vico thus saw in history the steady ascendance of reason over imagination, from the bestial state of early society to the rule of law, actualizing the potential of human nature. The transition from one stage to the next and the steady ascendance of reason over imagination represent a gradual progress of civilization, a qualitative improvement from simpler to more complex forms of social organization. This progress in history is the manifestation of Providence in the world. Vico however came up with the original idea that Providence utilizes the vices of men to bring about progress: “Out of ferocity, avarice, and ambition, the three vices which run throughout the human race, legislation creates the military, merchant, and governing classes, and thus the strength, riches, and wisdom of commonwealths. Out of these three great vices, which could certainly destroy all mankind on the face of the earth, it makes civil happiness.” In short, it was “out of the passions of men each bent on his private advantage” that God brought forth his rational design. With this idea—which would find expression in Kant’s concept of the “unsocial sociability” of humans, and in Hegel’s “cunning of reason,” historians would start to integrate the indelible role of human vices in history with the idea of progress, and how this progress was leading towards the gradual improvement of human nature, or the possibility that humans would find peaceful but still transformative ways to express their vices. Yet Vico, at the same time, emphasized the cyclical character of history with the three ages, the divine, the heroic, and the human, repeating themselves—famously writing that “the nature of peoples is first crude, then severe, then benign, then delicate, finally dissolute.” He integrated this cyclical conception within the Christian linear idea. With the end of a cycle, a new cycle begins at a higher level of culture. He wrote of his own time as the “second age of men” characterized by the “true” Christian religion and the monarchical government of 17th century Europe.

It was around the mid-1700s that Europeans began to identify a clear, empirically based, sequence of stages independent from the Biblical narrative, depicting a progressive improvement in actual laws, forms of government, economic systems, and in the manner and morals of humans, in terms of purely natural or man-made causes—thus secularizing, not rejecting, the idea of progress in Augustine, Orosius, and Bossuet. This was originally an achievement of the “Scottish Enlightenment,” with the most notable books including Lord Kames’s Historical Law Tracts (1758) and Sketches on the History of Man (1774), Adam Ferguson’s The History of Civil Society (1767), William Robertson’s The History of the Reign of the Emperor Charles V (1769), John Millar’s Origin of the Distinction of Ranks (1771), Adam Smith’s The Wealth of Nations (1776), and James Dumbar’s Essays on the History of Mankind in Rude and Cultivated Ages (1780). This “modern” stage theory of history began with the observation that increasing commercialization and advancement of human knowledge (now apparent in the rise of Newtonian science) countered the Hobbesian and Calvinist vision of human nature as innately depraved and inclined to permanent violence unless men subordinated themselves to an absolute authority capable of preventing an inevitable “war of all against all.” The moral philosophers, the British Lord Shaftesbury and the Scot Francis Hutcheson, began to argue, under the influence of Locke’s blank slate argument, that the moral character of humans was not permanently fixed but capable of improvement. They observed an increasing “refinement” and “politeness” in the urbane and enlightened culture of their times, concluding that humans were born with an innate moral sense, which God granted to them in His own image, a benevolent “fellow-feeling” and a “delight in the good of others.” Humans desire happiness, and helping others gratifies them—“approbation of our own action denotes, or is attended with, a pleasure in the contemplation of it.” Humans are thus self-interested in the well-being of others for the satisfaction it brings them. Hutcheson agreed with Locke that humans are born naturally free and equal everywhere regardless of origin or status, while going beyond by attacking slavery and calling for the maximization of the “natural rights” of man to “life, liberty and honestly acquired property.” The pinnacle of social morality would be achieved when each individual was allowed to live his life as he peacefully chooses while respecting the equal rights of others.

But the question remained: if the desire for happiness and freedom is universal, and humans have an innate moral sense, why have these attributes come to fruition only in modern times rather than across societies throughout history? The implied answer appeared to be that the nature of man had been gradually refined in the course of history. Lord Kames was the first to provide a schematic four stage theory of history—hunting and gathering savagery, pastoral nomadism, agriculture, and commerce—showing how the way people think, act, and govern their lives changes depending on their stage of economic development. Before the rise of commercial society, the natural inclination that humans have to the appropriation of the fruits of their labor as their private property, and to the augmentation of their “opulence,” could not find free expression as long as property was controlled by clans and tribes, or the fields were cultivated communally, as was the case before the consolidation of commercial society, the legal protection of private property rights, and the enforcement of contracts by the government to ensure the peaceful exchange of goods, which had the effect of softening and polishing the manners of men. As Robertson put it, “Commerce tends to wear off those prejudices which maintain distinction and animosity between nations. It softens and polishes the manners of men. It unites them, by one of the strongest of all ties, the desire of supplying their mutual wants.” Traditional societies cannot withstand the attractions of commerce because they run counter to “love of independence and property, the most steady and industrious of human appetites.”

We find, then, in Kames the idea that history has been progressively moving towards a commercial society, where the innate disposition of humans to liberty is actualized. In this society, the nature of man is properly nurtured. We may say now that Kames was a “racist” in his designation of primitive societies as “savage” and his designation of his commercial society as “civilized.” But his idea that all men, regardless of race and regardless of their past traditions, will prefer a commercial society, given the choice, cuts “across issues of race” (as Arthur Herman correctly judges), and points to the current Anglo-American idea of spreading commerce and liberty around the world.

The idea of progress, however, does not require the idea that human nature is innately good. David Hume, known in his time primarily as the author of the six-volume History of England (1754-62), rejected the Shaftesbury-Hutcheson idea that man had an innate “moral sense.” Reason is a “slave of the passions,” of anger, lust, fear, envy, and love of fame. Humans employ their reason as an instrument to advance their self-interests, avoid pain and increase their pleasure. Yet, while Hume emphasized the “uniformity of human nature,” he also agreed with his Scottish friends that history showed progress, growth of industry, personal liberty and peaceful cooperation. Increasing commerce, increasing liberty, increasing creativity in the arts and sciences, and increasing refinement in human manners, were all interrelated. The progress witnessed in history consisted in the re-channeling of human passions in constructive directions through the creation of rules and conventions, internalized by humans into habitual behaviors. The lust for sex, for example, was made socially useful within the confines of marriage. While greed on its own, without limits, destroys peaceful coexistence, increasing commercialization entailed the rechanneling of this passion in a constructive direction by encouraging everyone to pursue their self-interest within the framework of a civil society that protected the property rights of individuals.

Adam Smith, without denying that humans have “an original desire to please, and an original aversion to offend his brethren,” agreed with Hume that self-interest is an essential attribute of man, coupled with the “natural effort of every individual to better his condition” as long as they are given the opportunity to do so in a free market. His Inquiry into the Nature and Causes of the Wealth of Nations (1776), seen as a summation of the Scottish exploration of progress, of the stages of economic and cultural development through which humanity has passed, explained at length how it is that the hidden hand of the market, a competitive setting in which everyone is obligated to supply the goods preferred by consumers, channels the pursuit of private gain into the general welfare of society. The way to maximize general wealth is to allow men to pursue their self interest by buying and selling without government monopolies and curtailments on the accumulation of wealth. Free markets have an inbuilt tendency for progress: increasing participation in the market increases the division of labor and thus productivity, and the greater the pressures of competitiveness, the more businesses invest in new technologies, which ensures continuous progress.

At this point in the history of Europeans, the idea of progress had risen above the speculative; it was based, and supported by the reality that Europe had been progressing at an accelerating rate in the sciences, in liberty, and the making of new technologies. The “Glorious Revolution” of 1688 was seen as a largely consensual (polite) and bloodless success of tempered liberty and limited monarchy. Inventions and innovations were appearing successively through the 1700s, such as Jethro Tull’s seed drill, Newcomen’s atmospheric steam engine, John Kay’s flying shuttle, Benjamin Franklin’s lightening rod, John Harrison’s chronometer for measuring longitude, Hargreaves’s spinning jenny—culminating in an Industrial Revolution that would see a whole new epoch in European history. Without these changes—the Renaissance, Discovery of the World, Rise of Galilean/Newtonian science, the Glorious Revolution, which firmly established the principles of frequent parliaments, free elections and freedom of speech within Parliament, followed by the Industrial Revolution—the historical consciousness of Europeans would have stalled and stagnated back into a purely cyclical conception, or never risen above a Christian millennial anticipation of a Golden Age beyond the earthly realities of the City of Man. The Scottish stage theory of history was a major historiographical accomplishment advancing knowledge about the main patterns of history. The greatest historical narrative of this age was Edward Gibbon’s six-volume work, The Decline and Fall of the Roman Empire (1776), which incorporated the ancient cyclic idea that decline is a product of the luxury, effeminacy, and corruption that conquest and success bring, while agreeing with the insightful observation made by Hume (and Montesquieu) that the luxury obtained by commerce and industry would not have the same enervating effect as the luxury obtained by conquest, for it required frugality, energy and discipline, writing: “We may therefore acquiesce in the pleasing conclusion that every age of the world has increased , and still increases, the real wealth, the happiness, the knowledge, and perhaps the virtue of the human race.”

By the mid-1700s, the idea that we can witness cumulative advancement in history came to dominate the minds of historians. However, whereas the “moderate” Scottish perspective held that the fellow-feeling of humans could be nurtured and their greed could be rechanneled into productive tasks within a market setting, without altering the self-interested nature of humans, among members of the French Enlightenment the central message was that history was leading towards the perfection of human nature itself. This movement “towards greater perfection” was anchored in the belief that history was fundamentally a process involving the emancipation of reason from the blind passions of humans, which had been responsible for their superstition and vices, rather than being anchored, as it was for the Scots, in the mere acquisition of commercial comfort and polite behavior. Voltaire, in his Essay on the Manners, Customs, and the Spirit of Nations (1754), praised the achievements of the Chinese, Indian, Persian, and Islamic civilizations, while arguing that the superiority of the West consisted in the greater progress of their rationality. While the majority of people may never become fully rational, among Western elites there was a noticeable increase on the reliance of reason rather than religious dogma. Voltaire would go beyond Hume’s argument favoring skeptical and naturalistic principles over the revealed truth-claims of Christianity in openly stating that the priestly class was the greatest purveyor of bigotry and oppression.

And Condorcet would take to its logical conclusion this progressive idea in his essay “Sketch for an Historical Picture of the Progress of the Human Mind” (1795), which identified ten distinctive stages in humanity’s advancement, from the beginning when men were “united into
hordes,” through “the agricultural state” and “the invention of alphabetical writing,” to the “Invention of the Art of Printing,” right to his own time, the ninth stage, when modern Cartesian and Newtonian science were consolidated, and the French Republic declared the “true rights of man.” In the tenth stage, he anticipated the education of the human race with the creation of public schools, the spread of mathematics and the social sciences, guaranteeing the infinite perfection of the human condition, bringing universal happiness. This would be a time “when the sun will behold henceforth on earth free men only, recognizing no master but their own reason.” In the tenth stage, he anticipated the education of the human race with the creation of public schools, the spread of mathematics and the social sciences, and “real improvement” in the “moral, intellectual and physical” faculties of men across the world, bringing about, in the words of Keith M. Baker, “a more decent world for universal human rights, individual autonomy, and a measure of equality between individuals and nations.”

The Enlightenment age saw an increasing awareness among Europeans about the broad patterns of human history, fueled by their realization that their own time was indeed a new era in the rational understanding of reality. The Enlightenment was completely different from any previous epoch, a “modern” era, characterized by its scepticism towards all religious beliefs hitherto accepted as true, by its questioning of the notion of “divine right” and rule by a nobility based on privilege of birth. It called for a government based on the will of the educated commercial and professional classes, which had acquired their positions on merit, by peaceful means. Kant, in an essay entitled, “Idea for a Universal History with a Cosmopolitan Aim,” published in 1784, offered a synthesis of the Scottish and French idea of progress. The “motto of enlightenment” was “have courage to use your own reason.” History showed a constant propensity towards “progress” and liberty: “it has revealed a tendency and a faculty in human nature for improvement.” Drawing on the Hume’s conception of human nature, and Adam Smith’s explanation about how markets redirect human self interest into benevolent ends, Kant anchored the dynamic of history in the “unsocial sociability” of humans. While humans are social by nature, in need of cooperating with others, they also have a “thoroughgoing resistance” to this tendency due to their vanity, greed, and self-interest. It was this “unsocial sociability,” and the antagonisms it generated, that brought about historical change. “Without those qualities of an unsocial kind, out of which antagonism arises… men might have led an Arcadian shepherd life in complete harmony, contentment and mutual love, but in that case their talents would have forever remained hidden in their germ.” It was as if Providence had implanted this trait on humans as part of a “hidden plan of nature” to bring about the Enlightenment out of which the rational capacities of men would be fully developed. In his essay “Perpetual Peace,” Kant proposed a federation of republics, a “universal civic society which administers law among men,” uniting nations into one great supreme body, that puts in place constitutions and treaties capable of ensuring liberty, peace, security, and rights within and between nation-states.

These were “philosophic histories,” not actual historical narratives. The writing of historical events “as they really were” based on extensive research in primary sources, and on a professional university education, still lay in the future. Among the greatest, and most influential, historians of the nineteenth century are those who believed that history was, above all, a story of the gradual realization of liberty, knowledge, and reliance upon reason—a view that culminated, as we shall see soon, in what came to be known in the twentieth century as the “Grand Narrative” of American liberalism in the wake of the defeat of Fascism in WWII, which viewed the synthesis of scientific reason, capitalist prosperity, and individual rights, as the highest in achievement, a result of thousands years of Western evolution, combining the Greek democratic and rationalist legacy, Roman law, Judeo-Christian values, the Enlightenment, and modern bourgeois revolutions.

One of the first narrative histories of this liberal view was Thomas Macaulay’s 5 vol. History of England from the Accession of James II, published in 1846-61. The focus was on England, and its argument was that the Glorious Revolution of 1688, and the liberal progressive history of this nation thereafter, demonstrated that the England of Macaulay’s time was not an accidental creation but the result of centuries of development marked by the gradual march of liberty, beginning in its free Germanic institutions, through to the Magna Carta of 1215, and leading to Victorian England as the industrial workshop of the world. Macaulay’s book, one of the most famous and best-selling historical works ever written, celebrated the peculiarly British achievement for progress without totally breaking with the past, reconciling past, present, and future, as witnessed in the relatively peaceful Glorious Revolution, which created a constitutional monarchy, and preserved the House of Lords, followed by the Reform Act of 1832, actively supported by Lord Macaulay, a Whig politician. This Reform Act, he argued, had saved Britain from the radical revolutions experienced on the continent, particularly in France. Herbert Butterfield would later (1931) call it “the Whig interpretation of history.” This was a history in which the agent of progress was the middle class, the urbane commercial classes the Scottish Enlightenment had celebrated the previous century for its “politeness.”
While Macaulay’s “Whig interpretation” would be subsequently developed in a historically “professional” direction (criticized as he was for his unsophisticated use of sources despite general admiration for his “vivid, dramatic, eloquent and exhilarating” narrative style), the Whig interpretation is seen today as a short-lived effort that barely anyone would accept in subsequent decades, discredited by historical events themselves, the WWI disaster, the rise of fascism, and the cultivation of sophisticated historical methodologies. Butterfield’s criticism that Whig narratives were inherently “teleological” in understanding the past in light of present values, rather than on its own terms, was indeed widely accepted. Yet, what was really rejected was an oversimplified version of the liberal progressive narrative. We can start to realize this by simply witnessing the widespread acceptance of liberal values throughout the Western world into our own times, and the continued persistence of progressive historians, who now come in multiple shapes, with diverse methodologies, diverse historical agents, freed from any form of Anglo/European centrism. Butterfield’s own best-known book, The Origins of Modern Science, 1300–1800, was itself quite Whiggish in tracing a cumulative line of scientific advancement in Europe. Because the West was actually seen increasing scientific knowledge, higher productivity, improving standards of living, greater equality of rights, this progressive liberal view could not be easily defeated.

Macaulay was one among many. Francois Guizot, France’s greatest 19th century constitutional historian, wrote a History of Civilization in Europe (1828), arguing that Europe’s dynamism, as contrasted to the theocratic and despotic civilizations of the East, derived from its Germanic love of aristocratic independence, its Roman civic republicanism, and its Christian idea of separation of spiritual and secular powers. William Stubbs, relying mainly on primary sources, a true antiquarian editor of 19 volumes of medieval chronicles, known for his dense scholarly rigor, authored The Constitutional History of England in its Origins and Development (1873, 3 vol.), arguing that England had a history of liberty beginning with the Teutonic free holding of land and self-government of village communities, through medieval local representative bodies, to the fully developed national parliamentary constitution of the modern era. The triumph of the liberal idea of progress cut across ideological, national, and religious differences, notwithstanding the emerging tensions between those who adopted the Scottish/Anglo commercial version of progress (which tended to hold a realistic view of human nature as unchangeable even if capable of “improvement in manners”), and those who believed that progress entailed the “perfection of human nature” itself. The former liberal version would become identified with “conservatives,” whereas the latter would be identified with “radical liberals.” The most utopian liberal may have been William Godwin. He was convinced that a time would be reached when “there will be no war, no crimes, no administration of justice…and no government…neither disease, anguish, melancholy, nor resentment. Every man will seek, with ineffable ardor, the good of all.” Both two sides, however, belonged to the same European/Christian root, and, despite their many quarrels, would eventually, with the defeat of Fascism in the 1940s, and Communism in the 199s, coalesce as two sides of the same triumphant “end of history” Liberalism.

Few could escape the reality of progress in the West, including the Catholic authoritarian Auguste Comte. In his exhausting six volume treatise, Course in Positive Philosophy (1830-1842), Comte would focus on the intellectual history of Europeans in light of the “peculiar capacity of European countries to serve as the theatre of the preponderant evolution of humanity.” This does not mean that his theory, as Karl Lowith implies, was not universal. The Occident was increasingly coming to be seen as the torchbearer for the future course of human history. This “Eurocentrism” would come to be repudiated after about the 1950s as inappropriate for a progressively improving Western world. Comte explained how the mind had progressed through three stages, the theological, the metaphysical, and the positive or scientific stage, detailing this three stage evolution for each of the major sciences, and how this evolution occurred first in astronomy, physics, chemistry, biology, and, in his time, was occurring in the sciences of man, leading to the development of sociology as the last and most comprehensive positive science, which would work to make society totally rational with scientists as the rulers, bringing about the perfect realization of all the potentialities of human nature, to a future of peace, harmony, and happiness. Comte, who had a preference for the Catholic “system,” reached this conclusion without endorsing the French revolutionary principles of “liberty, equality, and popular sovereignty,” calling individualism and liberalism “the disease of the Western world,” and insisting that only a central authority could provide the order necessary for the full positive reconstruction of society. This Catholic authoritarianism would eventually be discarded by “more” progressive scientific liberals. While Marxism would constitute a formidable illiberal attempt to achieve progress, and become one of the most influential historiographical schools in the West, with the fall of communism in the 1990s, and the prior defeat of Fascism, the West would witness the integration of radical and classical liberalism, combined with a feminist and a multicultural historiography against Eurocentrism.

A few decades after Comte, Herbert Spencer, in the wake of Darwin’s progress in biological knowledge, would argue that the “law of progress” was inscribed in the evolutionary struggle for survival as witnessed in the natural world and in the struggle of individuals and nations for supremacy. To ensure the survival of the fittest, the best thing the state could do was to stay out of education, manufacturing, public health, and sanitation. “All deficiency would disappear,” “unfitness to the conditions of existence,” as societies left individuals to pursue their interests on their own spontaneous efforts, forming voluntary associations if they so wished, to achieve success or failure. In societies with minimal state interference, “imperfection would disappear” and “the ultimate development of the ideal man” would be “logically certain.” Spencer would eventually be caught up within the very logic of progress he endorsed as a new generation of progressives would condemn him as a “racist reactionary” to be discarded from the pantheon of “great sociologists.”

Nisbet contends that up until the 1970s the idea of progress exerted a powerful influence on Western civilization since ancient times. J. B. Bury, in his classic, The Idea of Progress, traces its origins to the 1600s. I believe that it originated with Christianity, notwithstanding its undeveloped character, which awaited the reality of actual progress for this idea to be articulated in a conscious, empirically based, way in the 1700s. Nisbet believes that, by the 1970s, what were once solid sentiments about “the value and promise of Western civilization” came to be “severely challenged by doubt and disillusionment, even outright hostility.” Western history, rather than seen as a gradual process of amelioration in manners, standard of living, and freedoms, was now interpreted as a long travail of follies, colonial wars, despoliation of the world’s ecology, enslavement of peoples and racial inequalities. The idea of progress, Nisbet observes, had been able “to survive a great deal of adversity in its twenty-five hundred years: mass poverty, plagues and famines, devastating wars…religious tyranny.” The difference in the 1970s was that this idea had lost its “crucial premises.” These premises had been “challenged by doubt and disillusionment” from the late 19th century and with “outright hostility” in the 2nd half of the 20th century. The premises which had sustained this idea were: i) belief in the value of the past, ii) conviction in the superiority of Western civilization, iii) acceptance of the worth of economic and technological change, iv) faith in reason and in the intrinsic worth of life on earth.

But if the idea of progress was rejected, how come Western elites today (across political lines) are so committed to the “improvement of the human condition” through the maintenance of public goods to “reduce the harmful effects of economic inequality” as well as “institutional racism” while advocating for “environmentally conscious policies,” “gender equality,” “minority rights,” multiculturalism, and political correctness? What Nisbet misses is that this idea presupposes, by its very normative impetus, progression in the way that we think about progress. Conviction in the superiority of Western civilization, coupled with the designation of less developed peoples as “savages” and “barbarians,” is a “Eurocentric prejudice.” The idea of progress could not sustain itself merely by repeating that things have been progressing as they should in a harmonious manner leading to the best of all possible worlds at each point in time. The 19th century socialist and Marxist critique of the classical liberal idea of progress was premised on the progressive conviction that for all the incontestable evidence of progress, the vast majority were still living in misery. Nisbet himself refers to various socialistic arguments, such as Henry George’s argument in his best-selling book, Progress and Poverty (1879), that reduction of inequalities, slavery and hereditary privileges, has been a cardinal component in “the law of progress” throughout history, with one inequality still remaining: “unjust accrual of profits and other income from the land.” Only with the elimination of this “last vestige of barbarism,” socialists came to believe, would a golden age start in the history of humanity. Nisbet was an old conservative who wished to stop the progressive course of history he endorsed before the 1970s. The idea of progress does not require reverence for the past. Nisbet chastises the liberal historian John Harold Plumb (1911-2001) for welcoming “the death of the past,” as Plumb put it in the title of a book published in 1969. After celebrating the progress man accomplished in controlling himself and his environment through his rationality, Plumb happily asserted: “The old past is dying, its force is weakening, and so it should. Indeed, the historian should speed its way, for it was compounded of bigotry, of national vanity, of class domination.” Plumb looked forward to a time when humans would not identify as “Americans or Russians, Chinese or Britons, black or white, but as man.” Nisbet can’t come to terms with the reality, as it is now indubitably clear, that universalism, the true rights of man, together with the Enlightenment reverence of “human reason,” created the conditions for the view that an “irrational and bigoted past” should not be revered. Discarding Western civilization is an inevitable result of progress.

We have seen that a philosophy of history has been an intrinsic component of the Western idea that history is not a chance combination of events but is characterized by purposeful rational pattern leading to, in the words of Kant, “the development of all the capacities implanted in men.” Although the secularization of this idea would generate scepticism towards the Kantian notion that “the history of mankind…can be regarded as the realization of a hidden plan of nature,” liberals to this day tend to accept Voltaire’s argument that we can view history as a movement away from superstition and bigotry towards enlightenment, as well as Condorcet’s anticipation that in future stages we would witness “the abolition of inequality between nations and the progress of equality within each nation.” Because there was barely any development outside the West, with the civilizations of the East becoming ossified and cyclical after their Axial Age (600 BC-200 AD) accomplishments, the East failed to nurture a philosophy of history = reflections on the meaning, trajectories, patterns, and goal of history.

G. W. F. Hegel was the greatest philosopher of history produced by the West. The becoming of man, the actualization of his essence in the course of history, was fundamental to Hegel’s thinking. His Lectures on the Philosophy of World History (1830) contend that “the history of the world is none other than the progress of the consciousness of freedom.” The key term is not “freedom”—as it would be for a classical liberal—but “consciousness” of freedom, and the singular capacity of reason to lift people up above the chance events of nature, above their instinctive inclinations and their unreflective acceptance of customary norms. The beginning of the growth of freedom was made possible by the beginning of the liberation of reason from its prior dependence or submergence within the natural world and its unreflective acceptance of the world as it was given to it. Hegel’s philosophy of history is an account of the stages by which humans become conscious of their consciousness, with the thinking subject gradually ceasing to be imprisoned to something external to it, leading to the beginnings of selfhood and an inward consciousness, a dialectic that starts in ancient Greece. It is this self-relation of the “I” to itself that introduces a developmental dynamic to European history. Africans remained completely absorbed, much like children, in their natural world. China, India, and Persia did develop some abstract ethical concepts about the proper way of life, but their spirit then stagnated after the origins of Confucianism, Hinduism, and Zoroastrianism during the Axial Age, remaining “rule-followers,” where propriety was identified with the way things were done in a golden past. They thus stood “outside the world’s history,” with India never developing a historical consciousness, and China never going beyond an annalistic form of writing and never coming up with the idea of progress.

Yet, Hegel’s conception of freedom dissented from the Anglo liberal view, what Isiah Berlin famously called “negative liberty,” in which freedom meant the absence of restrictions and the right of individuals to choose their own lifestyles and happiness, without a state mandating the good life. He advocated a “positive conception of freedom” in which individuals enjoy their private freedoms but within the framework of an organic community ruled by an Enlightened constitutional state in charge of ensuring the “social freedom” of citizens, both the highest good, virtuous activity, and their sense of peoplehood (Volk), by virtue of their belonging, through birth and historical experience, to a particular culture. Individuals give their allegiance to this community insofar as they recognize themselves their own reasoned values rooted in their history. He was not envisioning a community of rootless abstract individuals reaching a contract regardless of nationhood. Hegel did not believe in universal suffrage, but in a government controlled by an educated elite of state officials and professionals, much like Prussia was in his time, along with representative institutions based on property qualifications, rather than responsive to the impulsive or arbitrary choices of the masses.

While Hegel’s “supra-individual” state was seen as totalitarian for some time, a view expressed by Karl Popper, eventually he would be incorporated into the pantheon of “liberal progressive thinkers” as his philosophy was cleansed of its “ignorance” and its “racism,” and as his “positive freedom” was re-interpreted into a welfare conception of “social rights,” with Charles Taylor even using his communitarianism and his theory that all humans seek to be recognized as equal in dignity, into a theory which called for the recognition of the right of immigrant minorities to enjoy multicultural/communitarian rights. Liberalism has a unique capacity for the reabsorption of many ideas within its in-built progressive dynamic.

Karl Marx articulated a radically new progressive ideology, according to which liberal capitalism would be replaced by a new modern communism wherein the exploitation of man by man, which still prevailed within capitalism, would be transcended. Marx admired the progressive impact of capitalism, how “the country that is more developed industrially only shows, to the less developed, the image of its own future.” But he criticized liberal capitalism for recognizing only the formal equality of workers while keeping them in a state of subjugation within the workplace where capitalists controlled the labor process and extracted surplus value. Humans would develop their full potentialities only when private property in the means of production came to be abolished and a new society created in which workers would own the means of production and everyone would receive wages according to their effort and merit. Communism was a major challenge to Liberalism for some decades, to be eventually defeated by Liberalism. The so-called “Western Marxism,” which emerged in academia after WWII, would also be eventually incorporated into Liberalism as a safe theoretical outlook (supported by career opportunities and huge government grants) acknowledged for its “contribution to our understanding of history.” We shall address this later.

I have not yet reached the “professionalization” of history writing associated with German historiography in the second half of the 19th century. Many great books were written in the 1800s, it is difficult to offer a proper summary. Europeans were the only people who gradually became conscious of the temporality of human experience, how each people and epoch are characterized by their own values, concepts of truth, sense of reality and time. It was around the 17th century that Europeans began to employ the tripartite periodic division: Ancient, Medieval, Modern, as they became historically conscious in lieu of their new, path breaking achievements, printing, discovery of the New World, Copernican/Galilean science, and gunpowder artillery. It was within this historical context that Jacob Burckhardt wrote his celebrated book, The Civilization of the Renaissance in Italy (1860), which aimed to capture the spirit of this epoch, its unique style of politics, its manners, its form of Christianity—through the study of its art.

Burckhardt’s argument was that the Renaissance gave birth to modernity because it gave birth to individualism. In the Middle Ages, “man was conscious of himself only as a member of a race, people, party, family, or corporation…In Italy this veil first melted into air…man became a spirited individual, and recognized himself as such.” Among the humanists, the scholars, the nobles, artists and rulers, he observed “an unbridled subjectivity,” men obsessed with fame, status, appearances. This nurtured an intense self-awareness, unlike their medieval forebears, who were trapped within a collective identity, unaware of themselves as possessing individual subjectivity. This will to self-expression fueled the cultural creativity of the Renaissance. We may point today, in light of recent scholarship, to emerging signs of individualism among the ancients and during the Middle Ages. But this should not detract us from Burkhardt’s immense accomplishment as the author who taught us that modernity is fundamentally about the separation of the self from a collective identity, within which humans cannot but remain unconscious. We will see that liberal progress is about intensifying this separation, the self from all “traditional restraints” including sexuality, racial and national identities, and from human nature itself, in the name of a new and improved humanity.

The discovery of the New World generated numerous historical accounts showing an increasing awareness among Europeans of the multiplicity of customs, manners, and beliefs among the peoples of the world, including the palpable reality that different areas of the planet have followed different historical paths. Let’s mention Francis Parkman (1823-1893), an American historian known for The California and Oregon Trail, Pioneers of France in the New World, The Jesuits in North America, Montcalm and Wolfe, and his multi-volume France and England in North America, published between 1865 and 1892. Theodore Roosevelt dedicated his four-volume history of the frontier, The Winning of the West (1889–1896), to Parkman. I first learned about him about 5 years ago when I saw France and England in North America with the stamped words “discarded” outside a university library. It did not matter that this book was based on archives in England, France, and North America, written from primary sources, letters, memoirs, dispatches, and first-person observations. Parkman, despite being dogged by lifelong ill health, severe eye trouble, undertook extremely physically demanding expeditions in the New World, living among Indians, admiring them for their bravery, dignity, and fortitude, while pointing to their lack of fixity of purpose—saw life as an incessant struggle for existence. John Burrow opines that Parkman was a “sensitive literary artist, a master of evocative, sensuous prose.” Historians like Parkman can’t be found in any university in our times. He came from an early America, in what ancient Roman historians would identify as a relatively early stage in the cycle of this civilization, when life was hard and men were inevitably strong in character, not from the pampered world of our present woke universities.

Science and progressivism are tightly aligned in the West. The scientific establishment and the progressive left were for the Covid lockdowns and vaccine mandates. The magazine Scientific American, which has stated recently that science must never accept studies about IQ differences between races but instead work diversity and racial harmony in the West, announced in August 2021 that “Vaccine Mandates Are Lawful, Effective and Based on Rock-Solid Science.” It agreed with the call by liberal progressives for “mandatory and punitive vaccination certificates for public activities and firing employees who refuse vaccination.” There is, of course, science going on independently of political aims. But on the most crucial issues of our times, such as race differences, vaccinations, environmentalism… science is ideologically progressive—rather than progressive in the pure scientific sense of bringing about new knowledge.

The right does not adequately understand this, believing that science, by its very objective logic, is on their side. If the evidence is laid out in the open, they naively believe, politicians will follow “the data” and choose the right policies. They have failed to realize that Western science has been part of a wider cultural progressivist matrix within which it must find justification and validation. Since progressivism has an inbuilt nature according to which the present and the future are superior to the past, it cannot but judge the progressives of the past as lesser versions of the progressives of the present. In his time Herbert Spencer was seen as a progressive who believed in “the right of free speech,” “the right to ignore the state.” His “social Darwinism,” very influential through the early 1900s, was used by progressives (along with the Mendelian science of heredity) as a justification for eugenics to solve social problems (crime, alcoholism, prostitution), and as a justification for the civilizing influence of Anglo imperialism on the nonwhite races—only to be condemned by a new generation of progressives as a rationalization for the inequality of classes, European colonialism and claims about the cultural and biological superiority of the West.

The impact of science on historiography has followed such a pattern, with political progressivism framing the way a science of history ought to be constructed. Initially it all seemed to be about learning to use the scientific method to understand history better. Henry Thomas Buckle wrote his History of Civilization of England (1857) under the influence of Comte’s argument that the task was to search for regularities in social phenomena based on generalizations through the systematic observation of the facts. He called upon historians to give up the Christian view of progress that “in the affairs of men there is something mysterious and providential.” Historians should focus on “tracing the progress of science…of the fine arts, of useful inventions and…of the manners and comforts of the people.” He concluded that geography, climate, and soil are the primary causes of progress, and that the reason Europe had advanced over non-European civilizations was that in Europe men were less overwhelmed by the forces of nature, which allowed European man alone to subdue nature to his service and to organize society according to laws constructed by the human mind. The progression of Europe consisted in the continually diminishing influence of nature’s impact on social relations, and the continually increasing influence of man-made laws. The New York Times called Buckle one of “the fathers and founders of the Science of History.”

But Buckle—who spent 17 years working ten hours a day to write his book—would soon be forgotten and displaced by a new generation of Americans known as “the Progressive Historians” who believed that the social sciences of economics and sociology were crucial to the understanding of history, and acknowledged their debt to Marx’s “economic interpretation of history.” Charles Beard, a Fabian socialist, became famous with his An Economic Interpretation of the Constitution of the United States (1913) arguing that the financial interests of the Founding Fathers shaped the values of the Constitution. For these historians, progress was a result of rational planning, not a result of a providential plan. Only “activist” research that grasped the “real” laws governing history could teach the masses how to create a truly democratic and harmonious immigrant America pervaded by a spirit of equality and rationalism. Simultaneously, the progressive jurists, Roscoe Pound, Louis Brandeis, and Wendell Holmes proclaimed law to be a means for social reconstruction. Even when Beard rejected the possibility of “scientific objectivity” in history, shaken by WWI and the Great Depression, and by his own view that ideas were products of a specific class, period, or nationality, affirmed that history aimed at fulfilling the American dream of a just and democratic society, planned by socialist rationalists.

German Historicism: The Defeated Alternative to Liberal Progressivism

Peter Watson’s comprehensive 900+ page book, The German Genius: Europe’s Third Renaissance, The Second Scientific Revolution, and the Twentieth Century (2010), demonstrates that from 1750 to the 1930s Germany was the dominant intellectual force in Western civilization. Among its 42 chapters you will find one with the title “German Historicism: A Unique Event in the History of Ideas.” The educated layman invariably identifies Germany’s greatest achievements with philosophers, musical composers, and scientists—never hearing about the highly original Historicist School which peaked in the 2nd half of the 19th century. One of its members, Friedrich Meinecke, believed that this School was Germany’s greatest contribution to Western thought since the Reformation, “the highest stage in the understanding of things human attained by man.” This School finally provided Europeans with a “historical consciousness” by explaining how humans are historically conditioned, not within a history conceived as a linear operating according to universal “scientific” laws, but as members of a particular land, nation, and culture. There is no universal “man.” Humans can only be understood in terms of their unique history and customs. Historians can’t transcend their own time and culture, but should be aware that their approaches to history reflect the varying cultural framework within which they write.

German historicism is also known for its “scientific” insistence on the critical analysis of documents, commitment to factual accuracy, as well as for raising to a higher level the professionalization and specialization of history as a university discipline—while arguing that the methods of the natural sciences (as Vico began saying) are inadequate for the study of historical phenomena. The historical sciences deal with purposeful humans and with unique and unrepeatable events, whereas the natural sciences deal with phenomena devoid of intentionality and characterized by recurrence. History is a continuous flux of unpredictable events, and although one can study the nature of institutions and the inner structure of particular cultures and religions, the peoples of the world each possess their own culture, language, and trajectories, unamenable to schematic theories. Insofar as historians become aware of their historical situation, they can learn to leave their own present context to understand the unique context of other peoples at other times. This is known as hermeneutics, that is, the art of interpreting the historical contexts of events in the past and in other cultures. The idea of progress is wrong for it imposes one standard of development.

Today, in the academic world, it is almost a truism to say that we are historically conditioned. Marxists love to say that we are conditioned by our social relations of production, and multiculturalists love to say that each culture should be judged on its own terms rather than according to “Eurocentric” criteria. German historicism thus appears to have been incorporated into the acceptable tradition of Western liberal historiography. But be careful. Claims about “the historicity of all knowledge and values” amount to no more than a domesticated version of German historicism cleansed of its deepest and most controversial ideas—to be easily fitted within the liberal idea of progress, which currently consists of a “right wing” side that believes in the truthfulness of capitalist and scientific growth, and a “left wing” side that relativizes Western values within a multicultural setting inside the West deemed to be superior for its inclusion of non-Western peoples. Herder (1744–1803), for example, one of the earliest historicists, has been thoroughly re-interpreted by Western liberals, Isaiah Berlin and Charles Taylor, as one of the founders of multiculturalism, even though Herder actually called for the appreciation of the distinctiveness of each nationality and the ways in which each culture can strive for its own perfectibility and contribute thereof to the fullness of humanity. He rejected attempts to make Germany adopt the “universal” values of the French enlightenment. He was a cultural nationalist who cherished Germany’s heritage, folkways, and identity.

What has been suppressed, or thoroughly rejected, about German historicism is that it was an expression of the particularity of German nationalism. Whereas 19th century nationalism in France, Britain and America came along with liberal “universal values” about the “natural rights of man” and the sovereignty of the people, against monarchical and aristocratic traditions, German historicists advocated a nationalism with values culture-bound to German’s particular history. It also emphasized the priority of the freedom of Germans as a people over the rights of abstract individuals. The historicist rejection of the universalist pretensions of Enlightenment liberalism did not amount to a rejection of what Europeans had achieved in history. The same German historicists who rejected the liberal idea of progress were also the most emphatic in arguing that humans are deeply historical beings, that the laws of a people, their values, and their conception of truth, reflect the unique history and traditions of each region or race. The Germans of the post 1850s were the most advanced Europeans in science, technology, military power, levels of education, and culture generally. Essentially, German historicists were the first to posit that a nation can follow a different path to modernity in reaction to the Enlightenment path. German nationalism and geopolitical power in the mid-19th century coincided with modernization. The difference is that the Germans wanted a path that would be balanced with its unique history, respect for aristocratic authority, together with a propertied and cultured middle class, working in unison with a powerful state acting as the common point of the Germans, with the highest capacity for independence and strength among the competing powers of the world, rather than a state acting at the behest of a dominant capitalist class pursuing its own interests, or at the behest of a democratic mob easily controlled by private companies. To be somebody a people must have a strong state that is independent of other states. At the same time, Germans during this period enjoyed considerable individual liberties, universities open to merit, a constitutional monarchy, rule by established procedure, a high degree of economic freedom, and a truly dynamic cultural atmosphere which encouraged the full development of individuality in culture. German historicists believed in a society in which the individual was free while being simultaneously integrated into the German nation. They did not want a contractual society consisting of atomistic individuals pursuing their private happiness in a state of alienation from the historical heritage of Germany.

German historicism was a profound questioning of the idea of progress, nevertheless. It rejected the notion that there is meaning in history ascertained as a process of increasing rationality, happiness, and freedom. Historians can learn to see how different epochs are connected to each other and gain a wider perspective of history beyond their time and place, but it is a mistake to think that prior epochs or peoples exist “entirely for the sake” of future epochs, or that there is a seed in the past that contains the future, or that history is heading to a future bliss of complete rationality and happiness. There is no rational end but a multiplicity of ways of being. As Humboldt said, a man tends to express the “highest degree of strength and inner unity,” the highest dignity, precisely at times when he is also “closest to misery”—not when he is closest to happiness and comfort. Men have expressed their potentiality, the “Best and Highest,” at many moments in history and in different cultural settings. It was the view of German historicism as well that history is not a process of rising perfection. Man’s rationality exists within a “total soul” characterized by irrationality, will, and poetic imagination. To treat man as a rational animal is to cut him off from the forces of nature, which are likewise the sources of his creativity. There are many elements in history that cannot be explained in terms of rational factors, and there is much in nature that is vitalist, elusive and hidden from reason. The truth is sometimes better apprehended in a poetic or artistic manner. A historian should be thorough in the use of sources, but historical writing involves imagination combined with the ability to enter into the world of the past.

Can you see why Anglo liberalism was determined to defeat German historicism?

I have identified very few members of the German historical school other than Ranke and Humboldt, without addressing any of their particular books. Ranke’s historical writing alone amounted to over sixty volumes. German historicists were generally prolific, and included some very important philosophers of history, such as Wilhelm Dilthey (1833–1911), author of The Critique of Historical Reason, an attempt to “investigate the nature and conditions of historical consciousness.” He knew he was caught in “a seemingly insoluble contradiction” claiming that, on the one hand, the first condition for “the possibility of historical science” lies in knowing that one’s perspective is historically conditioned by the finitude of one’s time and place, which means that every view is historically relative, while, on the other hand, arguing that this historical awareness “has liberated the human spirit from the last chains which natural science and philosophy have not yet turn asunder,” by allowing humans to finally realize that a mind that is aware of its historical finitude is a mind that can provide us with a proper knowledge of social and human realities. Dilthey, however, was also influenced by Auguste Comte’s progressivist argument that in history we see the liberation of the human intellect from religious mythologies and metaphysical assumptions leading to the development of the natural sciences and proper methodologies for the study of history in a factually accurate manner, though he could not accept the scientific idea that reason could stand above historical time to reach absolute truths.

As you can see, this line of historical reasoning triggered countless debates about the possibility of historical objectivity, the relativity of truth, whether there are laws of development in history that could be studied using the methods of the natural sciences, or whether we could, through a comparative historical approach, reveal characteristics that are common to all societies across time, based on human nature, such as evolutionary Darwinians argue today, allowing us to reach a certain cross-cultural objectivity. Johann Gustav Droysen (1808-1884), the founder of the “Prussian School” of historians, also wrote about these issues in his Outline of the Principles of History. He actually agreed with Thomas Buckle that history has a lawful, meaningful, and progressive pattern, while still arguing that the way to understand the past is not through the construction of causal explanations akin to the natural sciences, but through the apprehension of the “acts of volition” of human actors, and how these acts are part of a wider totality and a ceaseless movement characterized by progress rather than periodic repetition, as we observe in nature.

Two things are certain: 1) there were still no debates whatsoever about the nature of historical knowledge outside the West, this late in history. The historiography of the non-western world remained the same as it had always been: annalistic in form, though Western ideas were starting to reach them. 2) What Western historians today call “the crisis of German historicism,” in lieu of these insurmountable debates about the historical relativity of truth, has obscured the fact that the true crisis faced by this school, leading to its domestication and denaturing into a safe theory about how we are historically conditioned, is the suppression of its powerful critique of liberalism and its defense of a unique “collectivist” path to modernity by Germany. The crisis was less a result of these epistemological conundrums than a result of the defeat of Germany in WWI and WWII. Droysen said that: “The creation of German unity required the presence of a power which could challenge other powers.” He stressed the importance of German national unity, not for the sake of creating an international order based on “brute force,” for he believed that this state had to be an ethical reality, but for the sake of defending the uniqueness of German history against the liberal attempt to impose a uniform order of nation states based on individual rights. The German nation was not reducible to a contractual arrangement by abstract individuals dedicated to private gain and happiness. Individual rights should not take priority over community ties. Germans had always existed within the natural communities of the family, the tribe, and the Volk—and also within “communities of ideals” based on their language, arts, sciences, and religion.

After WWII, western historians reached the conclusion that the only nations founded on individual rights were progressive to the exclusion of “intolerant” German historicist ideas about the Volk. They argued that National Socialism and anti-Semitism had important roots in German historicism. Germans needed a thorough re-education in Enlightenment progressivism. The domestication of German historicism began in earnest during the 1960s in Germany. The contributions of this school to the professionalization of history, its argument that the primary aim of historical narrative is to reconstruct events in their unique individuality, together with its claim that history deals with human intentionality, which is irreducible to the methods of the natural sciences, were happily integrated into the accepted liberal historiographical tradition. But the historicist notion that Germany’s “authoritarian” path to modernity constituted its own contribution to the development of the “potentiality of humanity” at a given place and time, was utterly rejected—in light of “the catastrophic course of German politics in the first half of 20th century.

These words come from George Iggers, who fled Germany with his family in 1938, author of a very solid book, The German Conception of History (1968), and, more recently, Historiography in the Twentieth Century (2005). According to this latter book, a “younger generation of historians… trained academically after 1945” and “closely linked in their eagerness to confront the German past critically and their commitment to democratic society,” turned to the social sciences (away from the historicist preoccupation with diplomacy, the centrality of the state and political history) to explain why German historians had surrendered “their liberal convictions during the process of German unification under Bismarck.” The question in the air was whether German expansionist policies from the Wilhelminian years to the Nazi period could be understood within the framework of the authoritarian institutions created in Germany in the 1800s. Fritz Fischer was the first to propose an answer in Germany’s War Aims in the First World War (1961), now considered a classic work of scholarship among countless books published on the origins of WWI. His thesis was not that Germany’s unsurpassed economic expansionism between 1870 and 1914 incited the elites to pursue an aggressive foreign policy. Such an argument would have remained within the framework of Thucydides’ no blame view that the passion for power among leaders is the underlying motivation in geopolitical relations. In the new world of liberal internationalism, Germany needed to be blamed on ideological grounds. Fisher’s aim was to show that Germany was aggressive because its “conservative leadership” had “retarded democratisation.” Immanuel Geiss, his student, would push this thesis further, or in explicit terms, in his book, July 1914: The Outbreak of the First World War. Selected Documents (1967): “The determination of the German Empire—then the most powerful conservative force in the world after Czarist Russia—to uphold the conservative and monarchic principles by any means against the rising flood of democracy, plus its Weltpolitik made was inevitable.”

It was Hans-Ulrich Wehler, the most influential German historian of the post WWII era, who explicitly argued that the “catastrophic course” of 20th century Germany was rooted in its incomplete modernization and retention of “autocratic traditions.” By applying the social sciences, Weber’s political sociology, Marx’s class conflict analysis, and American modernisation theory (which held that industrialization naturally engenders political democracy), Wehler concluded that Germany’s path to modernity had been incomplete in that its “progressive economic modernization” was not accompanied “by a modernization of social relations and politics.” The central aim of historical studies should be to show how economic and social structures are modernized, and how politics and culture should be modernized in a democratic direction. The Guardian, for Wehler’s obituary in 2014, notes that he fought against “inequality in modern Germany…against racism and Holocaust denial, and much more besides.”

A major influence upon Wehler was the Frankfurt School’s conception of “Critical Theory” as interpreted by Jurgen Habermas, with whom “he remained intellectually close for the rest of his life.” It was Habermas view that the Enlightenment should be seen as an “emancipatory project” with universal ideals that should serve as a normative criterion for the critical examination of past and present societies. There should be no dichotomy between scholarship or science and politics and morality. Historians should offer explanations for why things happened as well as nurture progressive values. The morality of the nationalism of the historicists was “at the conventional level,” that is, limited to the values and interests of particular groups and nationalities. Germany needed to embrace a “post-conventional” morality rooted in reason rather than in nationality, for the welfare of humanity. Wehler, and his colleague Jurgen Kocka, evinced a strong confidence that civil liberties, socialist welfare, and cultural pluralism were compatible with capitalist modernization. For Kocka the collapse of communism in the 1990s, and of Nazism before, demonstrated the superiority of Western liberal modernization, and its capacity for improvement. This Western-centrism would soon be challenged as not progressive enough.

The “Grand Liberal Narrative” of the Twentieth Century

Despite a wide variety of historical schools, a centrist liberal historiography committed to the ideals of rationalism, meritocracy, and the global spread of human rights, dominated the writing of history until about the 1980s—while subsequently integrating within its fold the more progressive schools of New Left, feminist, multicultural, and postmodernist historians, within a “new liberalism” determined to ensure equal rights for everyone against the continuing racism, sexism, and ignorance of old liberals. But we must avoid judging the historiography of this century in purely ideological terms. Very high-quality history books (based on extensive research) were written during the 20th century. We would be mistaken to view these books as opinionated tracts. The historiographical achievement of Western peoples during the 20th century was outstanding, although in the closing years, and in our century, the progressivist agenda has engendered many below average books. Not only did Europeans write excellent histories of art, mathematics, architecture, the sciences, exploration…they wrote histories of every nation in the world, while developing all the methodologies, such as paleography (study of historical handwriting), diplomatics (study of documents, records and archives), chronology (establishing the dates of past events), epigraphy (study of ancient inscriptions), genealogy (study of families), numismatics (study of coins), including ethnography, archeology and linguistics.

What David Gress insightfully calls “the Grand Narrative,” and its ideology of centrist liberalism, “permeated education, public opinion, and political doctrines in much of Western Europe and the US from the 1940s to the 1980s.” There were variations of this Narrative, with the “WASP West” and the “Allied scheme of history” gaining the upper hand in the United States, with “the Atlantic community” seen as “the pinnacle of human progress,” the result of thousands of years of social evolution from ancient Greece and Rome through “Judeo-Christianity,” Newtonian science, the Enlightenment, the Industrial Revolution. Daniel Bell saw the 1960s as the coming of “the end of ideology,” with only piecemeal technocratic adjustments remaining to be disputed by a relatively affluent population.

Of course, no sooner did Bell say this, the activists of the 60s came onto the scene. The Vietnam War, the black civil rights movement, Third World poverty and revolutions, the threat of nuclear war…appeared to have brought to an end the 1940s to 1960s family-oriented, and still puritanical, centrist liberalism. But what these events and movements demonstrated is that a lot more improvements in human affairs remained to be done. This was the task of the next progressive generation. This essay has been examining this phenomenon in two ways: pointing to the progressive side of past ideas and how they laid the groundwork for new progressive ideas in the next generation, while at the same time showing how new generations sought to rethink the course of history in light of new developments in knowledge and historical methodologies. Consider George Bancroft (1800-1891), the most influential American historian of the nineteenth century. By the standards of later generations, and certainly today, this man would be considered a fascist for his acceptance of the basic moral norms of his day about marriage, Christianity, and for his identification of the greatness of America with its “Anglo-Saxon” character. Yet, contained in his 10-volume History of the United States are ideals with a strong connection to contemporary Neocon (and current Leftist) policies about spreading democratic rights to the world. Bancroft believed that America was created “for the advancement of the principles of everlasting peace and universal brotherhood.” With the spread of American values, the “ages of servitude” and “inequality” would end. The prime longing of all humans is liberty. While this love of liberty was Anglo-Saxon in origins, it had become in America the “breath of life to the people.” Americans “heard the glad tidings [of liberty] which promised the political regeneration of the world.” The Declaration of Independence was the “announcement of the birth of a people” dedicated to the spread of liberty to the world. Slavery, Bancroft insisted, was an institution that had originated outside the American ideal of liberty, and that’s why it was eventually abolished.

The “new progressive historians” of the early 20th century who “rejected” Bancroft’s liberal conception for a “social” or “economic” historical approach focused on the role of the masses, workers, new immigrants, and women, were merely addressing the persistent impediments to the actualization of the ideal of liberty, driven by a longing for a more democratic society, by advocating reforms to lift out the masses that had not benefitted from the limited liberties of the past due to lack of public education and exploitative working conditions. Bancroft was himself an advocate of public schools. Charles Beard portrayed Americans in The Rise of American Civilization (1927) as a “democratic” people struggling for greater equality and inclusion of immigrants against the propertied interests of big business defended by Bancroft’s classical liberalism. The Puritans that the historian Bancroft celebrated for creating a WASP oriented America were increasingly seen by this new generation of “progressive historians” as adherents of an outdated America out of touch with the new realities of a racially immigrant America. And the progressives after Beard, New Left historians, would go on to push for historical narratives that didn’t prioritize a white male America, writing books such as Eugene Genovese’s Roll, Jordan, Roll: The World the Slaves Made (1974), which won none other than the Bancroft Prize, for its new research about how the antebellum South was a paternalist society that exploited and sought to dehumanize the slaves, with other historians insisting that culture and ideology were as important in determining the course of history as economic change, and a new generation of students wanting to overturn the “paternalistic” and “stifling” world of their parents in the name of individual “authenticity.”

This dialectic within progressivism is quite apparent in the historiography of the twentieth century. Will Durant’s colossal 12-volume, 9000 pages, The Story of Civilization (1935-1975), a popular work many bought, none read, and specialized academics envied, was seen in its day as an urbane, post-WWII liberal effort to spread knowledge widely among an educated lay population. Having possession of some of these volumes, and reading segments from them, the judgment of Gress strikes me as correct, Durant’s work is an “immensely learned, vividly written” treatise in which history is seen as “tending to more freedom, greater equality, and broader rights.” Durant experienced this progressivism in his own life, growing up as a New Deal liberal and becoming a Kennedy liberal in later years uncomfortable with the ethnocentrism of his best-seller, The Story of Philosophy (1952), for leaving out Asian philosophers, as he says in the Preface to the Second Edition of 1965. The Story of Civilisation, even though it started with a first volume dedicated to the “Oriental World,” remained, nevertheless, a story of Western civilization through the next eleven volumes. Durant belonged indeed to a generation still comfortable with social Darwinism. In a short book written with his wife, The Lessons of History (1968), they wondered whether “Oriental fertility, working with the latest Occidental technology, would bring the decline of the West;” and noted that “the first biological lesson of history is that life is competition” and that humans “are subject to the…struggle for existence and the survival of the fittest to survive.” Social Darwinism had not been fully rooted out from liberalism.

It may seem a stretch to argue that a liberal triumphalist “Grand Narrative” dominated the historical vision considering the many specialized historians who were ill at ease with sweeping generalizations about the course of history, and rather pessimistic about the future after the disastrous experience of two world wars and the possibility of nuclear annihilation. As a history student, I was warned against the assumption that there was a telos, purpose or direction, in history leading towards a better future in a cumulative way. Herbert Butterfield’s attack in 1931 on the “Whig Interpretation of History”—the idea that the past contained the seeds of the future—was widely accepted as a valid critique. Arthur Herman, in The Idea of Decline in Western History (1997), argued that a coherent ideology of cultural pessimism could be seen emerging in the late 19th century in the writings of Nietzsche, Spengler, DuBois, Freud, Germany’s national socialists, through to the Sixties counterculture, the existentialist philosopher Sartre, the world historian Arnold Toynbee, America’s multiculturalists and Afrocentric historians. For Nisbet, as we saw earlier, the idea of progress persisted until about the 1960s. It is the view of Gress as well that, while the Grand Narrative dominated American elite culture from the 1920s to the 1960s, this Narrative “began its fall” in the 1970s, to be successfully deconstructed “by the 1990s” by a successful rebellion of New Left, multicultural, and postmodernist historians.

I believe a strong case can be made that what was really rejected was a Western-centric idea of progress that was insufficiently progressive. In its classical liberal version, this idea was “biased” in viewing the WASP world of the United States as the culmination of history, to the exclusion of the progressive contributions of other civilizations and races. This Narrative was an “unfinished project” requiring revision, starting with an acknowledgment of the way the West had “underdeveloped” the rest of the world in its climb towards supremacy, the way slaves, indigenous peoples, and working classes had endured oppression in the march of progress. An “honest conversation” about the racial injustices still prevailing in the West was required if the Western world was to live up to its ideals of democracy, individual rights, and equality. It was necessary to propose a new, revised, liberal multicultural idea of progress pointing towards a new universalism of human rights and a world history without a triumphalist West.

There was no “march through the institutions” by another ideology called “cultural Marxism.” After the crimes of Stalinism, the failures of communism, and the successes of Keynesian capitalism, Western Marxists gradually abandoned the idea of “expropriating the capitalists” to focus on socialistic reforms and changes in the cultural attitudes of people, becoming the “New Left,” with its members successfully integrated into academia and other institutions by centrist liberals agreeing with “more progress and more equality.” Jurgen Habermas, a second generation member of the Frankfurt School, disagreed with Horkheimer and Adorno’s argument about the decay of Western rationalism into a self-destructive “instrumental reason,” by locating within the Enlightenment a second rational discourse, a “communicative intersubjective rationality” that escaped the narrow means-ends logic of instrumental reason and that came into fruition in the eighteenth century within the “bourgeois reading public” in places such as salons and coffee-houses, a “public sphere” which set limits to the illegitimate use of power and nurtured a rational-critical culture where citizens were bound only by the force of the better argument. Habermas’s own biases, or lack of universalism in tracing the history of this emancipatory discourse in “Judeo-Christianity” and in the European Enlightenment, without including the contributions of non-Western peoples, notwithstanding his efforts to see emancipatory impulses in other religions, could be easily remedied, as it has been, with a “global history.” A global history has indeed emerged across the Western world, displacing the teaching of Western civ courses that had prevailed up until recently, which “moves beyond the obsession with the Enlightenment’s European origins” and which shows that “ultimately” it was a “process of global circulation, translation, and transnational co-production that turned the Enlightenment into the general and universal that it had always purported to be.”

The natural progression of the idea of progress, from its centrist position in the first half of the 20th century towards New Left liberalism can be ascertained through a study of the intellectual odyssey of William McNeill, from his book, The Rise of the West, subtitled “A History of the Human Community,” which appeared in 1963, to his book, The Human Web, co-authored with his leftist son 40 years later. The Rise of the West, winner of the National Book Award for history, a delightful read of 800+ pages about how the West gained world supremacy, challenged the Spengler-Toynbee view that the civilizations of the world evolved along separate paths, by emphasizing the interrelations of cultures throughout time—but without losing sight of the impressive “rise” of Europeans, their “deep-rooted pugnacity,” their “lively curiosity, insatiable greed, and a reckless spirit of adventure that contrasted sharply with the smug conservatism of Chinese, Moslem, and Hindu cultural leaders.” The Rise of the West was itself a grand synthesis of the enormous knowledge Europeans had gained through the first half of twentieth century about the whole history of mankind, as can be seen in the sources, overwhelmingly by Western historians, with a few non-Westerners educated in the West. You can also check, if I may add, the bibliography of the first volume of Will Durant’s 12 volume work, The Story of Civilization, which is titled Our Oriental Heritage, published in 1934: almost all the 400 or so books listed in the bibliography about the worlds of Sumeria, Egypt, Babylonia, Judea, Persia, India, China and Japan, were authored by Europeans.

McNeill’s centrist liberalism in 1963 was already imbued with the latest “progressive” ideas of the day, including an awareness that he should avoid, what he would later call in the 1980s, “the hampering ethnocentrism” of “contemporary American and European society,” which explains why he emphasized how the West rose in connection to other civilizations. In his 1974 book, The Shape of European History, he noted that “few living historians accept” the “no longer very convincing idea” that “Europe’s history is the history of liberty.” We saw earlier that this idea goes back to the Scottish Enlightenment. Today, it is famously identified with Lord Acton (1834-1902), for having spent much of his professional life working on a comprehensive history of liberty, which remained unfinished. Acton insisted that we cannot understand the history of Europe if we fail to appreciate how its development of liberty “set it apart from other cultures”—the idea that “every man shall be protected in doing what he believes is his duty, against the influence of authority and majorities, custom and opinion.”

History as the story of liberty, a key pillar of classical liberalism, and still advocated by centrist liberals, now known as “libertarians,” despite the fact that they have come to terms with the expansion of government public goods, was not even the central idea in McNeill’s The Rise of the West, which gave prominence to European industrial and state military power after 1500. In a lecture at the AHA in 1976 he called for a new required course focused on world history rather than Western civ. The teaching of Western civ courses had been mandatory across American campuses from about the 1920s. For McNeill, these courses were failing to teach students about the great cultures and complex affairs of a world far greater than Europe. In the 1980s he voiced approval of New Left historians that the very notion of “the rise of the west” was an expression of Western triumphalism. In “The Changing Shape of World History,” published in 1995, he proudly explained how he had gradually come to accept a slightly revised version of Immanuel Wallerstein’s world-system analysis that the European world rose on the backs of Africans, Amerindians, and Asians, combined with a new environmental perspective he had articulated in Plagues and Peoples (1976) that placed microparasites, not European ideas, at the center of world history. By the early 2000s, as Western civ courses were being rapidly replaced by World History surveys, he concluded (in The Human Web) that history is essentially a product of the interactive webs of plants, animals, parasites, and “common everyday” humans across the world. Because McNeill’s odyssey was ostensibly driven by a rejection of the West as the harbinger of liberty and progress, one can easily fail to see the progressivism behind it. McNeill was simply progressing into the idea of New Left historians that one must completely abandon a “jingoistic” pride in the European and American past in the name of “facilitating a tolerable future,” as he put it, “for humanity.” Like many progressives, there was an element of pessimism in McNeill, rejection of a “triumphalist” West in the face of environmental degradation, threat of nuclear war, and third world poverty—but one inciting a stronger progressive politics to improve the world.

A doubly confounding dilemma of liberal progressivism in the 20th century is that, firstly, it has sometimes entailed a new generation attacking the “conservative” liberalism of prior generations, giving thereby the illusion that “new historians” with “radical” ideologies (Cultural Marxists, Postmodernists, Feminists) have taken over, instead of constituting the latest versions of a continuously progressing liberalism; and, secondly, it has occasioned an underestimation of the incredible historiographical creativity (and progression) of the West in the twentieth century. Generally speaking, the West sees the following historical schools in the post-world war decades: i) continuation of the Grand Liberal Narrative, ii) the rise of a highly influential Marxist/New Left historiography, iii) the French Annales School founded by Lucien Febvre and Marc Bloch, iv) the “New Cultural History” and “Postmodernist” approaches principally associated with Michel Foucault, v) the Quantitative or “Cliometrics” school, sometimes called “New Economic History,” v) the Historical Sociology of Barrington Moore, Theda Skocpol, Randall Collins, Michael Mann, vi) the History of Everyday Life and Microhistory, vii) the Cambridge School, with its historicist or contextualist interpretation, placing primary emphasis on the intellectual context of the discourse of a given historical era, associated with Quentin Skinner and J. G. A. Pocock, viii) the Cambridge Group for the History of Population, founded by Peter Laslett and Tony Wrigley, ix) World History Connected, or “World History for Us All,” currently a mandatory approach to the teaching of history to children across the US—among other schools, which include as well the increasingly influential evolutionary/ cultural psychological approach to historical explanation by names such as Joseph Henrich and Steven Pinker.

All the historians belonging to these schools, in varying degrees and modes of expression, are progressive liberals, either in their own time, or today. This is true of evolutionary psychologists like Pinker, who believes that cosmopolitanism, diversity, and the application of Enlightenment reason, have allowed the “better angels in our nature” to shine through. The one school that was not progressively liberal was German Historicism, which was rejected for its attempt to defend the unique “authoritarian” path of German modernization, at the same time that its “historicism” was thoroughly domesticated. The “contextualist” or historicist thought of Quentin Skinner, is seen by leftists as “centrist liberal;” he is known for his “revival of interest in Roman republicanism,” a tradition in political theory that emphasizes individual freedom “understood as non-domination or independence from arbitrary power.” These “republicans,” however, can’t decide whether migration controls by a given state would constitute an “arbitrary” or “non-arbitrary” form or state power. None of the members of the historical schools identified above has spoken against replacement immigration, the imposition of “equity, inclusion, and diversity” as the overriding mission of the universities where they happily teach.

This political flaw, however, should not be used as an excuse to downplay the historiographical achievements of these schools, though not of every book or historian, and obviously without losing sight of the liberalism within which these schools were fashioned and how this liberalism has influenced the choice of subjects and the way in which history is interpreted. History has been a very scholarly discipline even to this day. In good university departments—notwithstanding the increasing downgrading from affirmative hiring, “diversity” subjects, and excessive overspecialization—students are expected to show the utmost respect for sources, write excellent narratives, or, if one is taking a social science approach, how to use rigorous methodologies.

I have read many books from all the schools listed above. The Western historiographical tradition is way superior to the non-western tradition multicultural historians are outrageously judging as equal in quality. Take the Annales School, it aimed at a “total history,” merging various disciplines, geography, social history, psychology, demography…and in the work of Fernand Braudel it saw the differentiation of three historical times, each with its own speed: the longue durée, or the slow time of land, sea, recurring seasons, topography, and collective mental structures prevailing among peoples for centuries, which change so slowly they appear as immobile, and which have shaped the history of most humans; followed by the conjunctural time of economic cycles, which last for decades, trends in prices; and the fast time of political events, wars, diplomacy, personalities. If one looks at the everyday life of humans, the things that matter to most, lifespan, standard of living, infant mortality, land productivity, it barely changed for centuries. The ideas of intellectuals appear, in the words of Braudel, as mere “surface disturbances, crests of foam that the tides of history carry on their strong backs.” Braudel, author of The Mediterranean and the Mediterranean World in the Age of Philip II (1949), seen by some as the greatest historian of 20th century, can be criticized, of course, for underestimating the accumulating power of European ideas leading to scientific and industrial revolutions. It is worth noting, however, that the Fernand Braudel Center and the official journal associated with it were founded by the Marxist Immanuel Wallerstein, and the books published under its banner are thoroughly multicultural and anti-Western.

What about the Marxists who went on to have lucrative careers in universities? The Marxist school played a major role in the promotion of liberal progressivism in the 20th century. At first, its members saw themselves as representatives of a communist ideology in direct confrontation with liberalism, followers of “historical materialism,” as articulated by Marx, Engels, Lenin, Plekhanov, Trotsky, and Kautsky—all of whom, I might add, wrote historical works. Many of the British Marxist historians who would gain international prestige within Western academia (Maurice Dobb, Rodney Hilton, Christopher Hill, Eric Hobsbawm and Edward Thompson) were formal members of the Communist Party, though eventually breaking rank after the Soviet invasion of Hungary in 1956. Their goal as scholars was to show the truthful relevance of Marxism to the study of the past, which they did with great success.

The books of the British names (and, of course, of the founders of Marxism) became required reading across Western academia. C. Hill, who acted at Oxford as “Senior Member of the exclusive Stubbs Society” (that is, the Stubbs we met earlier for his “Whig” interpretation of history which dominated the Victorian Era) was celebrated for his “history from below” perspective in such books as The World Turned Upside Down: Radical Ideas During the English Revolution (1972), and for his biography, God’s Englishman: Oliver Cromwell and the English Revolution (1970). E. Thompson, on the strength of his widely read The Making of the English Working Class (1963), which “still endures as a staple on university reading lists,” was named in a 2011 poll by the liberal History Today magazine as the second most important historian of the previous 60 years, behind only Braudel.

Hobsbawm, “a life long Marxist” who was appointed in 1998 to the very prestigious Order of the Companions of Honour, is best-known for his compound work, the first three of which were required reading for my undergrad courses, The Age of Revolution: Europe 1789–1848, The Age of Capital: 1848–1875, The Age of Empire: 1875–1914, and The Age of Extremes: The Short Twentieth Century, 1914–1991. He is also known for the influential idea of “invented traditions,” which argues that many European “traditions” which purport to be old are often recent in origin and sometimes “invented.” We could go on naming many renowned Marxist historians. G.E.M de Ste. Croix’s The Class Struggle in the Ancient World: From the Archaic Age to the Arab Conquests (1981), which many liberals praised for “establishing the validity of historical materialist analysis of the ancient world,” is said to have received more scholarly attention than almost any other work of ancient history since George Grote and Theodore Mommsen. The narrative and analyses of these books is first rate. Ste. Croix’s book contains over 120 pages of detailed notes.

This should not surprise us. Marxist historians were operating within the institutional framework of Western universities produced by a progressive world dedicated to the advancement of knowledge and the improvement of society. Centrist liberals were still the majority and did not feel threatened by Marxists. There was an implicit recognition among them that the post-WWII world was being quite successful in achieving progress, better working conditions, women’s right to vote, “racial justice” and so on. Liberalism was showing a progressive capacity to stay apace with the “more” progressive” demands of Marxists. Liberals could not disagree with Hobsbawm’s concluding words of hope in The Age of Empire: “the actual achievements of the twentieth century in material and intellectual progress—hardly in moral progress—is extraordinarily impressive and quite undeniable. Is there still room for the greatest of all hope, that of creating a world in which free men and women, emancipated from fear and material need, will live the good life together in a good society? Why not?”

The old liberalism concerned with ensuring the negative liberties of citizens against the “coercive” powers of the state had become out of touch with the needs of a Keynesian state in charge of keeping capitalism afloat by improving the “effective demand” of workers. Liberals were now agreeing that the West had previously been racist, sexist, and exploitative, and that the government could play a positive role in eliminating these problems. American liberals, John Rawls, Ronald Dworkin, and Michael Sandel, articulated a new liberalism in which equal rights also meant reduction of inequalities and promotion of the “self-realization” of individuals. Meanwhile, Marxists were moving in directions that challenged the “metanarrative” of class struggle and the overthrow of capitalists, for a “New Cultural History” that argued, with Michel Foucault replacing Marx as the historical analyst of power, that the sources of power are not limited to the coercion of a capitalist state but are “everywhere,” diffused and embodied in “discourses of truth” wielded by heterosexuals, patriarchal men, whites, scientists. Liberal Postmodernism had arrived.

The “New Cultural Historians,” which included practitioners of “microstoria” and the “history of everyday life,” are sometimes categorized as “postmodern” even though few accepted the postmodernist tenet that the construction of narratives is fundamentally determined by aesthetic and rhetorical standards. They were practitioners of rigorous archival research to bring out the past. What they rejected, though some came from a Marxist background, was the claim that one could understand the full complexity of the past merely by writing about the dynamics of macrostructures, modes of production, class conflict, or the “transition” from feudalism to capitalism. They sought to understand the everyday life of common people through the study of small villages or singular individuals. The cultures of the past could not be framed within a grand narrative about “the story of liberty” or the breakthrough ideas of great scientists. The agents of microhistorians were marginalized “little people” who had been left out of the macronarratives. They agreed with the aim of E.P. Thompson’s book, The Making of the English Working Class, to “rescue the poor stockinger…the ‘obsolete’ hand-loom weaver…from the enormous condescension of history,” while placing more emphasis on the symbolic forms, the languages and beliefs, through which particular individuals or small communities at a given time and place experience their world, without seeking generalizations about the broad patterns of history.

It is indeed difficult to make generalizations about the New Cultural Historians, or identified them as members of any ideological school. They constituted yet another highly original school of Western historiography without parallels elsewhere in the world. Some did adhere to the study of macro symbolic structures, or what the Annales historians called the study of mentalités, the ways in which the minds of people in particular societies were structured by unconscious assumptions, or what Émile Durkheim called the “collective conscience,” the shared beliefs, moral attitudes, and experiences during collective rituals, which function as a unifying force within society. Philippe Ariès’s Centuries of Childhood: A Social History of Family Life (1960) reconstructed the mentalities about childhood in the Middle Ages, reaching the controversial conclusion that childhood, as a mind-set, was not “discovered” until the 17th century. Another very influential macro cultural study was Keith Thomas’s Religion and the Decline of Magic: Studies in Popular Beliefs in Sixteenth and Seventeenth Century England (1971) about how witchcraft, astrology, ghosts, and fairies that were firmly anchored in people’s minds in the pre-industrial world came under attack as protestants attempted to take the magic out of religion, and scientists developed mechanical explanations of the universe.

A true microhistorical study was Carlo Ginzburg’s The Cheese and the Worms (1976) about the religious beliefs of an autodidact miller known as Menocchio (1532-1599), from the village of Montereale, accused of heresy during the Inquisition and sentenced to death. The aim of Ginzburg was to understand how seemingly straightforward Christian ideas were reshaped within the particular mental and social world of this self-taught man, who refused to stop talking about how he had come to learn, upon reading the Bible, the Decameron of Boccaccio, and a few other books, that to blaspheme was not a sin since it caused no harm to anyone but the blasphemer, that Jesus was born of man and Mary was not a virgin, and that Christ had not died to “redeem humanity.” Alain Corbin’s The Village of Cannibals: Rage and Murder in France, 1870 (1993) examines how a young aristocrat, falsely accused of espousing republican views, was tortured for hours by a mob of peasants who then burned him alive, and how the case, recounted in details in the popular press, brought a national reaction against the mob’s ringleaders, who were guillotined. Corbin wanted to show the contrast between the traditional sensibilities of the peasants, who saw their actions as natural and politically virtuous, coming from a rough world were such actions had been the norm, and the progressively new “bourgeois sensibility” to pain and torture of bodies.

In their works, then, none of these cultural historians agreed with the basic postmodern theory that historical narratives do not refer to a past but are “verbal fictions, the contents of which are as much invented as found and the forms of which have more in common with their counterparts in literature than they have with those in the sciences”—as the foremost postmodern theorist of history, Hayden White, wrote. While they agreed that one could not construct a science of the direction of history, and that historians tend to write in a literary manner, they believed it possible to bring out “the voices of the past” through archival research.

With the work of Michel Foucault, we may be dealing with a postmodern historian who anticipated, and embodied in his sexual life, the current nature of progressive liberalism. His influence on academic scholarship has been pervasive in anthropology, sociology, criminology, cultural studies, literary theory, feminism, and history. His books, The History of Madness (1961), The Birth of the Clinic (1963), The Order of Things (1966), Discipline and Punish (1975), and The History of Sexuality (1976), are among the most cited ever. He rejected every liberal tenet about the directionality and meaning of history, the concepts of impartial reasoning, the notion that the individual can be a free agent, and the idea that historical research gives us access to an external reality. Every conception of history is a construct constituted by a language that is permeated with hierarchical relations of power. There are no authors in rational control of their narratives, and there is no conscious “intentionality.” The idea of free subjectivity is itself a construction created by power. The claim that gender identity is based on the biology of sex is a form of power that aims to normalize as “correct” certain forms of sexual and gendered behavior while pathologizing other forms. There can be no “liberation” of sexuality, a “natural” form of sexuality, freed from “capitalistic” or “traditional” oppression, since sexuality is always a result of cultural and power mechanisms. The liberation of one type of sexuality from the oppression of one group merely engenders another form of sexuality controlled by another group. Foucault, nevertheless, insisted on “critical thinking” against hegemonic institutional norms that have excluded certain ways of thinking and sexuality as demonic, irrational, heretical, or criminal.

A Marxist in his early life, he soon rejected its authoritarianism and homophobia, influenced by a wide spectrum of thinkers, including Husserl, Heidegger, Nietzsche, Marquis de Sade, Kafka, Durkheim, Margaret Mead, Beckett, and many others, while entertaining himself with drugs and sado-masochistic sexual activities. His work has been summarized as “a long exploration of transgression” against those who control the production of knowledge and define what is human and what is ethical. He thus explored how medical science was used in the 18th century to categorize and stigmatize the mentally ill, as well as the poor, the sick, the homeless, or anyone who deviated from the norms of those in power. He came up with the concept of “disciplinary power” about how institutions reconstruct the thoughts, habits, skills, and desires of humans in factories, schools, hospitals and prisons, by using rules, surveillance, exams and punishment.

We have no standards to judge what are “good” and “bad” forms of being a human, since there are no subjects existing outside the contingencies of historical time and power relationships. All we can do is engage in “discourse analysis” so as to uncover existing hierarchies by analyzing the fields of knowledge through which they are legitimated. We can engage in questioning how we came to be the “humans” we think we are, such as how we came to think that we have natural rights to life, liberty and happiness, but such a questioning can only show us how our current way of being human is historically contingent and thus changeable. Since the current way of being is not rooted in biology, it is also possible to reconstruct new ways of being.

Yet, while denying progressive concepts about “freedom,” “justice,” “liberation,” “improvement of the human condition,” Foucault was a leftist activist who regularly protested abuses of human rights, participated in anti-racist campaigns, and, all in all, was committed to questioning every abuse of power. It was this reliance on an implicit Enlightenment form of “critique” of power that prompted Habermas to argue that Foucault’s thinking does not self-examine its moral-normative assumptions. My view is that from Foucault we can see that liberal progressivism is no less driven by a power dynamic than other ideologies. His The History of Sexuality has been very influential in queer theory, the deconstruction of maleness and femaleness, and the imposition of new relations of power against traditional forms of biological sexuality and marriage. The very notion that humans are totally “constructed” by society, that ideas do not refer to reality, and that there are no principles of morality outside power relations, cannot but lead the Foucauldian to seek to win the contest for power by reconstructing humans as they wish. Universities today are the epitome of the disciplinary society Foucault condemned in their effort to produce docile students who take all the boosters while wearing masks and writing essays about the blessings of transsexualism and diversity.

The professionalization of history, academic specialization in archival research, persuaded historians to abandon “philosophical speculations” about the “laws of history,” its purpose or goal, through much of the 20th century. We would have to wait until about the 1970s/80s to witness the re-emergence of the uniquely Western tradition of seeking to explain the broad patterns of history. However, if the earlier accounts, by the Scottish historical school, Condorcet, Kant, Comte, Hegel, remained almost entirely focused on Western history, the post-1970s universal histories would be purposely aimed at “provincializing” the West, by emphasizing, above all else, the study of past “connections in the human community,” mass migrations, imperial links, long distance trade, as well as how much the West borrowed from other civilizations and how the “world-capitalist system” of exploitation made possible the rise of the West. The progression of history would now be premised on the “common biological nature of humanity,” the universal ecosystem of the earth, and how the “integration of humanity,” economic and cultural globalization, the internet, smartphones, international trade agreements, mass migration, and the spread of “human rights,” were leading to the “unification of humankind” under a world progressive government.

We could say that the first major attempt at a new universal history that would relegate the West to a provincial place, based on a growing number of specialized works, was Oswald Spengler’s The Decline of the West (1918/23), which argued that all civilizations go through an inevitable cycle of “childhood, youth, manhood, and old age,” and that the West was entering its declining period. Spengler consciously set out to provide a new world history which “admits no sort of privileged position to Classical, or the Western culture as against the Cultures of India, Babylon, Egypt,” identifying eight world civilizations that “count for just as much in the general picture of history,” and that have indeed surpassed classical culture or the West “in spiritual greatness and soaring power.” But Spengler was no liberal multiculturalist. He was a Nietzschean historian who rejected the facile Enlightenment and Marxist idea that there was a directionality or purpose in history: “Mankind… has no aim, no idea, no plan, any more than the family of butterflies or orchids.” Civilizations were fundamentally different in their cultures/spirits as well as differentiated in terms of whether they were in their youth or their twilight. He distinctly saw how uniquely different the West was with its “Faustian soul,” restlessly pursuing knowledge, continually creating new forms of art, architecture, literature, driven by an indomitable will for limitless expansion and technological change. If Europeans could no longer produce great artists, musicians, and philosophers, they could still struggle for geopolitical and financial power in a world increasingly overshadowed by the yellow peril.

It was for reasons like these that Arnold Toynbee set out perform Spengler, writing a ten volume A Study of History (1934-54), distinguishing 26 civilizations, of which he estimated that 5 had survived to the present: the Hindu, the Islamic, the Sinic, the Orthodox Christian of Russia and Eastern Europe, and the Western. In this “history of mankind” the West was not at the center of human progress, and the driving force of history was not some Faustian soul, or any other civilizational spirit, but the fact that civilizations are energized to “respond” from “challenges” from other civilizations. He detested the crass materialistic modern West and the capitalist driven, technologically minded, United States; and looked forward to an ecumenical religion of love that would teach compassion and tolerance, built by a new creative minority that was contemplative, peaceful, and otherworldly.

While there were still centrist liberals around who believed in the centrality of the West, most attempts to explain the meaning and logic of history would start coming after the 1970s/80s from leftist progressives and multicultural world historians. J. M. Roberts, a centrist liberal admirer of the Allied powers, unabashedly asserted in his The Penguin History of the World (1995) that the history of Africans and Amerindians was not central to world history and that the modern era saw the “triumph of the West.” But Roberts was not interested in a “directional” theory of history, and his liberalism was already old, incapable of withstanding the proliferation of women’s history, black history, ethnic history, peasant history, the history of homosexuals and third world peoples—and the postmodern decentering of everything Western.

The Grand Liberal Narrative that reigned supreme in the US between 1920 and 1970 came to be seen as manifestation of “odious” assumptions of white racial superiority—”the Aryans are peculiarly the race of progress”—that belittled the histories of non-Western peoples. It was no longer persuasive for a new generation of liberal progressives in the 1970s to be satisfied with the view that developments within Europe (Newtonian science, Enlightenment, Industrial Revolution) were liberating the “human mind” from superstition and obscurantism. The idea that the “central motor of historical change” was the interaction between civilizations, reawakening and fertilizing each other, was now very popular—an idea that would be further radicalized, that is, pushed in a more progressive direction, by the historical researches of “dependency” theorists, who argued that it was the systematic conquest and exploitation of the Incas and the Aztecs, and the extraction of gold and silver from the Americas in the 16th century, that boosted the fortunes of Europe to begin with, including the “brutal” importation of African slaves to work in plantations from about 1600 to 1850, coupled with the colonial trade, which “allowed Europe” to earn “massive profits” to be reinvested in industrial development. A. G. Frank gained worldwide fame when he coined the term “the development of underdevelopment” to argue that Europe developed by under-developing the rest of the world and blocking their developmental paths.

The three volume work, The Modern World System (1974-89), by Immanuel Wallerstein, elaborated this idea into an argument that history needed to be understood along global-systemic lines that recognized how the world had been tied up together since the era of world empires through wide networks of trade supported by means of military and political coercion, and how the “world capitalist economy” originated by Europe in the 1500s was structured by a new division of labor wherein the West forced its colonies to provide cheap labor and raw materials as well as markets for its manufactures, which kept the non-Western world in a state of impoverishment while allowing the West to stay at the top. This attack on the Grand Narrative was the work of many groups, feminists fighting Western patriarchy, Frankfurt School critical theorists, postmodernists, Foucault-inspired new historicists and anthropologists pushing the multicultural idea that no culture should be deemed to be superior. World multicultural history thus came to spread in the 1980s and 1990s, with Western civ courses fading out. The World History Association was founded in 1982, and the Journal of World History in 1990, with one of its founders, Patrick Manning, judging in his historiographical survey, Navigating World History (2003) that Wallerstein should be acknowledged as one of the “fathers of world history.” William McNeill declared in 1998 that “the historical heritages of every people of the earth are of equal value, even if, or especially if they were mistreated by European imperialists in the recent past.”

It would take too long to go over the countless books published in the last decades about how Europeans came to establish hegemony over the world and how non-European cultures sometimes “succumbed” to European “numbers, weapons, and disease” but sometimes fought heroically against European “deculturation.” The end result was that the idea of progress was inverted: the main pattern of historical evolution was “largely regressive”: the standard of living, the quality of work, and the degree of social equality had deteriorated for most of the peoples of the earth; hunters and gatherers and simple horticulturalist tribes were “the truest democracies.” This argument was initiated by Marshall Sahlins with his celebrated thesis that the “original affluent society” was hunting and gathering. Jared Diamond completed it by arguing that “agriculture was the worst mistake in history” and that Europe’s uniqueness consisted in its “guns, germs, and steel,” while mocking the Greek achievement by arguing that “gorillas have had ample free time to build their own Parthenon had they wanted to.” Martin Bernal’s Black Athena: Afro-Asiatic Roots of Classical Civilization: The Fabrication of Ancient Greece (1991) persuaded thousands of students and academics that the “Greek miracle” was a product of Egyptian and Semitic influences, rather than a home-grown “Aryan” phenomenon.

The idea of progress was not rejected, however. What we had was a more progressive idea against the “ethnocentrism” of the Grand Narrative for a newly emerging diverse America that would fulfill what multiculturalists would call the universal human need for equal cultural recognition. As liberalism progressed in a multicultural, postmodernist, environmentalist and globalist direction, and as Western governments formally declared that the continued improvement of the West required immigrant diversity, centrist liberals who wished to avoid accusations of racism and stay relevant were compelled to redefine their “conservatism” in a “neoconservative” direction in the 1990s, by arguing that the directionality of scientific, technological, and democratic progress was not a manifestation of Western peoples per se but a manifestation of the deepest needs and aspirations of humanity, leading to the creation of a “Universal Civilization” where race, ethnocentrism and tradition would be displaced by adherence to liberal universal values. This idea was originated by Leo Strauss and his pupils. The major text of this neoconservative interpretation was Francis Fukuyama’s The End of History and the Last Man, published in 1992.

Fukuyama gave expression to a resurgent optimism among centrist liberals that the American defeat of the Soviet Union in the Cold War signified the triumph of Liberalism over its last ideological adversary, Communism, after having defeated its other enemy, Fascism, in WWII. While this was a victory for the West over the Soviet Union, it meant that the ideology of liberalism was now destined to be universal and without major ideological rivals. Fukuyama anticipated that in the future more and more governments would adopt liberal democratic institutions and that we would thus witness the actualization of Kant’s project of a “Universal History from a Cosmopolitan Point of View,” with nations less concerned about their traditions than about increasing their wealth through capitalism and scientific knowhow. National identities would be diluted in a way resembling what the EU was already doing in Europe, transcending, in his words, “sovereignty and traditional power politics by establishing a transnational rule of law.”

Fukuyama defended the idea of history as progress toward more scientific knowledge and more democracy and individual rights. He insisted, against multicultural relativists, that it was possible to construct a “coherent and directional history of mankind that will eventually lead the greater part of humanity to liberal democracy.” This was not, however, a victory of the “rise of the West” with its uniquely Greek, Roman, Christian, Renaissance, Newtonian, Enlightenment heritage: it was a victory for the universal aspirations of humanity. Fukuyama offered two reasons why this history was universal. First, there was already a general consensus in the world, among former communists, fascists, or traditional nations, that science was cumulative and directional and that it augmented the power and wealth of nations. The scientific method was no longer “Western” but universally accepted. The social and economic effects of technological change were similar in every society, and were thus a demonstration of its universality. Second, the decision of an increasing number of nations to adopt, if partially and slowly, liberal democratic institutions, was a reflection of a universal human need for recognition, that is, for all humans to have their voices heard, their property protected under the law, and their right to seek their own happiness.
Fukuyama was confident that traditionalism, governments and institutions operating according to long-standing customs and religious beliefs, would give way to liberalism, as societies embraced a universal education based on science, and thus encouraged a rational understanding of all things. “Modern education…liberates men from their attachments to tradition and authority…This is why modern man is the last man.” Even if this last man of history loses his ancestral ties, or can no longer live a life of Nietzschean heroism, he will be contented with technical advances, entertainment, therapy, consumerism, longevity, freedom of choice, while still having the opportunity, if he so desires, to engage in “risky” sports. Postmodernists and leftists were furious. But Fukuyama correctly saw that his universal liberalism recognized the individual rights of everyone regardless of race and gender, that it contained the institutional framework for the extension of individual rights to transsexuals and the like, that it accommodated the valuing of the environment, that it allowed individuals to create their own civic associations for a sense of belonging and identity, and that it met the postmodernist rejection of Eurocentrism by recognizing the multicultural right of immigrants to enjoy their customs as citizens within the framework of liberal institutions. Fukuyama was an advocate of mass immigration and diversity. His main preoccupation today is support for the “liberation of Ukraine” and the extension of these universal values against Russian “authoritarianism and traditionalism.”

The inbuilt progressive tendency of both Neocon and Postmodern liberalism lies in their commitment “to free the individual from the traditional restraints of society” or any institution, norm, custom, or “prejudice” that constricts the right of the individual to choose his own beliefs and happiness as long they do not infringe on this principle of liberalism. (It should be stated parenthetically that postmodernism did offer non-western historians, including the philosopher Alexander Dugin, with concepts to interpret their traditions in a positive light by decentering the “totalizing” narrative of the “logocentric” West. Postmodernism in the West, however, encouraged the affirmation of non-western ways inside the West, not the reaffirmation of Western traditions inimical to progressivism). Socialistic liberalism aimed at enlarging the scope of free action on the part of those who lacked the economic means to exercise their freedom of choice. They called for the “positive” right to a good education, right to work, paid parental leave, adequate standard of living, medical care. Freedom was no longer defined as “negative freedom,” protection from an oppressive government, but as the right of everyone, including foreign immigrants, to be afforded by the government “positive” freedoms for their self-actualization.

The civil rights movement that abolished racial segregation and disenfranchisement, and called for affirmative hiring to remedy the “injuries of the past” and persistent “systemic racism,” was consistent with liberalism. So was the abolition of white only immigration policies treating immigrants differently based on their race in violation of “the right and dignity of all humans to be treated as individuals with equal rights to comfort and happiness. Postmodernist demands are also consistent with liberalism in striving for the right of individuals to decide which sexual identities they prefer, rather than being restricted by a male-female collectivist “binary.” Conversely, the “emancipatory project” of the Enlightenment, despite its ostensible defence of “totalizing narrative” of rational progress, shares with postmodernism an attempt to overcome the “ethnocentric” power of European peoples. Habermas, after all, is an ardent supporter of immigrant diversity in Germany. The same logic applies to the way critical race theorists use racial categories. They believe that in our current society minorities are “racialized” by dominant whites, and that overcoming this racial hierarchy necessitates race identity politics. Their aim is to transcend altogether any form of racial identity for the sake of a society in which everyone is judged as an individual. The aim of multiculturalism is to afford immigrant minorities with resources to enhance their opportunities for individual integration while encouraging members of the “dominant” Western culture to respect their ethnic identity and customs as long as the principle of individual rights is not trampled upon. The replacement of whites simply means that individuals with equal rights and dignity who have a different skin color will replace individuals of another skin color.

This explains why not a single historian today, not matter what school of history they belong to, has cared or dared to examine critically what is undeniably the most radical transformation ever witnessed in human history: the willful replacement and demonization of the indigenous populations of the West by foreign immigrants at the behest of the liberal ruling classes. There are no conceptual tools available in the West for such a critical stand. Historians can certainly complain about some perceived negative consequences, about “illegal immigration” about the inadequacy of public schools to handle endless arrivals of new immigrants, about lack of public housing, and the like, but liberalism precludes them the right to question immigration in principle. The arrival of millions of immigrants has been going on at an intense level for about three decades, offering enough time for historians to start reflecting about its origins, nature, and consequences. They have, but not a single one has deviated from the accepted liberal narrative. I can’t think of a book in Canada by an academic working at a university that is critical of immigration as a matter of principle and for the sake of defending the ethnic interests of Western peoples besides my book Canada in Decay: Mass Immigration, Diversity, and the Ethnocide of Eurocanadians (2017). The price to pay for challenging immigration replacement is very high. I experienced an academic mobbing in 2019, which forced me to take early retirement, not to mention many other forms of suppression and exclusion from multiple social media venues, with about 70 customer reviews of Canada in Decay deleted at Amazon.

The arguments put forth by liberal academics have been invariably along the following lines:

  1. Immigration is about creating a more liberal minded Western world, overcoming the persistence of “nativism” and “racism,” and thus bringing about the realization of Western values of tolerance, equality, and human rights. Opposition to immigration control in the name of nationalism threaten to undermine the fundamental values of liberal democracies.
  2. “Anti-immigration” sentiments are a painful reminder of the “long history of immigration restrictions rooted in the racist fear of the ‘great replacement’ of whites with non-white newcomers.”
  3. There is nothing new about current immigration patterns; the US, Canada, Australia and New Zealand were founded by immigrants. “We are all immigrants.” In fact, England, France, Germany, Sweden, Italy, Spain…were also founded by migrants over the course of their histories, and their original inhabitants came out of Africa, the Near East, and the Eurasian steppes.

It should suffice for me to offer a few of the titles of history books coming out in recent years about immigration, along with a few cited words from the editorial endorsements, to convey my point. White Borders: The History of Race and Immigration in the US from Chinese Exclusion to the Border Wall (2021), by Reece Jones, is about “the United States’ racist and xenophobic underbelly” from “the ‘Keep America American’ nativism of the 1920s to the ‘Build the Wall’ chants initiated by former president Donald Trump in 2016.” Peter Gatrell’s The Unsettling of Europe: How Migration Reshaped a Continent (2019) “reminds us that the history of Europe has always been one of people on the move.” Coming to America: A History of Immigration and Ethnicity in American Life (2022), by Roger Daniels, shows that the US has always been a nation of immigrants “whose contributions are as varied as their origins.” Undesirable Immigrants: Why Racism Persists in International Migration (2022), by Andrew Rosenberg, shows that “the Immigration and Nationality Act of 1965 officially ended the explicit prejudice in American immigration policy that began with the 1790 restriction on naturalization to free White persons of ‘good character’,” and “how racial inequality persists in global migration despite the end of formally racist laws.”

The permanent transformation of Western civilization into a “Universal” civilization away from its European ethnos and historical roots is now an almost irreversible reality. The presence of millions of people from different cultures, the relentless denigration of Europeans as racists, the malicious rewriting of the European past to be “inclusive of the diversity of the classrooms,” in violation of the basic protocols of historical scholarship, the absurd claim that all Western nations are “immigrant nations,” have radically undermined the integrity of the West. The West, thoroughly under the spell of progressive liberalism, does not have the ideological resources to counter what’s going on except revive an earlier version of liberalism, what Alexander Dugin has called Liberalism 1.0, that is, a liberalism that emphasizes negative liberties, without excessive wokeness, without seeking to obliterate sexual differences between men and women, without critical race theory targeting whites, and without anti-Christian attitudes. But this is not easy given the almost complete control Liberalism 2.0 has over our institutions, the continuously high levels of immigration, and the in-built progressive tendency of liberalism writ large. This ideology, which grew out of the West only, and is based on disappearance of kinship ties, which prevailed in all human societies and still do in the non-western world, is historically grounded in the creation of monogamous families, dissolution of tribal groups and norms, and creation of civic associations based on trust regardless of sex, religion, race, and nationality, with universal rules applied equally to everyone—did work well for a few centuries and was the reason for the immense success of Western civilization. The only alternative seems traditionalism, which is really hard for a western world without ethnocentrism, a strong Christian religion, and bereft of any solid customs, marriage ceremonies, patriotism, ethnic dances and folkways.

Liberalism 1.0 worked because it was still supported by traditional marriage, church going, and a high level of participation in civic-liberal organizations, with most inhabitants in Australia, Canada, United States, Europe, rooted by birth in their communities and through their civic participation in churches, schools, town halls, universities, museums, neighborhoods, political parties—across towns, states, and within cities. Traditionalism on its own is not very appealing, or not really in the non-western world, leaving these societies rather ossified after the Axial Age (600 BC to 200 AD), without science and without intellectual vitality. But a way must be found to integrate traditionalism with modernization, for it looks like Western peoples have no option but to recapture some form of traditionalism, which ultimately is about recreating families and civic networks, which may seem like a return to Liberalism 1.0, but this time around this civic traditionalism should be enforced, and the cardinal principle that Western nations are constitutionally based on individual rights should be discarded for a principle that prioritizes the right of the ethnos to freedom from destruction and demonization by a globalist capitalist ruling class—as German Historicism called for.


Ricardo Duchesne has written a number of articles on Western uniqueness. He the author of The Uniqueness of Western CivilizationFaustian Man in a Multicultural AgeCanada in Decay: Mass Immigration, Diversity, and the Ethnocide of Euro-Canadians.


Featured: Ouroboros, from Codex Parisinus graecus 2327; copy made by Theodoros Pelecanos, in 1478, of an earlier (now lost) manuscript attributed to Synesius of Cyrene (d. 412).

Pierre Legendre: The Last “Renaissance Man”

Pierre Legendre (1930-2023) was one of the greatest thinkers that France has produced in modern times. His rich and nuanced thought, which encompassed history, philosophy, film, psychoanalysis, anthropology, and the law, he himself characterized as “dogmatic anthropology.” His passing on March 2, 2023 marked the end of an era in that he was the last “Renaissance man,” one learned in so many fields of knowledge, least of which was his mastery of a beautiful Latin style.

The French philosophy, Pierre Musso, author of Introductions à l’œuvre de Pierre Legendre [Introduction to the Work of Pierre Legendre], published just a few days before the thinker’s death, assesses and comments on the monumental legacy that Legendre has left behind. Professor Musso is in conversation with PHILITT, through whose kind courtesy we bring you this interview.

PHILITT (PL): The silence that followed the death of Pierre Legendre outraged some of his readers. Do you share this indignation? How do you explain the relative indifference of the academic world towards his thought and his work?

Pierre Musso (PM): I am not overly disturbed by the low media profile of Pierre Legendre’s death. Legendre himself did not particularly like the media or academic circles, and avoided them as much as possible. When one sees the tributes that the media pay, especially in the audiovisual sector, to various popular personalities—which Legendre was not—one can legitimately think that it is rather to Legendre’s glory that he was not celebrated in this way. Moreover, Legendre has always been a contrarian, on the fringes of academic and, of course, media institutions.

The real cause of this post-mortem silence, in my opinion, lies in the sheer ignorance of Legendre’s work in these circles, and in particular in France. If his work remains important and widely disseminated, notably his first film, La fabrique de l’homme occidental [The Fashioning of Western Man] (1996), with the text published in the collection of the Mille et une nuits [Thousand and One Nights], it is especially known and recognized abroad. There are already translations in German, in part in Italian, in Japanese, and some in English.

Paradoxically, many thinkers have been inspired by Legendre, often without quoting him. Legendre has been, as he himself said, “plundered” a lot, for a long time, including by intellectual luminaries who do not necessarily refer to Legendre’s work when quoting him. This is the fate of important works. His work spanned some sixty years, from the 1960s to the present. He pursued his work with constancy and on the fringes of institutions and disciplines. And this work is immense. Immense not only by its volume—some forty works, including his ten “Leçons [Lessons],” which contain the essence of his thought—but above all by its originality and complexity. I prefer to call it a cathedral work. In other words, a monument with an architecture of great complexity, but which offers several entrances and where one is free to go and admire this stained-glass window, that work of art in one corner, that text in another.

One of the aspects that explains the difficulty of apprehending Legendre’s thought is that he cannot be put away in a compartment, educed to a discipline. Legendre was not simply a jurist, a psychoanalyst, perhaps a philosopher and probably more an anthropologist. He himself would have gladly called himself “founder of dogmatic anthropology,” which is obviously incomprehensible, even dangerous, for most media.

PL: As you write in the introduction to Introductions à l’œuvre de Pierre Legendre [Introductions to the work of Pierre Legendre], “a scholar at the interface between science and poetry,” Legendre stands out from recent thinkers because of his erudite style and his multidisciplinary analysis that spans two millennia of the history of thought. In your opinion, what is Pierre Legendre’s genius—in the sense of the Latin ingenium?

PM: Legendre’s fundamental intuition is that of symbolic determinism. What is it about? Legendre places at the heart of his thought the question of why? This question was formulated, to put it simply, by a Father of the Church, Isidore of Seville, an encyclopedist of the 6th-7th century, who asked both why live and die? And how to live and die? The question of why is that of meaning; and, beyond meaning, that of the symbolic, knowing that the “speaking animal,” as Legendre calls it, constantly asks itself the question of why, and is aware of this constitutive intrigue of its being, transmitted from generation to generation. The stake, to “institute the human animal,” is to build founding narratives, myths or fictions, which answer this question of the why?

Nowadays, in Western society, the question of why is largely evacuated. Either it takes refuge in traditional religions, or society only responds to the question of how, to the question of norms and technique. We are thus faced with what Legendre calls a “wandering of the symbolic” or a “symbolic disintegration;” that is, a phenomenon of de-symbolization. This means for Legendre that there are several forms of “rationality.” That of the principle of non-contradiction, first of all, the rationality of logic in the Aristotelian sense and a fortiori in the Hegelian sense; that is to say, the constant rise in abstraction in rationality. Legendre borrows from Husserl the term of “surrationality” to characterize the West of today, where Bachelard spoke of “surrationalism,” in reference to surrealism.

The second form of rationality, fundamental, is that of the dream or the myth, where the principle of non-contradiction does not function anymore. This is the beauty of dreams, which explains why we spend half our lives dreaming, whether asleep or awake. This second rationality, just as important as the first one, is occupied by beliefs, myths, religions. This word “religion” did not please Legendre very much. In his last works, in the last ten years, since Lessons IX, he preferred the notion of “fiduciary,” borrowed from Paul Valéry. This term introduces the notion of fides, faith, which structures a civilization from its founding myth, which belongs to the symbolic, a term that could also be discussed at length.

The third form of rationality, which has often been buried in the West but which is very prevalent in many societies, concerns the corporeal. This last one gave place to Pierre Legendre’s works on the dance, La passion d’être un autre [The Passion to be Another (1978)]. If one does not have in mind these various forms of rationality of the speaking animal, one locks oneself, as the West does today at the time of the Techno-Science-Economy, only in the surrationalism or the technical, economic and techno-scientific hyperrationality.

In this respect, the accusation of conservatism made against Legendre does not stand up to analysis. Indeed, symbolic determinism is a reaction to what other currents, for example Marxists, have called “economic determinism” or still others “technical determinism.” Basically, as I write in a provocative way in these Introductions, one could link Legendre to a whole neo-Marxist or neo-Marxian current, a current which, against this formula of economic or technical determinism prevalent in Marx, Engels or Lenin, has valorized, within the Marxian matrix, the question of cultures, of the symbolic and of the imaginary. I am thinking in particular of Gramsci, Cultural Studies, the Frankfurt School (Adorno, Horkheimer). From this point of view, we can make a connection, which I myself sketched out in La Religion industrielle, between Legendre’s contribution and these currents. In any case, to classify Legendre among the conservatives is of little interest.

PL: At what moment and in which work do you situate the birth of “dogmatic anthropology” and the Legendrean project of subjecting the West to a kind of great genealogy or psychoanalysis?

PM: To understand Pierre Legendre’s project, one must first understand the meaning he gives to dogmatic anthropology. Legendre deliberately borrows a word, that of “dogma,” which he describes as “dangerous, sulfurous,” since “dogmatic” is often used to characterize fixed thought. Legendre in fact reinvests the Greek etymology of “dogma” (δόγμα), that is, that which appears and which, in its appearance, is a feint. It is thus a staging, a dramatization of the symbolic which, etymologically too, is the link that separates, according to the image of the dollar bill torn in Western filmss to find itself at the end of a contract. This link that separates refers to the unspeakable and the invisible: God, the Fatherland—one thinks of Kantorowicz’s text on the formula “to die for the Fatherland”—the Republic, Peace, and other beliefs or founding myths of our societies. For example, it seems to me that one of the major myths in the West today is that of scientific progress, established as a myth by positivism in particular. The institutions, their norms and their laws, in a society, are established and founded “in the name” of a symbolic myth, of a founding fiction. Pierre Legendre often quoted in his work this formula from the Middle Ages: Fictio figura veritatis est, i.e., “fiction is the figure of truth.” This aspect is fundamental to Legendre.

The nodal moment in Legendre’s work seems to me to be his thesis, supervised by Gabriel Le Bras and defended in 1957, entitled, “La pénétration du droit romain dans le droit canonique classique : recherche sur le mandat (1140-1254)” [“The Penetration of Roman Law into Classical Canon Law: Research on the Mandate (1140-1254”)]. Legendre was later greatly influenced by historians such as Ernst Kantorowicz or Harold Berman, who showed how the West was built, starting with what Berman called the “Big Bang of Western thought,” namely, the “papal revolution,” i.e., the Gregorian reform. For Legendre, as for Kantorowicz, this rupture of the eleventh and seventeenth centuries is the key moment when Roman law, inherited from the Empire which possessed a powerful normativity without answering the question of why, met Christianity; a kind of faith without law. This encounter was essentially born of the compilation made by the medieval jurist Gratian, an author often cited by Legendre as the founder of Western institutions, in the Decretum Gratiani or Concordia discordantium canonum (1140). This Decree, prolonging the “papal revolution,” maintains that man is governed according to two measures, which, on the level of institutions, will result in the opposition and the hierarchy between the papal authority and the power of the emperor, the spiritual foundation and the normative foundation. It is therefore the meeting of two monuments: the legal block inherited from Roman law and the heritage of Christian spirituality.

The intuition of dogmatic anthropology is really explicit in 1974, with the publication of L’amour du censeur : essai sur l’ordre dogmatique [The Love of the Censor: An Essay on the Dogmatic Order]. The notion of “dogmatic” appears clearly for the first time in the title of the work. With Jouir du pouvoir. Traité de la bureaucratie patriote [The Joy of Power. A Treatise on Patriotic Bureaucracy], these are the two founding texts of Legendre who, until 1982-1985, with the publication of Leçons II. L’empire de la vérité : Introduction aux espaces dogmatiques industriels [Lessons II. The Empire of Truth: An Introduction to Industrial Dogmatic Spaces], gave rise to a dogmatic anthropology. He then extended this reading of the Gregorian reform in the following works, sometimes giving the impression of repeating himself, as Lucien Sfez reproached him for doing when he devoted a long chapter to Legendre’s thought in his Critique de la communication [Critique of Communication]. Legendre repeats himself, in my opinion, because he discovered a fiduciary structure, an invariant throughout history, which he finds, with Kantorowicz and Berman, in the Gregorian reform: the double structure of man governed by the rationality of reason or normativity and that of myth. These two forms of rationality mentioned above were assembled during the Gregorian reform and thus constitute an institutional structure of the West.

Here we enter the second period of Legendre’s work. Indeed, Legendre establishes a junction, notably from Lessons II that led to his film Dominium mundi (2007), between the “Gratian moment,” in the twelfth century, the luminous century of the High Middle Ages, and the hyper-technological rationality of the “managerial revolution” of the twentieth century, named as such in James Burnham’s important book, published during the Second World War: The Managerial Revolution: What is Happening in the World (1941). Legendre notes that management has a relationship to the governance of the world that is faithful to Gratian’s decree but obeys a single measure: efficiency. The why is evacuated at the cost of a de-symbolization: what remains is the how, which Legendre calls the “Gospel of Efficiency,” the dogma of effectiveness that results from the industrialization of the West. His strength is thus to have noticed that from the Gregorian reform came two major institutions of the West: the State based on law, which is at the heart of his reflection, and the Enterprise based on management. His criticism of the disintegration of the State, quite rightly, makes him value management as a new form of rationality in the West.

When Legendre, in this period, tried to think the essence of institutions, he also did so from linguistics, taken up by Lacan. What characterizes the human, the speaking animal, is that he divides words and things. He thus enters, by definition, in the representation and to dissociate himself from the narcissistic image, that is to say from the enclosure, as Lacan underlined it; between oneself and his image, man needs a third party, the Big Other in the Lacanian sense. Any society is structured according to a ternary scheme, which Legendre takes from classical anthropology. But if we leave ternarity to enter a binary structure, as is the case in the contemporary West, where the institution dialogues with rationality alone, the balance of society is threatened. Any society is ternary because the human animal distinguishes words and things by the word. The first symbolic institution is therefore language. Following in Lacan’s footsteps and borrowing from Saussure’s linguistics, Legendre erects the bar that separates the signifier from the signified, a first form of institution of the Third. In the mirror stage of Narcissus, there is also a third term between the subject and his image: the mirror.

Finally, a last period of his work stands out after 2009, in the last fifteen years of his life. This moment of his thought is devoted to the question of the religious. Legendre wanted to produce a film on religion, following his three famous documentaries: La fabrique de l’homme occidental [The Fashioning of Western Man], Miroir d’une nation: l’ENA [Mirror of a Nation: Ecole Nationale d’Administration] and Dominium Mundi: l’Empire du Management [Dominium Mundi: The Empire of Management]. Having run out of time, he left us only one work, Les Hauteurs de l’Eden [The Heights of Eden] (2021). In the texts of this period, he shows a preference for the word “fiduciary,” deeming that the word “religion” is worn out. As he often wrote, one does not know a society that does not have a fiduciary architecture, a staging in aesthetics, music, theatrics, etc.; and this, whatever the society and not only in the West.

This interest in the fiduciary leads him to make one last great discovery, in Leçons IX. L’autre Bible de l’Occident : le monument romano-canonique [Lessons IX: The Other Bible of the West: The Roman-Canonical Monument]: the idea of “Schize” [“split”], according to a term borrowed from Lacan. Just as the Gregorian reform provides the link that separates, the foundation of the symbolic, the Schize designates the moment when, while the juridical block, that is to say the structure of rationality and normativity with which the West is endowed—that of management and law today—remains indestructible, the symbolic enters into complete erosion. The West can substitute a myth for the other, pass from God to the Republic, from the Republic to the Nation, to Progress, etc. At the time of the Schize, the link that separates is separated: separation prevails over religion which, etymologically, designates both the reading (religere) and the link (religare). The knot that held the two aspects, distinguishable during the papal revolution, is broken.

PL: Aware of the de-civilization that is taking place, in the light of the Techno-Science-Economy, in the “managerial West,” Legendre seemed, in his last works, to be definitively leaving a ship that is sinking more and more at each “bifurcation,” according to the term you use in Le religion industrielle. How did the author of l’Avant-dernier des jours [The Penultimate of Days] envision the next decades of the West?

PM: In several places in his work, Legendre criticized the Durkheimian approach to religion. According to Legendre, a great rupture took place from the moment when religion became an individual and subjective choice. Hence his preference for the term fiduciary. Originally, religion designates that which founds and governs the whole society which is held together by this foundation: myths, beliefs etc. Legendre criticized, for example, the existence of a free market of religions, the “to each his own belief,” which has as a consequence that the answer to the why is in the individual sphere. This de-symbolization leads, according to him, to a social disintegration, since the foundation of society, which makes it constitute and transmit itself from generation to generation, comes from the collective answer to the why, which constitutes the identity of the West and the genealogy of each society.

From the moment when religion becomes an individual matter, a free market, contemporary beliefs, in the light of the Techno-Science-Economy, come under hyper-rationalism and technical or techno-scientific hyper-rationality. The “In the name of” has moved towards Progress, Performance and Efficiency. Now, the idea of Progress being, for a while, debated and in the process of disintegration, there remains the technocratic and techno-scientific hyper-rationality. The future of the West, according to Legendre, is the capitalism of the New Age, the technolatry of Silicon Valley, transhumanism; that is to say, the myth of immortality, calling into question all the limits that are at the foundation of the symbolic. Everything that is technically and scientifically possible must be realized—such is the great myth of Silicon Valley. We are entering into a pure positivist functionalism, driven by the mythology of techno-scientific progress. In this respect, for Legendre, the West is heading for disaster. A society that frees itself or abandons the symbolic is condemned to social decay. From this point of view, Legendre is rather pessimistic.

Legendre saw what the West does not want to see of itself, according to his formula, and therefore looked at it from the perspective of foreign cultures, especially those of the South: Japan, Asia and especially Africa, which he visited a lot. There are therefore other civilizations that have not abandoned the why, or that have given it a different content: community and territory in the case of Africa, for example. Through positive globalization, the concert of nations, the West brings to light the values of other civilizations called “of the South.” In this respect, if he feared an “end of the West,” like Spengler or an “end of philosophy” in cybernetics like Heidegger, Legendre emphasized that this decline valorizes other forms of civilization and seems to call for another positive globalization in the concert of civilizations.

PL: If he willingly recognized, with Blumenberg, the “legitimacy of modern times,” Legendre exposed, on the other hand, the “medieval crucible” of this same modernity. In the “secularization quarrel,” which goes back at least to Hegel, and in which he takes part in spite of himself, what is Legendre’s position?

PM: One cannot have a society without symbolism, without a foundation of beliefs and myths; this is, as I have already expressed above, the starting point of dogmatic anthropology. This is why, according to Legendre, there is no society that can be secularized. Religions or fiduciary structures remain, even if they become secular with the industrial religion of the “techno-science-economy.” In dogmatic anthropology, it is institutions that hold a society together. Now the institution, Legendre explains, is what makes the collage between the why to live and the how to live; that is to say between the symbolic and the norm. If institutions no longer produce this “glue,” according to a term borrowed from the neo-Platonists, the structure of societies collapses. Legendre often resorts to the architectural metaphor and describes the structure of societies, built like monuments. Hence the importance, for Legendre, of genealogy and the link woven between the “medieval melting pot,” where the foundations of this monument that is the West are laid, and contemporary Management, the current face that this same West gives us to see. Since his vision of history is not linear but sedimentary, what is deepest in history, like the lava at the bottom of a volcano, can become the most burning actuality.

What interested Legendre is the invariant structure of the institutions that make up society. If today the West is faltering, this means that its institutions, starting with the State, still a major institution in the organization of nations in the democratic West, are no longer doing their job of “bonding” faith and law. Thus, the balance of the dogmatic edifice of the West is threatened. This disintegration of the state institution is a distant consequence of the Schize. At the time of the Schize, the State “recovered,” so to speak, the symbolism of the Church by transferring the theological to other Referents. Then, according to the great revolutions of its history, those identified by Harold Berman—the Papal Revolution, the Reformation, the English, French, American and Russian revolutions, as well as the managerial revolution (end of the 19th-20th century)—the West was constituted and the State borrowed different “founding References.” Today, the West speaks in the name of efficiency, borrowing the managerial doctrine, which I call in a book the State-Enterprise.

But this collapse of the edifice goes back further. In the last millennium, the Church was the great founding institution and the State largely took over the Church model. This model of the Church-State became a nation-state from the 16th century, with Machiavelli, etc. It triumphed with the Treaty of Rome. It triumphed with the Treaty of Westphalia (1648) and Hobbes’ Leviathan (1651), the acme of the State model, until the French Revolution and the beginning of the 19th century. Moreover, the State constitutes, especially in France, the pivotal institution, to which Legendre devoted his very first works, in connection with the history of administrative law for example. When Legendre sees the State becoming a “ghost,” as he writes in Fantômes de l’État en France [Phantoms of the State in France], he obviously had in mind the French model, where the State is the institution of reference. The “lassitude of the state” and its disintegration was a major concern of Pierre Legendre. I hypothesize, in several of my books, that business and management could perhaps replace, and are already serving as crutches for, this decaying state.

PL: A scholar perched on the shoulders of other scholars whose heir he readily acknowledged himself, Pierre Legendre was first and foremost a scholarly reader. If one had to make—a legendary exercise par excellence—the genealogy of his thought, with whom would you compare the author of the Leçons [Lessons]?

PM: Beyond the contribution of psychoanalysis, law, history and anthropology, Pierre Legendre was first and foremost, in my opinion, a great scholar, therefore an encyclopedist, a walking library, such as no longer exists. Legendre spent his life not only in conversations with the greatest, but in libraries all over the world, his nose in manuscripts. One can compare him, of course, to historians such as Kantorowicz or anthropologists such as Lévi-Strauss, from whom he certainly drew inspiration when he thought up his dogmatic anthropology, a reference to structural anthropology. Legendre himself cited his exchanges with André Leroi-Gourhan, who studied the relationship of the human to the world, both technical and symbolic. This duality crosses, under different forms, the work of Legendre.

Moreover, we know that he knew Lacan, that he met him frequently, that the latter helped him to publish in his book series. Legendre insisted, moreover, that his work completed a subject that the Paris Freudian school did not want to tackle, namely the institution, a blind spot in Lacan’s approach according to Legendre. However, Legendre descended more immediately from Freud. From the latter, he retained a sentence that is essential to his reasoning, found in Civilization and Its Discontents (or The Discontent in Culture), published in 1935: “If the evolution of civilization presents such similarities with that of the individual, and if both use the same means of action, would we not be authorized to make the following diagnosis: have not most civilizations or cultural epochs—even the whole of humanity perhaps—become “neurotic” under the influence of the efforts of civilization itself?”

Legendre was mostly in the line of great scholars. I am thinking of Athanasius Kircher, the German Jesuit and encyclopedist who, in the 17th century, was more important and better known than Newton. This great scholar in all fields—mathematics, astronomy, medicine, archaeology, etc. – was, for Legendre, a personal friend, whom he met and left every day, in his library. This was not limited to the producers of texts, so to speak, but concerned many artists, in literature—J.L. Borges for example, whom he met; in cinema—Chris Marker, whom he knew well and quoted in his work; in painting—Magritte, whom he often commented on. Text and image were, for Legendre, inseparable. He cherished and quoted a formula of Saint Augustine: without knowing it, man “walks in the image,” starting with his own.

Legendre’s books are, for this reason, full of images, from medieval paintings to more recent advertisements. This is not an artificial juxtaposition or gratuitous erudition; it is a way for him to show how the thought structure of a society is transmitted across generations, or beyond the medieval melting pot. From the beginning to the end of his work, his task was to detect the structure of the invariant beyond the variations.

Among Legendre’s references, one can also think of Gratian, a great jurist scholar who compiled biblical, patristic and legal texts in the 12th century. Closer to home, we can better understand Legendre by thinking of the figure of Paul Valéry: philosopher, poet and writer. In short, Legendre’s references were always other encyclopedists combining science and poetry; whatever their personal approach and the historical moment of their work.

PL: During the last twenty decades of his work, Pierre Legendre paid particular attention to young students, to whom he devoted certain essays. The Introductions, on the other hand, also testify to the diverse receptions of his work. Did Legendre seek to become a school, or at least to have an intellectual posterity?

PM: Pierre Legendre was concerned with his heritage, it seems to me, since his first film, La fabrique de l’homme occidental, that is, since 1996. The film, when I showed it to my Master’s and DEA students at the Sorbonne, was a revelation and an enlightenment for many. The documentaries that followed, the small books he published after conferences at the École des Chartes (L’inexploré [The Unexplored], 2020) or at the Lycée Louis le Grand (La Balafre: À la jeunesse désireuse [The Scar: To the Desiring Youth] 2007), for example, where he addressed a young audience, also prove that. His latest works show a concern for popularization, insofar as his work and his style are often dry and difficult.

Nevertheless, Legendre’s first concern was that of transmission: to transmit the enigma of why? The great schools and universities bathed in positivism and scientism are primarily interested in efficiency, in performance; everything appears transparent and clear. Another anthropologist, Georges Balandier, also noted that the West is in a “technological and scientific hyper-power” that avoids the economy of the why, in other words a power without meaning. Legendre left, in his own way, the same message.

Moreover, we now see international readings of Legendre, cultural appropriations of his thought. The Introductions show it well: a great scholar like Osamu Nishitani, in spite of the complexity of understanding the West from Japan, has an original and profound apprehension of Legendre’s thought. The same is true of certain German and Italian scholars. The borrowings—I spoke earlier of plundering—sometimes give way to real appropriations. Like a Michel Foucault, Legendre will in my opinion be truly recognized when he is more widely translated into English. That is also what the West is all about. That is why Legendre preferred to conduct his scholarly conversations in Latin.


Clara Campoamor and Mercedes Formica: Two Exceptional Feminists, Victims of Political Correctness

The progressive doxa and ideology make the women’s rights movement in Spain, in the 20th century, a sort of preserve of radical and Marxist feminism. The leading figures, invariably cited by the mainstream media, are the socialists Victoria Kent, Margarita Nelken and Carmen de Burgos y Segui, the Marxist-Leninist-Stalinists Dolores Ibarruri and Matilde Landa, and, to a lesser extent, the anarchist Federica Montseny. Apart from these? Nothing or almost nothing. Even the famous and talented writer, Emilia Pardo Bazán, has been met with embarrassment or hostility on the grounds that she was an aristocrat with conservative or even traditionalist-Carlist convictions. Other examples? Feminists as important as María Espinosa de los Monteros or Consuelo Gómez Ramos, to name but a few, share a similar fate and are even ignored or blacklisted for having been supporters of a conservative Catholic feminism or for having held public office under the dictatorship of Miguel Primo de Rivera.

Another significant case is the Republican-Liberal Clara Campoamor. Honored and admired, often referred to as the most prestigious feminist of the 1930s, her biography is nonetheless watered down, if not glossed over, to avoid mentioning her harsh criticism of the Popular Front. But the archetypal example of ideological amnesia is without question that of the lawyer Mercedes Formica. A major architect of women’s emancipation under Franco’s regime, her Jose Antonian and Falangist convictions, affirmed throughout her life, led to her being placed squarely under the radar.

Clara Campoamor Rodriguez and Mercedes Formica-Corsi, are undoubtedly two almost perfect victims of the “historically correct.” One is instrumentalized and manipulated by the politico-cultural power, the other is caricatured, ignored or passed over in silence. They deserve to be rethought, reevaluated and revisited.

Clara Campoamor: A Scandalous Political and Cultural Recovery

Clara Campoamor was born in Madrid on February 12, 1888. While still a child, she lost her father and had to help her mother survive. She was successively a milliner, a commercial employee, a post office employee and a mechanics teacher. She then resumed her studies, entered the University, obtained a law degree and enrolled in the College of Lawyers in Madrid in 1925. A well-known lecturer, she helped found the International Federation of Women Lawyers and the Spanish Women’s League for Peace.

Clara Campoamor. Credit: Historia.

In 1930, at the age of forty-two, on the eve of the proclamation of the Second Republic, Clara Campoamor entered politics. She was a member of the national council of Manuel Azaña’s Acción Republicana, the embryo of the party that he would officially create in 1931. However, she soon left this party to join the Radical Party of Alejandro Lerroux, a centrist party that was then more to the right. On June 28 of the same year, in the general elections, she was elected deputy in a Madrid constituency. A month later, she was appointed by her party as a member of the Commission in charge of drafting the Constitution. She succeeded in having the draft of the fundamental law proclaim the full suffrage rights of women. During the debates in the Cortes, when she defended the wording of the law, she came up against another woman, the radical-socialist deputy Victoria Kent. Like many members of her party, Kent was against the right to vote for women and asked for its postponement, fearing that it would favor the right because of the Catholic convictions of too many Spanish women. A few days earlier, a famous PSOE politician, Margarita Nelken, later affiliated to the PCE, expressed the same opinion in the press. A surprising point of view, but in agreement with that of a good number of socialist-Marxist leaders who, through “elitism”, shared with the reactionary right the same distrust and contempt for the people, who were considered uneducated and had to accept, willingly or not, to be guided by the enlightened elite.

As a result of the successive speeches, including those of Kent and Campoamor, the Parliament was divided into two blocks. Socialist leader Prieto, who also opposed women’s suffrage, left the room before the vote. The final result was clear: 161 votes in favor, 121 against and 188 abstentions. Taking into account that the PSOE had 116 deputies and the Radical Socialist Republican Party had 61, out of a total of 177 socialist deputies, 83 voted in favor and 94 against. 40 percent of those elected to the chamber abstained or were absent.

It was therefore against the will of a majority of left-wing deputies—socialists and socialist radicals (the right-wing deputies were almost absent from this chamber)—that the principle of women’s right to vote was acquired. But, let us emphasize, it was in Spain before France, since French women had to wait for the provisional government of General de Gaulle, in 1944, to become finally electors and eligible as men.

On the occasion of this vote, Clara Campoamor’s intervention was decisive. She has the honor of having been the deputy who contributed most to obtaining the right to vote for women. But it is necessary to remember here an important point; she belonged to the radical party of Lerroux, a republican and liberal party, nourished by anti-Catholic Freemasons, of which she was deputy from 1931 to 1933. She was not a socialist militant or sympathizer, as many leaders and historians of the PSOE say or imply today, trying to appropriate her figure. She expressly rejected Marxist socialism and communism.

Clara Campoamor was also, under the same government, Director General of Beneficiencia y Asistencia Social and delegate to the SDN of the Spanish Republic. She was also one of the main drafters of the law establishing divorce in Spain. And her little known or misunderstood history does not end there. In the aftermath of the socialist uprising of October 1934, against the government of the radical Lerroux, Clara Campoamor, who, it seems, disagreed on the way to repress those responsible for the insurrection, decided to leave the Radical Party. She immediately tried to join the Izquierda Republicana (Manuel Azaña’s party), but was refused admission. The “cardinal sin” that she was accused of, she said, was the women’s vote, which would have led to a victory for the right in the general elections of November 1933. This is at least the interpretation of most of the left-wing leaders of the time, which today is not unanimously accepted by historians. The defeat of the leftists can be explained more by the disappointment of a part of the electorate and the wear and tear of power than by the importance of the female vote.

But the ordeal of Campoamor had only just begun. Too often, it is said and written in an imprecise way that she voluntarily went into exile to escape the horrors of the Spanish Civil War. The unvarnished truth is much less glowing for her opponents. In reality, in September 1936, fearing to be arrested and summarily executed in one or another of the Chekas of Madrid, she fled, with her family, the Popular Front zone, not wanting, as she would later write, “to be one of those details sacrificed unnecessarily.” Having managed to reach Switzerland, via Italy, she published less than a year later in Paris, La Revolución española vista por una republicana (Plon, 1937), an edifying work that curiously was not published in Spain until the early 2000s.

In this book, Clara Campoamor analyzed the origins of the Spanish Civil War and severely denounced the violations of Republican legality by the Popular Front government that emerged from the February 1936 elections. She explained how the situation deteriorated very quickly; how the government, indecisive and inactive, proved incapable of maintaining public order and preventing physical violence and assassinations. She emphasized the extent to which the left, the socialists and the communists, had prepared for war, carefully hiding substantial arsenals of arms and ammunition, and forming and organizing militarily trained militias. She told how from the first days of this fratricidal conflict, leftist terror spread to more and more victims; and how the political persecution spread throughout the Popular Front area.

Clara Campoamor summarized her testimony in “The Causes of the Government’s Weakness, as Seen by a Republican,” an instructive article published after her death in a special issue of the journal Histoire pour tous/History for All (La guerre d’Espagne/The Spanish Civil War, no. 16, February-March 1980, Paris). Here are some brief excerpts to enlighten the reader:

“From the first days of the struggle a bitter terror reigned in Madrid. Public opinion was tempted at first to blame the violence in the cities, and especially in Madrid, on the anarchists. History will one day tell whether they were justly blamed for these events. In any case, it is up to the governments, without distinction, to take responsibility for them.”

“As the exhortations of the government newspapers eloquently show, terror reigned in the rear from the beginning of the struggle. Patrols of militiamen began to make arrests in homes or in the street; wherever they thought they would find enemy elements. The militiamen, outside of all legality, set themselves up as popular judges and followed their arrests with shootings…. The guardians of the law were either indifferent or powerless before the number of executors who carried out this odious task.”

“At the beginning, they targeted the fascist elements. Then the distinction became blurred. People belonging to the right wing were arrested and shot; then their sympathizers; then members of the radical party of Mr. Lerroux, sometimes even—tragic mistake or class vengeance—members of the Republican Left party… When these mistakes were noticed, the murders were blamed on the fascists and continued… The government found every morning sixty, eighty or a hundred dead lying around the city.”

“And yet the government could have stopped the looting and the anarchy, because it had at its disposal the Civil Guard, which, being very numerous in Madrid, did not side with the insurgents. This force, by its numbers and training, would have been sufficient to maintain order in the capital if it had been wanted to be used… The government therefore did not want to use this force which, in order to re-establish order, would have had to repress the violent acts of the militiamen”.

“During the night, Madrid did not sleep, it trembled. Everyone listened attentively to the sounds of the street, strained one’s ears for footsteps on the stairs… always expecting a search by the militia…. Madrid had fallen to the lowest degree of disorganization and bad taste…. But only by hiding under ground could one escape the ferocity of the carnivores of the rear.”

“Of the thousands of prisoners in the central prison in Madrid, only two young men managed to escape. All the others were massacred. Among them were well-known personalities, such as Mr. Melquíades Alvarez, a member of Parliament, a former Republican and leader of the Liberal Democratic Republican Party, and Mr. Rico Avelló, former Minister of the Interior in the government presided over by Mr. Martinez Barrio in 1933, and High Commissioner to Morocco in February 1936. The shooting echoed all night long inside the prison, spreading terror in the neighboring houses.”

“These last facts finally convinced the government to take the leadership of the repression by forming a tribunal, composed of members of the magistracy and a popular jury recruited from all the parties registered in the Popular Front. This tribunal, given the publicity that its verdicts would receive, would be required to measure their scope and justify them. However, it was not afraid to pronounce sentences such as those of Salazar Alonso, Abad Conde and Rafael Guerra del Rio, former ministers of the Radical Party in the Lerroux cabinet, who were accused—without any proof—of having promoted the uprising. Their crime was quite different: it was to belong to the old radical party, under whose government they had been several times ministers.”

“It is all very well to say that in the exasperation provoked by a civil war all these excesses can be explained; but they remain unjustifiable. The peaceful citizens, the humble merchant, the civil servant, the petty bourgeois; in short all those who do not look at life on the historical level but as it is presented day by day, suddenly understood the danger this terror constituted for them, which was exercised by a resentful rabble and envenomed by a hateful class propaganda.”

“Yes, the pay of ten pesetas per day, paid to the militiamen and militia women, the parade in the city, and for some the looting and the revenge, were sufficient baits to attract in the militias many people who should have been in prison…. Debauchery reigned at the front. and many combatants had to be hospitalized.”

“The terrorists worked on behalf of the insurgents more successfully than their own supporters. These elements always forced the government to continue the struggle, and for good reason…. They had the perfect life: provided with money, looting, massacring and satisfying their thirst for revenge and their baser instincts.”

It is understandable that the admirers of the Popular Front boycotted or ignored the honest and severe testimony of this notorious anti-Francoist. Ignored or marginalized by both sides, Campoamor went into exile, first in Switzerland, then, from 1938, in Argentina, before returning to Lausanne in 1955. She lived on her writing and her profession as a lawyer, publishing articles and lecturing at conferences. Her three requests for permission to return permanently to Spain, which were made by visiting her country three times between 1948 and 1955, were all rejected. In 1964, the Tribunal for the Repression of Freemasonry and Communism was abolished, but by that time she had long since given up her plan to return. She died of cancer in Lausanne on April 30, 1972. Her body was cremated and the ashes were deposited in the Polloe cemetery in San Sebastian, in accordance with her last wishes.

Mercedes Formica: An Admired Feminist Turned Pariah

The biography of the lawyer Mercedes Formica is much less known, but it is no less admirable. Mercedes Formica Corsi-Hezode was born on October 8, 1916, in Cadiz, into a relatively wealthy family. Her father, an engineer, was the director of the Gas and Electricity Company of Seville. She was the second daughter of six children who lived their early youth peacefully, without any major problems, between Seville, Cadiz and Cordoba. Her mother, Amalia Hezode, wanted Mercedes to be able to work one day, to be free, independent and to marry for love. She encouraged her daughter to pass the baccalaureate and to study. Mercedes was the only young woman in Seville to enroll in law school in 1932. Unfortunately, that year was a very dark one for her because the family home was destroyed. Her father decided to start a new life with a young German woman. The separation was all the more painful for her mother, who refused the amicable divorce and lost parental authority. Worse still, at the request of her husband and his lawyer, the courts ordered her to move to Madrid with her daughters, one of whom was barely three years old. Amalia would not see her only son again except on rare vacations, barely a few weeks, until her death. The extremely modest alimony she was granted condemned her to live with her daughters in complete destitution. Only scholarships allowed Mercedes to continue her university studies. Divorce law of that time (1932) was favorable to the man; it enshrined the triumph of the stronger, the only one really protected by the law. The marital home was conceived by it as the “husband’s house,” and it gave him the right, humiliating for the woman, to get rid of her by “depositing” her with her parents, in a monastery or in any other place he wished. Mercedes, still a teenager, would never forget the terrible injury and grief inflicted on her mother.

Doña Mercedes Formica de Llosent y Marañón, Madrid, 1954. Credit: SBMA.

Intelligent, hard-working, charismatic and extremely beautiful, Mercedes Formica became a lawyer, historian, novelist and feminist (although she never liked this last label). Her literary work includes the novels, Monte de Sancha (1950), La ciudad perdida (1951), El secreto (1953), A instancia de parte (1955), La hija de Don Juan de Austria (1972), María Mendoza (1979), La infancia (1987), Collar de ámbar (1989) and the trilogy of her memoirs: Visto y vivido (1982), Escucho el silencio (1984) and Espejo roto y espejuelos (1998). However, despite her undeniable literary talent, it was her political and social commitment that made her famous.

Married in 1937 to Eduardo Llosent Marañon, poet and man of letters, Mercedes Formica rubbed shoulders with all the intellectuals of post-Civil War Madrid. Her husband, Llosent, former director of the magazine Mediodia in Seville, was a friend of poets, such as García Lorca, Gerardo Diego, Rafael Alberti and Dámaso Alonso before the Civil War. He was also known for having contributed to the tribute book, Coronas de sonetos en honor a José Antonio, with the poem “Eternity of José Antonio.” Close to the philosopher Eugenio d’Ors, he was soon appointed director of the National Museum of Modern Art (now Museo Reina Sofia). But the couple’s marriage would only last for a while. After separating, Mercedes Formica obtained an annulment and in 1962 she married José María de Careaga y Urquijo, Mayor of Bilbao and Technical Secretary General of the Ministry of Industry.

Mercedes Formica’s social-political commitment went back to the very beginning of her life as a student. In her memoirs, she recounts that on a visit to a friend’s house one Sunday in October 1933, when she entered the living room, she heard a man’s voice on the radio saying: “We are not a party of the left, which in order to destroy everything, destroys even what is good, nor of the right, which in order to preserve everything, preserves even what is unjust.” This chance “radio” encounter with José Antonio Primo de Rivera, during the broadcast of the founding speech of the Falange, would condition her entire life. Years later, she wrote in Visto y vivido (1982), this “young, intelligent, courageous man was feared, rejected and ridiculed by his own social class, which never forgave him for his constant references to injustice, illiteracy, lack of culture, miserable housing, endemic hunger in rural areas, with no other resources than temporary work, the urgent need for land reform. To confuse José Antonio’s thought with the interests of the extreme right is something that ends up rotting the blood. It was the extreme right that condemned him to civil death, waiting for the physical death that they thought he deserved.”

In Mercedes Formica’s life, the meeting with José Antonio marks a before and after. She would be faithful to his memory and his ideas until her last breath. From 1934, she was resolutely involved in the life of the phalangist movement, not hesitating to put her life in danger. Affiliated with the SEU (Sindicato Español Universitario), she was the only female Phalangist in the Faculty of Law in Madrid. The sympathizers preferred not to join so as not to risk paying with their lives.

That same year, Mercedes Formica was appointed by José Antonio as the female delegate of the SEU in Madrid. When the first SEU National Council met on April 11, 1935, she gave a report in which she insisted on the urgency of creating a Book and Textbook Exchange and on the need to increase the number of scholarships, grants, restaurants and student residences. At the suggestion of Carmen Primo de Rivera, one of José Antonio’s sisters, she agreed to contribute to the activities of the Women’s Section. In February 1936, she became the national delegate of the SEU, and as such a member of the National Committee of the Falange.

After the execution of José Antonio on November 20, 1936, and even more so after the adoption by Franco of the decree-law of April 19, 1937, which imposed the fusion of all movements—Carlists, Phalangists, monarchists and other affiliations—fighting in the national camp, Mercedes Formica felt cheated and disappointed. She was reluctant to remain involved with the new political structure created by Franco, the Traditionalist Falange of the JONS. In 1997, she confided to Rosario Ruiz “Franco was not a Phalangist, and I understood then that all this was going to be a kind of gigantic mess, in which there were many converts who, in order to save themselves, had very cruel ‘merits.’ Before the conflict, José Antonio’s followers were very few, perhaps two thousand in all of Spain, and perhaps even less; and in the Franco zone, only a minority remained, perhaps one hundred or two hundred. Those who were in Madrid and Barcelona were shot.”

She did not hesitate to ridicule last-minute converts, and mockingly asked the question: “But where did so many blue shirts come from?” She reproached the newcomers for having set themselves up “as representatives of something they did not believe in; intolerance being their distinctive sign.”

At the beginning of 1944, the National Delegate of the Women’s Section, Pilar Primo de Rivera, offered her the editorship of the weekly Medina. She also worked for the Institute of Political Studies. In August 1944, she accompanied her husband on a diplomatic and cultural tour of Argentina and met Juan Domingo and Evita Perón. Mercedes Formica lost many years of study due to the Civil War and her involvement in the social activities of the Women’s Section, especially in favor of the children of the defeated. But she finally obtained her terminal degree in 1948. Her first wish was to join the Diplomatic Corps; however, she had to give it up so as not to have to live far from her husband. At the same time, the only woman diplomat in Spain was Margarita Salaverria, who was the first to pass the entrance exam during the Republic, in 1933. Faithful to the national camp, she continued her career under Franco. In the 1970s, her husband was appointed Spanish ambassador to the United States and she lived with her family in Washington.

At the end of the 1940s, Mercedes Formica decided to apply for the public prosecutor’s and notary’s examinations, but again she had to give up quickly because one of the requirements was to be a man. For lack of anything better to do, she joined the Madrid Bar Association. But it was extremely difficult for a woman to join a well-known law firm. Therefore, she opened her own law firm, and also became a journalist, novelist and essayist. In 1951, Pilar Primo de Rivera asked her to participate in the Hispanic-American-Philippine Congress. She was given full freedom to write a report proposing reforms on the status of women. But her paper on the situation of university-educated women in the workplace was eventually deemed too committed and buried. A year later, however, the First National Congress of Justice and Law of the FET de las JONS joined her voice to those of the Phalangists of the Women’s Section who demanded more rights for women.

In 1953, Mercedes Formica was alerted to a news item in the press. It was about the assault of a woman by her husband, who stabbed her several times. When the journalist asked the distressing victim why she had accepted her husband’s abuse for so long, she gave a chilling answer: “I tried to separate from him, but a lawyer I consulted told me that I would lose everything, children, house and my few possessions.” Outraged, Mercedes Formica decided to publicly denounce the absurd law that left separated women without any protection.

On November 7, 1953, she published a famous article in ABC, a liberal-conservative monarchist newspaper, entitled “The Marital Home.” The repercussion was enormous; it was taken up, commented upon, or quoted not only in the national press, but also abroad. In the United States, the New York Times, Time Magazine and Holiday magazine echoed it. The same was true of the European press in Great Britain (The Daily Telegraph and the Morning Herald), Germany, Switzerland and Italy, and of course in the Iberian-American countries (Argentina, Brazil, Colombia, Mexico and Cuba). In Spain, this article was praised in the anarchist weekly CNT by the communist activist of the PSUC, Lidia Falcón, future founder of the Feminist Party in 1979 (This famous figure of Spanish radical feminism, would be accused of transphobia and incitement to hatred in 2020 and excluded from the communist party Izquierda Unida (IU), allied to Podemos).

In Madrid, on November 18, 1953, the director of ABC, decided to publish a new article. Its title was unambiguous: “The marital home is not the husband’s house.” At the end of November and the beginning of December, the Madrid daily launched a wide-ranging survey to which the most important Spanish jurists and lawyers were invited. At the 1954 National Congress of Lawyers, lawyer-priests were among those who spoke out in favor of the reform. Some of them did not hesitate to point out that in his 1931 book, La familia según el Derecho natural y cristiano (The Family According to Natural and Christian Law), Cardinal Isidro Goma, the strongest supporter of the “Crusade” in 1936, wrote: “It is time to underline the offensive inequality to which the civil code has relegated the Spanish woman and mother.”

For her part, Mercedes Formica did not stop there. On March 3, 1954, she published an interview in the magazine Teresa, in the Women’s Section, in which she summarized her point of view. Again, on July 10, 1954, she gave a lecture on “The legal situation of Spanish women” at the Medina Circle of the Women’s Section. She did not fight, as one might think, against the retrograde laws of Francoism, but against legal principles dating back to the nineteenth century. The Constitution of the Republic of 1931 stated the general principle that “all Spaniards are equal before the law,” a principle that was taken up by the Fuero de los Espanoles of Franco’s Spain in 1945; but in both cases there were no concrete laws or regulations to implement it. The Civil Code of 1889 had remained unchanged under the Republic, despite the law on marriage and divorce, and then, just as unalterable under Franco’s regime, which had deviated from the law on divorce and introduced penalties and sanctions against abortion, infanticide, adultery and child abandonment. Women needed their husband’s permission for any act with legal consequences. Spain was not an exceptional case; in France, for example, it was only with the law of July 13, 1965 that married women were allowed to work without their husband’s prior authorization and to open a bank account in their own name. On both sides of the Pyrenees, the same prejudice existed in the middle classes—the work of married women was perceived as proof of the man’s inability to provide for his family.

For almost five years, the debates and polemics, initiated by Mercedes Formica, followed one another at a good pace. The lawyer and journalist did not give up. She visited the president of the Supreme Court, José Castán Tobeñas, and obtained his support; she convinced parliamentarians of the Cortes; finally, she had a meeting with the head of state. In order to obtain this meeting, on March 10, 1954, the mediation of Pilar Primo de Rivera was essential. When before the “Generalissimo,” Mercedes Formica mentioned the need for the wife’s consent to dispose of her property during the separation, he corrected her: “No. Consent must be required at all times, with or without separation.” Franco knew from experience the difficulties of children of separated or divorced parents. He remembered that when he was an army cadet and his mother’s alimony payments were late in coming, he was forced to ask for credit at grocery stores. At the end of the hearing, the Caudillo invited Mercedes Formica to go and speak on his behalf to the Minister of Justice, the traditionalist Antonio Iturmendi.

Her efforts were successful, but only four years later. The law of April 24, 1958, would modify sixty-six articles of the Civil Code. The concept of “husband’s house” was replaced by that of “marital home;” the discriminatory concept of “wife’s deposit” was abolished; the man’s absolute power over household goods disappeared; and widowed or remarried women no longer lost parental authority over their children. Mercedes Formica was undoubtedly responsible for this reform of the Civil Code; but it was not until 1978 that the Penal Code was reformed and the discriminatory treatment of women in matters of adultery was repealed. Other legislative reforms aimed at establishing equality between women and men were initiated by Mercedes Formica and her friends in the Women’s Section, such as Monica Plaza and Asunción Olivé. These included the Law of July 22, 1961, on women’s professional and labor rights, and the Law of July 4, 1970, on the consent of mothers for adoption.

In 1970, Mercedes Formica’s signature was among those of 300 writers, some of whom had been volunteers in the Blue Division, artists and intellectuals who protested against clerical censorship to the Minister of Information Manuel Fraga Iribarne. Mercedes Formica intervened again to demand an improvement in the situation of destitute pensioners (1966), to demand an increase in the number of childcare centers (1967), to defend the law decriminalizing adultery (1977), and to denounce the non-application of sentences against rapists (1998). From the 1970s onwards, her work was taken up and extended by the lawyer María Telo (who had a letter-writing relationship with Clara Campoamor) and by Concepción Sierra Ordoñez. Both of them were founders of the Spanish Association of Women Jurists (1971), an association in which the Phalangists of the Women’s Section Belén Landáburu and Carmen Salinas Alonso were also active. These four women were behind the 1975 law on the legal situation of married women and the rights and duties of spouses.

Mercedes Formica’s fight was not only in favor of women, but was part of a larger struggle against injustice and in defense of the weak. It was not, she said in the twilight of her life, an extravagant or senseless struggle, as the opposition (Immobilists) maintained for a while; nor was it a paradoxical, contradictory or even superficial struggle to change nothing in depth, as the extreme feminists claimed. Mercedes Formica wanted to be consistent, in accordance with her youthful convictions, which were against the stereotypical image of the submissive woman, of the angelic housewife, confined to the private space to take care of her husband. She was aware of the reproaches made to the founder of the Phalange for having made comments about women that were described as ambiguous and stereotypical by his opponents. Hadn’t José Antonio said that the Phalange was feminine because it had to have two major virtues, self-abnegation and a sense of sacrifice, which are much more common in women than in men? Didn’t he keep saying that he wanted “a joyful Spain in short skirts?” Didn’t he refuse to plead divorce cases during his life as a lawyer, judging them to be a source of suffering for the children? But to the inevitable scorners and critics, Mercedes Formica answered stoically, as in her Memoirs: “On the anti-feminism of José Antonio and the thesis so widespread, according to which he wanted a woman at home, with almost a broken leg, I must say that it is false. It is part of the process of interpretation to which his thought was subjected. As a good Spaniard he did not like the pedantic, aggressive, extravagant woman, full of hatred for the man. From the beginning he could count on women academics, and he gave them responsibilities. In my particular case, he didn’t see in me the angry suffragette, but the young woman concerned about Spain’s problems, who loved her culture and was trying to make her way in the world of work.”

Mercedes Formica continued her activism into old age. She wrote her last article in 1998, before the first serious symptoms of Alzheimer’s disease affected her. She died in Malaga on April 22, 2002, victim of a heart attack. Very few people attended her funeral and few media reported on her death, even though she was undoubtedly one of the most important women of 20th century Spain. Recognition is not a virtue of the vulgar, it is the prerogative of great hearts, they say. These were not legion at the time of her death. In 2015, at the instigation of the Marxist and far-left party Podemos, the municipality of Cadiz removed the bust of Mercedes Formica that had been installed in the center of the city, in the Plaza del Palillero. But two street names perpetuate her memory to this day, in Malaga and Madrid.


Arnaud Imatz, a Basque-French political scientist and historian, holds a State Doctorate (DrE) in political science and is a correspondent-member of the Royal Academy of History (Spain), and a former international civil servant at OECDHe is a specialist in the Spanish Civil War, European populism, and the political struggles of the Right and the Left – all subjects on which he has written several books. He has also published numerous articles on the political thought of the founder and theoretician of the Falange, José Antonio Primo de Rivera, as well as the Liberal philosopher, José Ortega y Gasset, and the Catholic traditionalist, Juan Donoso Cortés.